| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FCRD | First Eagle Alternative Capital BDC, Inc. | Hickey Robert J. | Portfolio Manager | Mar 16, 2022 | Buy | $4.29 | 1,814 | 7,782 | 72,470 | Mar 17, 2022, 12:22 PM | |
| FCRD | First Eagle Alternative Capital BDC, Inc. | Flynn Christopher J. | CEO | Dec 02, 2021 | Buy | $4.74 | 12,500 | 59,250 | 153,978 | Dec 06, 2021, 11:48 AM | |
| FCRD | First Eagle Alternative Capital BDC, Inc. | Flynn Christopher J. | CEO | Dec 03, 2021 | Buy | $4.74 | 12,500 | 59,250 | 166,748 | Dec 06, 2021, 11:48 AM | |
| FCRD | First Eagle Alternative Capital BDC, Inc. | Rusnak-Carlson Sabrina | General Counsel and Secretary | Aug 10, 2021 | Sale | $4.73 | 8,200 | 38,786 | 13,090 | Aug 11, 2021, 01:56 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | May 15, 2020 | Buy | $2.74 | 3,500 | 9,585 | 133,434 | May 18, 2020, 02:01 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Apr 21, 2020 | Sale | $2.97 | 30,600 | 90,882 | 141,478 | Apr 23, 2020, 07:39 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | See Remarks | Apr 17, 2020 | Option Exercise | $5.34 | 74,385 | 397,216 | 129,934 | Apr 21, 2020, 05:33 PM | |
| TCRD | THL Credit, Inc. | Rusnak-Carlson Sabrina | See Remarks | Apr 17, 2020 | Option Exercise | $5.34 | 9,030 | 48,220 | 21,290 | Apr 21, 2020, 05:30 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | See Remarks | Apr 17, 2020 | Option Exercise | $5.34 | 120,805 | 645,099 | 172,078 | Apr 21, 2020, 05:26 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | See Remarks | Apr 17, 2020 | Option Exercise | $5.34 | 85,229 | 455,123 | 144,229 | Apr 21, 2020, 05:26 PM | |
| TCRD | THL Credit, Inc. | Rusnak-Carlson Sabrina | General Counsel and Secretary | Mar 16, 2020 | Buy | $2.80 | 5,300 | 14,840 | 12,260 | Mar 16, 2020, 06:54 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Mar 16, 2020 | Buy | $2.87 | 8,000 | 22,960 | 51,273 | Mar 16, 2020, 06:52 PM | |
| TCRD | THL Credit, Inc. | Mahmud Medhi | Chief Executive Officer | Mar 13, 2020 | Buy | $3.70 | 37,266 | 137,884 | 37,266 | Mar 16, 2020, 04:01 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Mar 10, 2020 | Buy | $3.20 | 7,500 | 24,000 | 43,273 | Mar 13, 2020, 09:35 AM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Mar 12, 2020 | Buy | $3.10 | 32,000 | 99,200 | 59,000 | Mar 13, 2020, 09:34 AM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Mar 10, 2020 | Buy | $4.63 | 11,200 | 51,856 | 35,773 | Mar 11, 2020, 02:49 PM | |
| TCRD | THL Credit, Inc. | Giambastiani Edmund P Jr | Director | May 29, 2019 | Buy | $6.70 | 1,440 | 9,648 | 1,440 | May 30, 2019, 03:29 PM | |
| TCRD | THL Credit, Inc. | Nelson Jane Musser | Director | Mar 15, 2019 | Buy | $6.74 | 3,650 | 24,590 | 3,650 | Mar 20, 2019, 02:48 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | Jul 09, 2018 | Buy | $8.23 | 13,518 | 111,240 | 1,259,102 | Jul 09, 2018, 05:27 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jul 05, 2018 | Buy | $8.17 | 21,210 | 173,269 | 1,223,903 | Jul 09, 2018, 05:27 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO of Subadvisor | Jul 06, 2018 | Buy | $8.15 | 21,681 | 176,709 | 1,245,584 | Jul 09, 2018, 05:27 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jul 02, 2018 | Buy | $8.01 | 22,000 | 176,165 | 1,183,930 | Jul 05, 2018, 04:11 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jul 03, 2018 | Buy | $8.15 | 18,763 | 152,952 | 1,202,693 | Jul 05, 2018, 04:11 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 29, 2018 | Buy | $7.88 | 19,015 | 149,796 | 1,161,930 | Jun 29, 2018, 04:21 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 27, 2018 | Buy | $8.02 | 19,137 | 153,400 | 1,124,364 | Jun 29, 2018, 04:21 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 28, 2018 | Buy | $7.91 | 18,551 | 146,800 | 1,142,915 | Jun 29, 2018, 04:21 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 22, 2018 | Buy | $7.94 | 18,800 | 149,259 | 1,071,618 | Jun 26, 2018, 05:24 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | Jun 25, 2018 | Buy | $7.91 | 18,909 | 149,636 | 1,090,527 | Jun 26, 2018, 05:24 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 26, 2018 | Buy | $7.93 | 14,700 | 116,517 | 1,105,227 | Jun 26, 2018, 05:24 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 19, 2018 | Buy | $7.98 | 17,766 | 141,771 | 1,016,387 | Jun 21, 2018, 05:55 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 20, 2018 | Buy | $7.99 | 18,431 | 147,172 | 1,034,818 | Jun 21, 2018, 05:55 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 21, 2018 | Buy | $7.97 | 18,000 | 143,370 | 1,052,818 | Jun 21, 2018, 05:55 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | Jun 15, 2018 | Buy | $8.04 | 12,871 | 103,474 | 979,821 | Jun 18, 2018, 04:37 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 18, 2018 | Buy | $7.99 | 18,800 | 150,216 | 998,621 | Jun 18, 2018, 04:37 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 13, 2018 | Buy | $8.34 | 13,000 | 108,467 | 953,950 | Jun 15, 2018, 06:05 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 14, 2018 | Buy | $8.14 | 13,000 | 105,767 | 966,950 | Jun 15, 2018, 06:05 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 11, 2018 | Buy | $8.27 | 13,000 | 107,463 | 927,950 | Jun 13, 2018, 02:05 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 12, 2018 | Buy | $8.39 | 13,000 | 109,079 | 940,950 | Jun 13, 2018, 02:05 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 07, 2018 | Buy | $8.08 | 11,070 | 89,467 | 903,904 | Jun 11, 2018, 04:36 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 08, 2018 | Buy | $8.12 | 11,046 | 89,678 | 914,950 | Jun 11, 2018, 04:36 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 05, 2018 | Buy | $7.91 | 10,741 | 84,910 | 881,534 | Jun 07, 2018, 02:52 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 06, 2018 | Buy | $8.01 | 11,300 | 90,472 | 892,834 | Jun 07, 2018, 02:52 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Jun 01, 2018 | Buy | $7.86 | 10,870 | 85,436 | 862,757 | Jun 04, 2018, 05:59 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Jun 04, 2018 | Buy | $7.92 | 8,036 | 63,619 | 870,793 | Jun 04, 2018, 05:59 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 31, 2018 | Buy | $7.83 | 11,300 | 88,441 | 851,887 | Jun 01, 2018, 03:12 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | May 29, 2018 | Buy | $7.76 | 10,947 | 84,942 | 829,287 | Jun 01, 2018, 03:12 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 30, 2018 | Buy | $7.85 | 11,300 | 88,671 | 840,587 | Jun 01, 2018, 03:12 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 14, 2018 | Buy | $7.87 | 10,992 | 86,483 | 726,109 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Apr 20, 2018 | Buy | $7.80 | 14,387 | 112,157 | 527,803 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 07, 2018 | Buy | $7.77 | 12,200 | 94,763 | 669,006 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 17, 2014 | Buy | $7.89 | 11,066 | 87,330 | 756,889 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Apr 30, 2018 | Buy | $7.94 | 13,626 | 108,156 | 608,288 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 23, 2018 | Buy | $7.77 | 10,526 | 81,830 | 800,515 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 15, 2018 | Buy | $7.83 | 8,336 | 65,266 | 734,445 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Apr 23, 2018 | Buy | $7.81 | 14,381 | 112,301 | 542,184 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 08, 2018 | Buy | $7.77 | 12,200 | 94,766 | 681,206 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Apr 16, 2018 | Buy | $7.91 | 17,285 | 136,759 | 465,285 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | May 01, 2018 | Buy | $7.88 | 11,898 | 93,769 | 620,186 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 24, 2018 | Buy | $7.76 | 8,576 | 66,555 | 809,091 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 16, 2018 | Buy | $7.83 | 11,378 | 89,050 | 745,823 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Apr 24, 2018 | Buy | $7.83 | 12,414 | 97,168 | 554,598 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 09, 2018 | Buy | $7.80 | 10,200 | 79,551 | 691,406 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Apr 17, 2018 | Buy | $7.94 | 17,600 | 139,756 | 482,885 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 02, 2018 | Buy | $7.87 | 12,762 | 100,468 | 632,948 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 25, 2018 | Buy | $7.76 | 9,249 | 71,747 | 818,340 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 18, 2018 | Buy | $7.86 | 11,500 | 90,384 | 768,389 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Apr 25, 2018 | Buy | $7.83 | 10,797 | 84,507 | 565,395 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 10, 2018 | Buy | $7.85 | 12,200 | 95,710 | 703,606 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Apr 18, 2018 | Buy | $7.89 | 12,955 | 102,155 | 495,840 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 03, 2018 | Buy | $7.79 | 10,760 | 83,804 | 643,708 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 21, 2018 | Buy | $7.82 | 10,800 | 84,489 | 779,189 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Apr 26, 2018 | Buy | $7.83 | 13,667 | 107,011 | 579,062 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 11, 2018 | Buy | $7.86 | 11,511 | 90,491 | 715,117 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Apr 19, 2018 | Buy | $7.84 | 17,576 | 137,808 | 513,416 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | May 04, 2018 | Buy | $7.74 | 13,098 | 101,439 | 656,806 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Apr 27, 2018 | Buy | $7.88 | 15,600 | 122,880 | 594,662 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | May 22, 2018 | Buy | $7.80 | 10,800 | 84,224 | 789,989 | May 29, 2018, 05:44 PM | |
| TCRD | THL Credit, Inc. | Tillinghast Sam W. | Former Co-CEO | Mar 14, 2018 | Sale | $8.12 | 40,365 | 327,582 | 0 | Mar 15, 2018, 01:41 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | Mar 12, 2018 | Buy | $8.21 | 1,250 | 10,263 | 45,067 | Mar 13, 2018, 04:02 PM | |
| TCRD | THL Credit, Inc. | Tillinghast Sam W. | Former Co-CEO | Mar 12, 2018 | Sale | $8.22 | 50,000 | 410,905 | 40,365 | Mar 13, 2018, 03:58 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | CEO | Mar 12, 2018 | Buy | $8.22 | 1,500 | 12,336 | 35,285 | Mar 13, 2018, 03:56 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Mar 12, 2018 | Buy | $8.29 | 15,000 | 124,344 | 27,000 | Mar 13, 2018, 03:54 PM | |
| TCRD | THL Credit, Inc. | Rusnak-Carlson Sabrina | General Counsel and CCO | Mar 09, 2018 | Buy | $8.30 | 1,160 | 9,626 | 6,960 | Mar 12, 2018, 01:27 PM | |
| TCRD | THL Credit, Inc. | Tillinghast Sam W. | Former Co-Ceo of Advisor | Mar 09, 2018 | Sale | $8.28 | 37,339 | 309,327 | 90,365 | Mar 12, 2018, 12:44 PM | |
| TCRD | THL Credit, Inc. | Rusnak-Carlson Sabrina | General Counsel and CCO | Mar 09, 2018 | Buy | $8.30 | 1 | 8 | 6,960 | Mar 12, 2018, 12:43 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | Co-CEO | Sep 01, 2017 | Buy | $9.30 | 1,250 | 11,625 | 35,745 | Sep 05, 2017, 07:04 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | Aug 30, 2017 | Buy | $9.32 | 1,886 | 17,579 | 42,947 | Sep 01, 2017, 10:48 AM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | Co-CEO | Jun 14, 2017 | Buy | $9.90 | 900 | 8,910 | 34,495 | Jun 15, 2017, 01:38 PM | |
| TCRD | THL Credit, Inc. | Tillinghast Sam W. | Co-CEO | Jun 06, 2017 | Buy | $10.01 | 5,000 | 50,050 | 127,704 | Jun 08, 2017, 12:03 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | May 11, 2017 | Buy | $9.85 | 1,025 | 10,097 | 39,975 | May 15, 2017, 10:50 AM | |
| TCRD | THL Credit, Inc. | Tillinghast Sam W. | Co-CEO | Mar 14, 2017 | Buy | $9.65 | 5,000 | 48,250 | 122,704 | Mar 16, 2017, 12:46 PM | |
| TCRD | THL Credit, Inc. | Rusnak-Carlson Sabrina | General Counsel & Secretary | Mar 14, 2017 | Buy | $9.62 | 2,000 | 19,240 | 5,800 | Mar 16, 2017, 12:45 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | Mar 14, 2017 | Buy | $9.68 | 750 | 7,260 | 37,856 | Mar 16, 2017, 12:43 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | Co-CEO | Mar 14, 2017 | Buy | $9.68 | 1,500 | 14,520 | 33,595 | Mar 16, 2017, 12:43 PM | |
| TCRD | THL Credit, Inc. | Fellows James R | CIO of Advisor | Mar 14, 2017 | Buy | $9.69 | 12,000 | 116,280 | 12,000 | Mar 16, 2017, 12:42 PM | |
| TCRD | THL Credit, Inc. | Flynn Christopher J. | Co-CEO & Co-CIO | Dec 05, 2016 | Buy | $10.32 | 2,500 | 25,809 | 32,095 | Dec 06, 2016, 01:44 PM | |
| TCRD | THL Credit, Inc. | Tillinghast Sam W. | Co-CEO & Co-CIO | Dec 02, 2016 | Buy | $10.34 | 5,000 | 51,700 | 115,477 | Dec 05, 2016, 12:07 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | Dec 02, 2016 | Buy | $10.35 | 1,500 | 15,525 | 36,467 | Dec 05, 2016, 10:43 AM | |
| TCRD | THL Credit, Inc. | Kern James D. | Director | May 16, 2016 | Buy | $10.57 | 2,000 | 21,140 | 4,000 | May 18, 2016, 03:05 PM | |
| TCRD | THL Credit, Inc. | Olson Terrence W. | COO & CFO | May 16, 2016 | Buy | $10.63 | 1,000 | 10,630 | 33,461 | May 18, 2016, 03:03 PM |
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