| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Jan 03, 2024 | Option Exercise | $0.65 | 180,204 | 117,673 | 2,009,869 | Jan 05, 2024, 04:47 PM | |
| OCGN | Ocugen, Inc. | Upadhyay Arun | See Remarks | Jan 03, 2024 | Option Exercise | $0.65 | 41,633 | 27,186 | 349,589 | Jan 05, 2024, 04:47 PM | |
| OCGN | Ocugen, Inc. | Upadhyay Arun | See Remarks | Sep 16, 2023 | Option Exercise | $0.41 | 842 | 345 | 391,222 | Sep 19, 2023, 04:01 PM | |
| OCGN | Ocugen, Inc. | Upadhyay Arun | Chief Scientific Officer | Jun 16, 2023 | Option Exercise | $0.51 | 917 | 468 | 392,064 | Jun 20, 2023, 04:24 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Jun 14, 2023 | Buy | $0.50 | 200,278 | 99,999 | 1,077,182 | Jun 16, 2023, 04:22 PM | |
| OCGN | Ocugen, Inc. | Upadhyay Arun | Chief Scientific Officer | Jan 03, 2023 | Option Exercise | $1.25 | 7,102 | 8,878 | 392,981 | Feb 17, 2023, 05:12 PM | |
| OCGN | Ocugen, Inc. | Crespo Jessica | CAO/SVP, Finance | Jan 03, 2023 | Option Exercise | $1.25 | 1,913 | 2,391 | 161,478 | Feb 17, 2023, 05:12 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Jan 03, 2023 | Option Exercise | $1.25 | 37,877 | 47,346 | 2,190,073 | Feb 17, 2023, 05:11 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Feb 16, 2023 | Option Exercise | $0.71 | 200,000 | 141,000 | 2,290,073 | Feb 17, 2023, 05:11 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Jan 17, 2023 | Sale | $0.89 | 200,000 | 179,000 | 2,327,950 | Jan 19, 2023, 04:12 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Dec 16, 2022 | Sale | $0.97 | 191,618 | 185,869 | 848,349 | Dec 20, 2022, 04:07 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Oct 14, 2022 | Option Exercise | $1.08 | 200,000 | 217,000 | 852,540 | Oct 14, 2022, 04:15 PM | |
| OCGN | Ocugen, Inc. | Kumar Ramesh | Director | Oct 06, 2022 | Option Exercise | $1.17 | 9,000 | 10,530 | 4,500 | Oct 07, 2022, 04:06 PM | |
| OCGN | Ocugen, Inc. | Castillo Kirsten | Director | Aug 11, 2022 | Option Exercise | $1.60 | 84,000 | 133,980 | 92,000 | Aug 12, 2022, 04:49 PM | |
| OCGN | Ocugen, Inc. | Kumar Ramesh | Director | Jul 18, 2022 | Option Exercise | $1.54 | 15,000 | 23,100 | 7,500 | Jul 20, 2022, 04:19 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Jul 14, 2022 | Option Exercise | $1.53 | 300,000 | 457,500 | 902,540 | Jul 15, 2022, 04:03 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | May 13, 2022 | Option Exercise | $1.12 | 250,000 | 281,250 | 877,540 | May 13, 2022, 04:02 PM | |
| OCGN | Ocugen, Inc. | Kumar Ramesh | Director | Apr 18, 2022 | Option Exercise | $1.67 | 15,000 | 25,050 | 7,500 | Apr 20, 2022, 04:03 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Mar 16, 2022 | Option Exercise | $1.49 | 163,646 | 243,833 | 834,363 | Mar 18, 2022, 04:03 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Mar 03, 2022 | Option Exercise | $1.25 | 88,000 | 109,560 | 88,000 | Mar 04, 2022, 04:03 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Feb 14, 2022 | Sale | $2.04 | 180,000 | 366,300 | 842,540 | Feb 16, 2022, 04:03 PM | |
| OCGN | Ocugen, Inc. | Kumar Ramesh | Director | Jan 18, 2022 | Sale | $2.29 | 15,000 | 34,350 | 7,500 | Jan 20, 2022, 04:33 PM | |
| OCGN | Ocugen, Inc. | Potti Manish | Director | Dec 16, 2021 | Option Exercise | $1.43 | 45,000 | 64,530 | 45,000 | Dec 17, 2021, 09:24 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Dec 16, 2021 | Sale | $5.22 | 115,000 | 600,300 | 1,145,299 | Dec 17, 2021, 09:23 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 16, 2021 | Option Exercise | $2.82 | 145,473 | 410,878 | 876,904 | Dec 17, 2021, 09:22 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Nov 16, 2021 | Sale | $8.04 | 115,000 | 924,600 | 1,260,299 | Nov 18, 2021, 04:07 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 03, 2021 | Sale | $17.32 | 150,300 | 2,603,196 | 731,431 | Nov 05, 2021, 04:06 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Nov 01, 2021 | Sale | $14.05 | 25,000 | 351,250 | 179,416 | Nov 03, 2021, 07:38 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Nov 02, 2021 | Sale | $16.01 | 25,000 | 400,250 | 154,416 | Nov 03, 2021, 07:38 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Nov 01, 2021 | Option Exercise | $7.33 | 230,734 | 1,691,280 | 521,367 | Nov 03, 2021, 07:38 PM | |
| OCGN | Ocugen, Inc. | Potti Manish | Director | Nov 02, 2021 | Sale | $15.07 | 63,429 | 955,875 | 27,695 | Nov 03, 2021, 07:36 PM | |
| OCGN | Ocugen, Inc. | Castillo Kirsten | Director | Nov 02, 2021 | Sale | $15.00 | 15,000 | 225,000 | 50,000 | Nov 03, 2021, 07:35 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 02, 2021 | Sale | $15.75 | 149,700 | 2,357,775 | 881,731 | Nov 03, 2021, 07:34 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Oct 26, 2021 | Sale | $11.07 | 10,000 | 110,700 | 35,591 | Oct 27, 2021, 05:09 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Oct 25, 2021 | Sale | $9.08 | 46,371 | 421,049 | 229,416 | Oct 27, 2021, 04:55 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Oct 26, 2021 | Sale | $12.05 | 25,000 | 301,250 | 204,416 | Oct 27, 2021, 04:55 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Oct 21, 2021 | Sale | $9.01 | 1,898 | 17,101 | 275,787 | Oct 22, 2021, 07:58 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Oct 18, 2021 | Sale | $8.41 | 200,000 | 1,682,000 | 279,416 | Oct 20, 2021, 06:57 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Oct 20, 2021 | Sale | $9.02 | 1,731 | 15,614 | 277,685 | Oct 20, 2021, 06:57 PM | |
| OCGN | Ocugen, Inc. | Kumar Ramesh | Director | Oct 18, 2021 | Option Exercise | $4.32 | 15,000 | 64,800 | 7,500 | Oct 20, 2021, 06:56 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Oct 15, 2021 | Option Exercise | $5.07 | 250,000 | 1,266,250 | 531,000 | Oct 15, 2021, 04:02 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Oct 15, 2021 | Option Exercise | $6.08 | 15,980 | 97,079 | 53,581 | Oct 15, 2021, 04:01 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Sep 15, 2021 | Option Exercise | $3.92 | 250,000 | 981,250 | 531,000 | Sep 17, 2021, 04:01 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Aug 16, 2021 | Option Exercise | $3.78 | 60,000 | 226,800 | 75,591 | Aug 18, 2021, 04:01 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Jul 30, 2021 | Sale | $4.32 | 20,000 | 86,372 | 560,674 | Jul 30, 2021, 05:28 PM | |
| OCGN | Ocugen, Inc. | Kumar Ramesh | Director | Jul 19, 2021 | Sale | $3.46 | 15,000 | 51,825 | 7,500 | Jul 21, 2021, 04:04 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Jul 15, 2021 | Sale | $3.52 | 62,172 | 218,845 | 76,677 | Jul 16, 2021, 04:01 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Jun 25, 2021 | Sale | $4.98 | 20,000 | 99,645 | 560,674 | Jun 25, 2021, 04:17 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Jun 15, 2021 | Sale | $3.67 | 62,000 | 227,540 | 76,591 | Jun 17, 2021, 05:25 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Jun 07, 2021 | Sale | $5.63 | 15,516 | 87,433 | 413,758 | Jun 09, 2021, 07:22 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Jun 08, 2021 | Sale | $5.65 | 45,600 | 257,868 | 428,800 | Jun 09, 2021, 07:22 PM | |
| OCGN | Ocugen, Inc. | Castillo Kirsten | Director | Jun 07, 2021 | Sale | $10.00 | 10,000 | 100,000 | 65,000 | Jun 09, 2021, 07:21 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | May 28, 2021 | Option Exercise | $5.35 | 14,382 | 76,937 | 557,865 | Jun 01, 2021, 06:10 AM | |
| OCGN | Ocugen, Inc. | Tammara Vijay | Senior Vice President | May 04, 2021 | Sale | $7.25 | 31,422 | 227,709 | 6,500 | May 05, 2021, 08:15 PM | |
| OCGN | Ocugen, Inc. | Potti Manish | Director | May 03, 2021 | Sale | $15.01 | 28,000 | 420,280 | 0 | May 05, 2021, 08:13 PM | |
| OCGN | Ocugen, Inc. | Potti Manish | Director | May 03, 2021 | Sale | $15.02 | 60,000 | 901,200 | 63,429 | May 05, 2021, 08:13 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Apr 29, 2021 | Sale | $6.58 | 15,980 | 105,228 | 53,581 | May 03, 2021, 09:06 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Apr 30, 2021 | Option Exercise | $6.04 | 40,000 | 241,400 | 620,674 | May 03, 2021, 09:05 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | May 03, 2021 | Sale | $15.01 | 50,000 | 750,500 | 575,674 | May 03, 2021, 09:05 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | May 03, 2021 | Sale | $7.37 | 391,618 | 2,888,183 | 601,809 | May 03, 2021, 09:00 PM | |
| OCGN | Ocugen, Inc. | Tammara Vijay | Senior Vice President | Apr 29, 2021 | Sale | $5.86 | 59,982 | 351,323 | 12,880 | May 03, 2021, 08:53 PM | |
| OCGN | Ocugen, Inc. | Tammara Vijay | Senior Vice President | May 03, 2021 | Option Exercise | $8.23 | 8,634 | 71,058 | 4,317 | May 03, 2021, 08:53 PM | |
| OCGN | Ocugen, Inc. | Kompella Uday | Director | Apr 26, 2021 | Sale | $11.70 | 350,000 | 4,095,000 | 600,674 | Apr 28, 2021, 06:52 PM | |
| OCGN | Ocugen, Inc. | Kumar Ramesh | Director | Apr 19, 2021 | Option Exercise | $2.92 | 15,000 | 43,800 | 7,500 | Apr 21, 2021, 04:16 PM | |
| OCGN | Ocugen, Inc. | Potti Manish | Director | Mar 05, 2021 | Option Exercise | $0.84 | 28,000 | 23,520 | 28,000 | Mar 08, 2021, 08:38 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Jan 29, 2021 | Option Exercise | $0.51 | 35,591 | 18,151 | 45,591 | Feb 01, 2021, 05:31 PM | |
| OCGN | Ocugen, Inc. | Castillo Kirsten | Director | May 28, 2020 | Buy | $0.31 | 75,000 | 23,498 | 75,000 | May 29, 2020, 06:48 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Dec 11, 2019 | Buy | $0.41 | 263,000 | 107,830 | 263,000 | Dec 13, 2019, 08:44 PM | |
| OCGN | Ocugen, Inc. | Musunuri Shankar | Chief Executive Officer | Dec 12, 2019 | Buy | $0.35 | 143,000 | 50,050 | 406,000 | Dec 13, 2019, 08:44 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Dec 04, 2019 | Buy | $0.44 | 220,000 | 96,800 | 818,578 | Dec 05, 2019, 02:01 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 18, 2019 | Buy | $0.41 | 98,500 | 40,385 | 133,578 | Dec 04, 2019, 07:54 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 27, 2019 | Buy | $0.37 | 270,000 | 99,900 | 600,078 | Dec 02, 2019, 07:37 AM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 25, 2019 | Buy | $0.27 | 115,000 | 31,050 | 330,078 | Nov 26, 2019, 07:18 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 22, 2019 | Buy | $0.28 | 80,000 | 22,400 | 215,078 | Nov 26, 2019, 07:18 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Nov 22, 2019 | Buy | $0.28 | 5,000 | 1,400 | 10,000 | Nov 26, 2019, 07:17 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Nov 18, 2019 | Buy | $0.41 | 100,000 | 41,000 | 135,078 | Nov 20, 2019, 06:31 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Oct 11, 2019 | Buy | $1.48 | 4,000 | 5,920 | 35,078 | Oct 15, 2019, 03:03 PM | |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | Oct 02, 2019 | Buy | $1.88 | 5,000 | 9,400 | 5,000 | Oct 04, 2019, 01:36 PM | |
| OCGN | Ocugen, Inc. | Zhang Junge | Director | Sep 30, 2019 | Buy | $3.09 | 31,078 | 96,141 | 31,078 | Oct 04, 2019, 01:34 PM | |
| HSGX | HISTOGENICS CORP | KIRK RANDAL J | 10% Owner | Jan 11, 2019 | Sale | $0.17 | 251,800 | 42,806 | 2,438,770 | Jan 15, 2019, 05:21 PM | |
| HSGX | HISTOGENICS CORP | KIRK RANDAL J | 10% Owner | Jan 14, 2019 | Sale | $0.16 | 400,507 | 64,081 | 2,038,263 | Jan 15, 2019, 05:21 PM | |
| HSGX | HISTOGENICS CORP | KIRK RANDAL J | 10% Owner | Jan 15, 2019 | Sale | $0.15 | 345,897 | 51,885 | 1,692,366 | Jan 15, 2019, 05:21 PM | |
| HSGX | HISTOGENICS CORP | Gridley Adam | President and CEO | May 16, 2018 | Buy | $2.15 | 2,000 | 4,300 | 7,000 | May 18, 2018, 05:47 PM | |
| HSGX | HISTOGENICS CORP | GILL DAVID N | Director | Aug 16, 2017 | Buy | $1.81 | 3,000 | 5,439 | 14,000 | Aug 17, 2017, 05:00 PM | |
| HSGX | HISTOGENICS CORP | GILL DAVID N | Director | May 16, 2017 | Buy | $1.68 | 3,000 | 5,040 | 11,000 | May 17, 2017, 05:00 PM | |
| HSGX | HISTOGENICS CORP | GILL DAVID N | Director | Dec 15, 2016 | Buy | $1.65 | 3,000 | 4,950 | 8,000 | Dec 15, 2016, 05:15 PM | |
| HSGX | HISTOGENICS CORP | GILL DAVID N | Director | Dec 09, 2016 | Buy | $1.92 | 5,000 | 9,600 | 5,000 | Dec 15, 2016, 05:00 PM | |
| HSGX | HISTOGENICS CORP | Lieber Jonathan I | Chief Financial Officer | Dec 02, 2016 | Buy | $1.95 | 5,000 | 9,730 | 5,000 | Dec 02, 2016, 05:00 PM | |
| HSGX | HISTOGENICS CORP | Gridley Adam | President and CEO | Dec 01, 2016 | Buy | $2.01 | 5,000 | 10,039 | 5,000 | Dec 02, 2016, 05:00 PM | |
| HSGX | HISTOGENICS CORP | RAKIN KEVIN | Director | Sep 29, 2016 | Option Exercise | $2.25 | 35,381 | 79,607 | 85,800 | Oct 03, 2016, 05:15 PM | |
| HSGX | HISTOGENICS CORP | Wilmslow Estates Ltd | 10% Owner | Sep 29, 2016 | Option Exercise | $2.25 | 247,665 | 557,246 | 2,075,331 | Oct 03, 2016, 05:15 PM | |
| HSGX | HISTOGENICS CORP | Lewis Michael | Director | Sep 29, 2016 | Option Exercise | $2.25 | 247,665 | 557,246 | 2,075,331 | Oct 03, 2016, 05:15 PM | |
| HSGX | HISTOGENICS CORP | SPLIT ROCK PARTNERS II MANAGEMENT, LLC | 10% Owner | Sep 29, 2016 | Buy | $2.25 | 276,801 | 622,802 | 1,661,495 | Oct 03, 2016, 04:22 PM | |
| HSGX | HISTOGENICS CORP | POWELL MICHAEL | 10% Owner | Dec 08, 2014 | Sale | $10.71 | 515,769 | 5,524,272 | 2,085,848 | Dec 10, 2014, 02:03 PM | |
| HSGX | HISTOGENICS CORP | Wilmslow Estates Ltd | 10% Owner | Dec 08, 2014 | Sale | $10.71 | 407,212 | 4,361,552 | 1,934,490 | Dec 08, 2014, 04:49 PM | |
| HSGX | HISTOGENICS CORP | RAKIN KEVIN | Director | Dec 08, 2014 | Buy | $10.65 | 7,001 | 74,533 | 35,714 | Dec 08, 2014, 04:45 PM | |
| HSGX | HISTOGENICS CORP | RAKIN KEVIN | Director | Dec 08, 2014 | Buy | $11.00 | 4,495 | 49,445 | 50,478 | Dec 08, 2014, 04:45 PM | |
| HSGX | HISTOGENICS CORP | Lewis Michael | Director | Dec 08, 2014 | Sale | $10.71 | 407,212 | 4,361,552 | 1,934,490 | Dec 08, 2014, 04:32 PM | |
| HSGX | HISTOGENICS CORP | SPLIT ROCK PARTNERS II MANAGEMENT, LLC | 10% Owner | Dec 08, 2014 | Buy | $10.71 | 343,847 | 3,682,856 | 1,390,566 | Dec 08, 2014, 04:20 PM |
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