| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 10, 2020 | Sale | $42.46 | 1,406,042 | 59,695,647 | 1,350,824 | Jun 12, 2020, 12:36 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 09, 2020 | Sale | $39.76 | 37,237 | 1,480,536 | 609,594 | Jun 11, 2020, 05:09 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 08, 2020 | Sale | $39.76 | 499,792 | 19,871,553 | 812,247 | Jun 10, 2020, 04:54 PM | |
| LM | LEGG MASON, INC. | GARDEN EDWARD P | Director | May 20, 2020 | Sale | $49.80 | 2,457,808 | 122,399,080 | 0 | May 22, 2020, 04:53 PM | |
| LM | LEGG MASON, INC. | PELTZ NELSON | Director | May 20, 2020 | Sale | $49.80 | 2,457,808 | 122,399,080 | 0 | May 22, 2020, 04:52 PM | |
| LM | LEGG MASON, INC. | GARDEN EDWARD P | Director | May 18, 2020 | Sale | $49.85 | 777,593 | 38,765,499 | 2,779,842 | May 19, 2020, 06:43 PM | |
| LM | LEGG MASON, INC. | GARDEN EDWARD P | Director | May 19, 2020 | Sale | $49.82 | 322,034 | 16,043,960 | 2,457,808 | May 19, 2020, 06:43 PM | |
| LM | LEGG MASON, INC. | GARDEN EDWARD P | Director | May 15, 2020 | Sale | $49.88 | 324,269 | 16,173,468 | 3,557,435 | May 19, 2020, 06:43 PM | |
| LM | LEGG MASON, INC. | PELTZ NELSON | Director | May 15, 2020 | Sale | $49.88 | 324,269 | 16,173,468 | 3,557,435 | May 19, 2020, 06:42 PM | |
| LM | LEGG MASON, INC. | PELTZ NELSON | Director | May 18, 2020 | Sale | $49.85 | 777,593 | 38,765,499 | 2,779,842 | May 19, 2020, 06:42 PM | |
| LM | LEGG MASON, INC. | PELTZ NELSON | Director | May 19, 2020 | Sale | $49.82 | 322,034 | 16,043,960 | 2,457,808 | May 19, 2020, 06:42 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2020 | Option Exercise | $49.77 | 14,892 | 741,175 | 535,711 | May 04, 2020, 02:00 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | Apr 30, 2020 | Option Exercise | $49.77 | 3,559 | 177,131 | 43,634 | May 04, 2020, 01:58 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | Apr 30, 2020 | Option Exercise | $49.77 | 6,068 | 302,004 | 156,587 | May 04, 2020, 01:57 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | Apr 30, 2020 | Option Exercise | $49.77 | 1,642 | 81,722 | 93,270 | May 04, 2020, 01:56 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Sr. Executive VP & CFO | Apr 30, 2020 | Option Exercise | $49.77 | 8,556 | 425,832 | 176,586 | May 04, 2020, 01:53 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 13, 2020 | Option Exercise | $49.13 | 26,589 | 1,306,318 | 580,758 | Apr 15, 2020, 01:29 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | Apr 13, 2020 | Option Exercise | $49.13 | 4,036 | 198,289 | 94,912 | Apr 15, 2020, 01:28 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Sr. Executive VP & CFO | Apr 13, 2020 | Option Exercise | $49.13 | 6,260 | 307,554 | 185,142 | Apr 15, 2020, 01:27 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | Apr 13, 2020 | Option Exercise | $49.13 | 8,725 | 428,659 | 162,655 | Apr 15, 2020, 01:25 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | Mar 31, 2020 | Option Exercise | $42.18 | 384,052 | 16,197,450 | 331,118 | Apr 01, 2020, 06:06 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Mar 31, 2020 | Option Exercise | $33.63 | 57,718 | 1,941,303 | 574,743 | Apr 01, 2020, 06:04 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Sr. Executive VP & CFO | Mar 12, 2020 | Sale | $48.32 | 11,350 | 548,432 | 175,494 | Mar 12, 2020, 03:05 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | Mar 04, 2020 | Option Exercise | $42.02 | 75,774 | 3,183,967 | 124,545 | Mar 06, 2020, 03:59 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Sr. Executive VP & CFO | Mar 04, 2020 | Sale | $43.83 | 217,132 | 9,517,454 | 288,565 | Mar 06, 2020, 03:58 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | Mar 05, 2020 | Option Exercise | $34.71 | 3,423 | 118,817 | 126,802 | Mar 06, 2020, 03:57 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | Mar 03, 2020 | Option Exercise | $43.70 | 49,200 | 2,150,215 | 70,179 | Mar 05, 2020, 03:58 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | Mar 03, 2020 | Option Exercise | $43.23 | 46,011 | 1,989,144 | 103,736 | Mar 05, 2020, 03:57 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Sr. Executive VP & CFO | Mar 03, 2020 | Option Exercise | $35.93 | 69,352 | 2,491,939 | 195,742 | Mar 05, 2020, 03:56 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | May 16, 2019 | Option Exercise | $35.08 | 37,565 | 1,317,960 | 143,340 | May 17, 2019, 01:54 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2019 | Option Exercise | $35.07 | 53,888 | 1,889,622 | 566,025 | May 17, 2019, 01:47 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | May 16, 2019 | Option Exercise | $35.04 | 11,294 | 395,717 | 84,298 | May 17, 2019, 01:45 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Chief Financial Officer | May 16, 2019 | Option Exercise | $35.04 | 18,713 | 655,728 | 158,171 | May 17, 2019, 01:43 PM | |
| LM | LEGG MASON, INC. | Schliessler Ursula | EVP & CAO | May 16, 2019 | Sale | $35.00 | 7,321 | 256,201 | 27,495 | May 17, 2019, 01:41 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | May 15, 2019 | Sale | $34.49 | 4,722 | 162,843 | 45,947 | May 17, 2019, 01:39 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | Apr 30, 2019 | Option Exercise | $33.52 | 1,085 | 36,369 | 66,536 | May 02, 2019, 04:25 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2019 | Option Exercise | $33.52 | 1,800 | 60,336 | 466,776 | May 02, 2019, 04:14 PM | |
| LM | LEGG MASON, INC. | Cashman Frances | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 4,943 | 165,689 | 55,136 | May 02, 2019, 03:52 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 3,421 | 114,672 | 37,595 | May 02, 2019, 03:48 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Exec VP & CFO | Apr 30, 2019 | Option Exercise | $33.52 | 4,949 | 165,890 | 146,436 | May 02, 2019, 03:46 PM | |
| LM | LEGG MASON, INC. | Schliessler Ursula | EVP & CAO | Apr 30, 2019 | Option Exercise | $33.52 | 2,481 | 83,163 | 23,782 | May 02, 2019, 03:43 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 5,685 | 190,561 | 107,208 | May 02, 2019, 03:42 PM | |
| LM | LEGG MASON, INC. | Hoops Thomas K | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 3,641 | 122,046 | 93,884 | May 02, 2019, 03:39 PM | |
| LM | LEGG MASON, INC. | Kenney John | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 4,165 | 139,611 | 50,374 | May 02, 2019, 03:36 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 15, 2019 | Option Exercise | $32.69 | 7,059 | 230,723 | 480,277 | Apr 17, 2019, 01:50 PM | |
| LM | LEGG MASON, INC. | Schliessler Ursula | EVP & CAO | Apr 15, 2019 | Option Exercise | $32.69 | 977 | 31,933 | 26,263 | Apr 17, 2019, 01:48 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | Apr 15, 2019 | Option Exercise | $32.69 | 3,751 | 122,601 | 112,893 | Apr 17, 2019, 01:46 PM | |
| LM | LEGG MASON, INC. | Hoops Thomas K | Executive Vice President | Apr 15, 2019 | Option Exercise | $32.69 | 1,526 | 49,877 | 97,525 | Apr 17, 2019, 01:44 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | Apr 15, 2019 | Option Exercise | $32.69 | 980 | 32,031 | 68,125 | Apr 17, 2019, 01:41 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Exec VP & CFO | Apr 15, 2019 | Option Exercise | $32.69 | 2,050 | 67,004 | 151,386 | Apr 17, 2019, 01:40 PM | |
| LM | LEGG MASON, INC. | Cashman Frances | Executive Vice President | Sep 24, 2018 | Sale | $31.54 | 20,122 | 634,619 | 72,937 | Sep 26, 2018, 03:58 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | May 17, 2018 | Option Exercise | $35.90 | 10,709 | 384,410 | 113,592 | May 18, 2018, 02:17 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | May 16, 2018 | Sale | $35.98 | 1,872 | 67,363 | 42,419 | May 18, 2018, 02:14 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | May 16, 2018 | Sale | $35.89 | 5,338 | 191,569 | 68,741 | May 18, 2018, 02:12 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | May 16, 2018 | Sale | $38.95 | 898 | 34,977 | 41,521 | May 17, 2018, 05:24 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | May 15, 2018 | Option Exercise | $33.25 | 974 | 32,386 | 42,419 | May 17, 2018, 05:24 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2018 | Sale | $35.89 | 65,962 | 2,367,375 | 496,558 | May 17, 2018, 05:16 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | May 15, 2018 | Option Exercise | $33.25 | 2,801 | 93,133 | 68,741 | May 17, 2018, 05:12 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | May 16, 2018 | Sale | $38.80 | 2,537 | 98,436 | 66,204 | May 17, 2018, 05:12 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Exec VP & CFO | May 01, 2018 | Option Exercise | $39.60 | 3,257 | 128,977 | 126,541 | May 02, 2018, 02:46 PM | |
| LM | LEGG MASON, INC. | Hoops Thomas K | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 2,457 | 97,297 | 77,097 | May 02, 2018, 02:44 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 7,360 | 291,456 | 107,811 | May 02, 2018, 02:43 PM | |
| LM | LEGG MASON, INC. | Schliessler Ursula | EVP & CAO | May 01, 2018 | Option Exercise | $39.60 | 1,860 | 73,656 | 17,184 | May 02, 2018, 02:42 PM | |
| LM | LEGG MASON, INC. | Lattin Patricia | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 2,786 | 110,326 | 35,636 | May 02, 2018, 02:38 PM | |
| LM | LEGG MASON, INC. | Cashman Frances | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 4,355 | 172,458 | 51,098 | May 02, 2018, 02:37 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | May 01, 2018 | Option Exercise | $39.60 | 1,003 | 39,719 | 54,225 | May 02, 2018, 02:36 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2018 | Option Exercise | $39.60 | 1,471 | 58,252 | 385,176 | May 02, 2018, 02:26 PM | |
| LM | LEGG MASON, INC. | Kenney John | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 4,669 | 184,892 | 42,684 | May 02, 2018, 02:24 PM | |
| LM | LEGG MASON, INC. | Shanda Media LTD | 10% Owner | Jun 28, 2017 | Sale | $38.43 | 4,232,500 | 162,654,976 | 5,567,653 | Jun 30, 2017, 05:02 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | May 01, 2017 | Sale | $37.24 | 8,777 | 326,855 | 100,415 | May 02, 2017, 03:30 PM | |
| LM | LEGG MASON, INC. | Schliessler Ursula | EVP & CAO | May 01, 2017 | Sale | $37.39 | 1,745 | 65,246 | 14,445 | May 02, 2017, 03:28 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2017 | Option Exercise | $37.98 | 4,413 | 167,606 | 350,346 | May 02, 2017, 03:20 PM | |
| LM | LEGG MASON, INC. | Hoops Thomas K | Executive Vice President | May 01, 2017 | Option Exercise | $37.98 | 8,585 | 326,058 | 69,193 | May 02, 2017, 03:19 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | May 01, 2017 | Option Exercise | $37.98 | 941 | 35,739 | 48,568 | May 02, 2017, 03:16 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Exec VP & CFO | May 01, 2017 | Option Exercise | $37.98 | 3,327 | 126,359 | 117,125 | May 02, 2017, 03:15 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | Mar 24, 2017 | Sale | $30.95 | 28,325 | 876,526 | 122,517 | Mar 27, 2017, 02:14 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 16, 2017 | Sale | $31.41 | 64,744 | 2,033,319 | 387,156 | Feb 17, 2017, 12:37 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | Feb 16, 2017 | Sale | $31.48 | 14,095 | 443,691 | 56,101 | Feb 17, 2017, 12:36 PM | |
| LM | LEGG MASON, INC. | Shanda Technology Overseas Capital Co. | 10% Owner | Jan 18, 2017 | Buy | $31.58 | 30,405 | 960,129 | 9,800,153 | Jan 20, 2017, 08:17 PM | |
| LM | LEGG MASON, INC. | Shanda Technology Overseas Capital Co. | 10% Owner | Jan 09, 2017 | Sale | $30.76 | 420,000 | 12,917,898 | 10,090,153 | Jan 11, 2017, 06:22 AM | |
| LM | LEGG MASON, INC. | Shanda Asset Management Investment Ltd | 10% Owner | Jan 10, 2017 | Sale | $31.14 | 340,000 | 10,586,206 | 9,750,153 | Jan 11, 2017, 06:22 AM | |
| LM | LEGG MASON, INC. | Shanda Technology Overseas Capital Co. | 10% Owner | Jun 22, 2016 | Sale | $32.11 | 16,000 | 513,704 | 10,510,153 | Jun 24, 2016, 06:56 AM | |
| LM | LEGG MASON, INC. | DAVIDSON CAROL ANTHONY | Director | Jun 06, 2016 | Buy | $33.92 | 3,000 | 101,760 | 3,000 | Jun 07, 2016, 10:00 AM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 02, 2016 | Option Exercise | $32.66 | 9,498 | 310,205 | 298,535 | May 03, 2016, 01:54 PM | |
| LM | LEGG MASON, INC. | Merchant Thomas C | Exec VP & General Counsel | May 02, 2016 | Option Exercise | $32.66 | 1,478 | 48,271 | 41,418 | May 03, 2016, 01:52 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Exec VP & CFO | May 02, 2016 | Option Exercise | $32.66 | 4,032 | 131,685 | 105,183 | May 03, 2016, 01:51 PM | |
| LM | LEGG MASON, INC. | Hoops Thomas K | Executive Vice President | May 02, 2016 | Option Exercise | $32.66 | 7,564 | 247,040 | 65,294 | May 03, 2016, 01:50 PM | |
| LM | LEGG MASON, INC. | Schliessler Ursula | EVP & CAO | May 02, 2016 | Sale | $31.69 | 1,659 | 52,568 | 11,394 | May 03, 2016, 01:49 PM | |
| LM | LEGG MASON, INC. | Johnson Terence | Executive Vice President | May 02, 2016 | Sale | $31.65 | 9,519 | 301,276 | 87,737 | May 03, 2016, 01:47 PM | |
| LM | LEGG MASON, INC. | Trian Partners Strategic Investment Fund, L.P. | Former 10% Owner | Apr 11, 2016 | Sale | $32.00 | 10,526,153 | 336,836,896 | 513,743 | Apr 12, 2016, 09:32 AM | |
| LM | LEGG MASON, INC. | Trian Fund Management GP, LLC | Former 10% Owner | Apr 11, 2016 | Sale | $32.00 | 10,526,153 | 336,836,896 | 513,743 | Apr 12, 2016, 09:31 AM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 01, 2016 | Option Exercise | $21.21 | 124,240 | 2,635,388 | 360,811 | Feb 02, 2016, 02:55 PM | |
| LM | LEGG MASON, INC. | REED W ALLEN | Director | Jan 26, 2016 | Buy | $29.68 | 10,000 | 296,800 | 43,813 | Jan 27, 2016, 03:14 PM | |
| LM | LEGG MASON, INC. | Kass Dennis M. | Director | Jan 26, 2016 | Buy | $29.80 | 3,500 | 104,300 | 24,378 | Jan 27, 2016, 03:13 PM | |
| LM | LEGG MASON, INC. | Nachtwey Peter | Exec VP & CFO | Jan 26, 2016 | Buy | $29.92 | 20,000 | 598,400 | 109,215 | Jan 26, 2016, 04:43 PM | |
| LM | LEGG MASON, INC. | Murphy John V | Director | Jan 26, 2016 | Buy | $29.74 | 5,000 | 148,700 | 17,707 | Jan 26, 2016, 04:41 PM | |
| LM | LEGG MASON, INC. | MYERS JOHN H | Director | Jan 26, 2016 | Buy | $29.77 | 2,000 | 59,540 | 15,207 | Jan 26, 2016, 04:40 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jan 26, 2016 | Buy | $29.81 | 25,000 | 745,250 | 289,989 | Jan 26, 2016, 04:39 PM | |
| LM | LEGG MASON, INC. | PELTZ NELSON | Former 10% Owner | May 27, 2015 | Sale | $54.04 | 164,218 | 8,874,308 | 11,039,896 | May 28, 2015, 09:10 AM | |
| LM | LEGG MASON, INC. | PELTZ NELSON | Former 10% Owner | May 26, 2015 | Sale | $53.63 | 150,000 | 8,043,975 | 11,204,114 | May 28, 2015, 09:10 AM |
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