| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Dec 02, 2020 | Buy | $4.31 | 1,000 | 4,310 | 5,324,877 | Dec 04, 2020, 06:47 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Dec 04, 2020 | Buy | $4.13 | 5,400 | 22,302 | 5,330,277 | Dec 04, 2020, 06:47 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Nov 13, 2020 | Buy | $4.14 | 790 | 3,271 | 5,323,690 | Nov 17, 2020, 07:02 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Nov 17, 2020 | Buy | $4.50 | 187 | 842 | 5,323,877 | Nov 17, 2020, 07:02 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Nov 10, 2020 | Buy | $3.58 | 2,400 | 8,592 | 5,322,900 | Nov 12, 2020, 06:23 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Nov 02, 2020 | Buy | $3.56 | 3,100 | 11,036 | 5,320,500 | Nov 04, 2020, 08:12 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Sep 23, 2020 | Buy | $4.07 | 2,000 | 8,140 | 5,317,400 | Sep 25, 2020, 04:57 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Sep 22, 2020 | Buy | $4.77 | 1,000 | 4,770 | 5,315,400 | Sep 22, 2020, 05:49 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Sep 18, 2020 | Buy | $3.77 | 2,000 | 7,540 | 5,314,100 | Sep 22, 2020, 05:49 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Sep 21, 2020 | Buy | $4.45 | 300 | 1,335 | 5,314,400 | Sep 22, 2020, 05:49 PM | |
| RSLS | ReShape Lifesciences Inc. | STANKOVICH THOMAS | Chief Financial Officer | Sep 16, 2020 | Buy | $3.00 | 530 | 1,590 | 4,635 | Sep 17, 2020, 06:08 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Sep 16, 2020 | Buy | $3.75 | 100 | 375 | 5,312,100 | Sep 16, 2020, 08:43 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Aug 18, 2020 | Buy | $3.00 | 6,000 | 18,000 | 5,308,002 | Aug 20, 2020, 06:58 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Aug 19, 2020 | Buy | $3.23 | 1,998 | 6,444 | 5,310,000 | Aug 20, 2020, 06:58 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Aug 20, 2020 | Buy | $3.40 | 2,000 | 6,800 | 5,312,000 | Aug 20, 2020, 06:58 PM | |
| RSLS | ReShape Lifesciences Inc. | STANKOVICH THOMAS | Chief Financial Officer | Aug 19, 2020 | Buy | $3.00 | 4,105 | 12,315 | 4,105 | Aug 20, 2020, 04:18 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Jul 17, 2020 | Buy | $3.00 | 4,500 | 13,500 | 5,302,002 | Jul 21, 2020, 05:27 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Apr 13, 2020 | Option Exercise | $0.12 | 5,085,834 | 610,300 | 5,297,502 | Apr 15, 2020, 04:29 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Jan 29, 2020 | Buy | $7.13 | 3,000 | 21,390 | 211,668 | Jan 31, 2020, 05:03 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Dec 19, 2019 | Buy | $5.13 | 9,000 | 46,170 | 205,620 | Dec 23, 2019, 05:25 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Dec 20, 2019 | Buy | $5.25 | 3,048 | 16,002 | 208,668 | Dec 23, 2019, 05:25 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Dec 16, 2019 | Buy | $5.25 | 3,000 | 15,750 | 196,620 | Dec 18, 2019, 05:14 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Dec 11, 2019 | Buy | $5.45 | 452 | 2,463 | 193,620 | Dec 11, 2019, 05:20 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Dec 09, 2019 | Buy | $5.15 | 2,071 | 10,659 | 193,168 | Dec 11, 2019, 05:20 PM | |
| RSLSD | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Dec 04, 2019 | Buy | $5.19 | 405 | 2,102 | 189,573 | Dec 06, 2019, 05:34 PM | |
| RSLSD | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Dec 05, 2019 | Buy | $5.16 | 1,224 | 6,320 | 190,797 | Dec 06, 2019, 05:34 PM | |
| RSLSD | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Dec 06, 2019 | Buy | $5.25 | 300 | 1,575 | 191,097 | Dec 06, 2019, 05:34 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Nov 26, 2019 | Buy | $5.43 | 2,000 | 10,860 | 189,168 | Nov 27, 2019, 05:12 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Nov 20, 2019 | Buy | $5.41 | 1,300 | 7,033 | 185,673 | Nov 22, 2019, 05:00 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Nov 22, 2019 | Buy | $5.23 | 1,495 | 7,819 | 187,168 | Nov 22, 2019, 05:00 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Nov 14, 2019 | Buy | $7.35 | 2,200 | 16,170 | 182,838 | Nov 18, 2019, 06:08 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Nov 18, 2019 | Buy | $5.95 | 1,535 | 9,137 | 184,373 | Nov 18, 2019, 06:08 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Nov 11, 2019 | Buy | $0.04 | 400,000 | 16,000 | 21,600,000 | Nov 13, 2019, 05:08 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Nov 12, 2019 | Buy | $7.25 | 636 | 4,611 | 180,638 | Nov 13, 2019, 05:08 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Sep 23, 2019 | Option Exercise | $0.02 | 6,700,000 | 134,000 | 21,200,000 | Sep 25, 2019, 06:53 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Sep 17, 2019 | Buy | $0.05 | 396,072 | 19,804 | 14,500,000 | Sep 19, 2019, 05:47 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Aug 30, 2019 | Buy | $0.07 | 53,928 | 3,775 | 14,103,928 | Sep 04, 2019, 05:48 PM | |
| RSLS | ReShape Lifesciences Inc. | ARMISTICE CAPITAL, LLC | 10% Owner | Aug 28, 2019 | Buy | $0.07 | 100,000 | 7,000 | 13,970,000 | Aug 29, 2019, 05:19 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Aug 29, 2019 | Buy | $0.07 | 80,000 | 5,600 | 14,050,000 | Aug 29, 2019, 05:19 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Aug 27, 2019 | Buy | $0.07 | 20,000 | 1,400 | 13,870,000 | Aug 29, 2019, 05:19 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Aug 07, 2019 | Buy | $0.07 | 250,000 | 17,500 | 13,750,000 | Aug 09, 2019, 05:13 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Aug 08, 2019 | Buy | $0.08 | 100,000 | 8,000 | 13,850,000 | Aug 09, 2019, 05:13 PM | |
| RSLS | ReShape Lifesciences Inc. | Armistice Capital Master Fund Ltd. | 10% Owner | Jul 25, 2019 | Buy | $0.08 | 150,000 | 12,000 | 13,200,000 | Jul 26, 2019, 04:42 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Jul 26, 2019 | Buy | $0.08 | 300,000 | 24,000 | 13,500,000 | Jul 26, 2019, 04:42 PM | |
| RSLS | ReShape Lifesciences Inc. | Boyd Steven | 10% Owner | Jul 24, 2019 | Buy | $0.07 | 50,000 | 3,500 | 13,050,000 | Jul 26, 2019, 04:42 PM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 31, 2019 | Buy | $0.27 | 10,301 | 2,815 | 1,192,507 | Feb 04, 2019, 01:35 PM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 29, 2019 | Buy | $0.28 | 12,200 | 3,390 | 1,134,206 | Jan 31, 2019, 10:43 AM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 30, 2019 | Buy | $0.28 | 48,000 | 13,440 | 1,182,206 | Jan 31, 2019, 10:43 AM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 24, 2019 | Buy | $0.25 | 6,190 | 1,578 | 1,106,411 | Jan 28, 2019, 03:46 PM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 25, 2019 | Buy | $0.27 | 15,595 | 4,237 | 1,122,006 | Jan 28, 2019, 03:46 PM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 22, 2019 | Buy | $0.28 | 5,766 | 1,609 | 1,100,221 | Jan 24, 2019, 10:56 AM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 17, 2019 | Buy | $0.28 | 52 | 15 | 1,070,121 | Jan 22, 2019, 09:39 AM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 18, 2019 | Buy | $0.28 | 24,334 | 6,787 | 1,094,455 | Jan 22, 2019, 09:39 AM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 15, 2019 | Buy | $0.24 | 167,760 | 39,440 | 1,043,408 | Jan 17, 2019, 11:03 AM | |
| RSLS | ReShape Lifesciences Inc. | SABBY MANAGEMENT, LLC | 10% Owner | Jan 16, 2019 | Buy | $0.27 | 26,661 | 7,172 | 1,070,069 | Jan 17, 2019, 11:03 AM | |
| ETRM | EnteroMedics Inc | GOLDFISCHER CARL | Director | May 25, 2017 | Sale | $4.85 | 4,668 | 22,640 | 0 | May 31, 2017, 03:31 PM | |
| ETRM | EnteroMedics Inc | GOLDFISCHER CARL | Director | May 25, 2017 | Sale | $4.85 | 4,571 | 22,169 | 0 | May 26, 2017, 03:10 PM | |
| ETRM | EnteroMedics Inc | GOLDFISCHER CARL | Director | May 25, 2017 | Sale | $4.85 | 97 | 470 | 0 | May 26, 2017, 03:10 PM | |
| ETRM | EnteroMedics Inc | DeLange Peter M. | SVP, Ops & Bus Dev | Jun 03, 2016 | Buy | $0.55 | 20,000 | 11,000 | 27,373 | Jun 06, 2016, 04:35 PM | |
| ETRM | EnteroMedics Inc | GLADNEY DAN W | Chief Executive Officer | May 16, 2015 | Buy | $0.72 | 84,745 | 61,288 | 134,745 | May 18, 2016, 04:36 PM | |
| ETRM | EnteroMedics Inc | GLADNEY DAN W | Chief Executive Officer | Nov 12, 2015 | Buy | $0.18 | 750,000 | 135,000 | 750,000 | Nov 16, 2015, 04:22 PM | |
| ETRM | EnteroMedics Inc | KNUDSON MARK B | Chrmn, Pres & CEO | Nov 12, 2015 | Buy | $0.16 | 310,000 | 49,910 | 613,000 | Nov 16, 2015, 04:21 PM | |
| ETRM | EnteroMedics Inc | KNUDSON MARK B | Chrmn, Pres & CEO | Aug 12, 2015 | Buy | $0.24 | 135,000 | 32,913 | 135,000 | Aug 14, 2015, 04:26 PM | |
| ETRM | EnteroMedics Inc | KNUDSON MARK B | Chrmn, Pres & CEO | Aug 13, 2015 | Buy | $0.25 | 168,000 | 41,798 | 303,000 | Aug 14, 2015, 04:26 PM | |
| ETRM | EnteroMedics Inc | FRIEDMAN CATHY | Director | Jun 19, 2014 | Buy | $1.70 | 11,800 | 20,072 | 11,800 | Jun 20, 2014, 12:18 PM | |
| ETRM | EnteroMedics Inc | EVNIN LUKE | Director | Jan 07, 2014 | Sale | $2.50 | 190,334 | 475,835 | 1,397,699 | Jan 09, 2014, 04:58 PM | |
| ETRM | EnteroMedics Inc | EVNIN LUKE | Director | Jan 08, 2014 | Sale | $2.50 | 284,531 | 711,328 | 1,113,168 | Jan 09, 2014, 04:58 PM | |
| ETRM | EnteroMedics Inc | EVNIN LUKE | Director | Jan 06, 2014 | Sale | $2.50 | 81,720 | 204,300 | 1,588,033 | Jan 09, 2014, 04:58 PM | |
| ETRM | EnteroMedics Inc | EVNIN LUKE | Director | Jan 06, 2014 | Sale | $2.50 | 81,720 | 204,300 | 1,588,033 | Jan 09, 2014, 02:26 PM | |
| ETRM | EnteroMedics Inc | EVNIN LUKE | Director | Jan 07, 2014 | Sale | $2.50 | 190,334 | 475,835 | 1,397,699 | Jan 09, 2014, 02:26 PM | |
| ETRM | EnteroMedics Inc | EVNIN LUKE | Director | Jan 08, 2014 | Sale | $2.50 | 284,531 | 711,328 | 1,113,168 | Jan 09, 2014, 02:26 PM | |
| ETRM | EnteroMedics Inc | Jansz Anthony P. | Director | Feb 27, 2013 | Buy | $0.95 | 150,000 | 142,500 | 150,000 | Mar 01, 2013, 04:03 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | Jun 25, 2012 | Sale | $3.14 | 11,800 | 37,052 | 2,386,185 | Jun 27, 2012, 07:02 PM | |
| ETRM | EnteroMedics Inc | Pandora Select Partners, L.P. | 10% Owner | Jun 26, 2012 | Sale | $3.16 | 8,100 | 25,596 | 2,378,085 | Jun 27, 2012, 07:02 PM | |
| ETRM | EnteroMedics Inc | Whitebox L/S Equity Partners LP | 10% Owner | Jun 27, 2012 | Sale | $3.27 | 27,599 | 90,249 | 2,350,486 | Jun 27, 2012, 07:02 PM | |
| ETRM | EnteroMedics Inc | Pandora Select Partners, L.P. | 10% Owner | Jun 21, 2012 | Sale | $3.13 | 10,665 | 33,381 | 2,406,385 | Jun 25, 2012, 04:58 PM | |
| ETRM | EnteroMedics Inc | WHITEBOX ADVISORS LLC | 10% Owner | Jun 22, 2012 | Sale | $3.16 | 8,400 | 26,544 | 2,397,985 | Jun 25, 2012, 04:58 PM | |
| ETRM | EnteroMedics Inc | Pandora Select Partners, L.P. | 10% Owner | May 14, 2012 | Sale | $2.82 | 23,012 | 64,894 | 2,432,450 | May 16, 2012, 05:01 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | May 15, 2012 | Sale | $2.89 | 15,400 | 44,506 | 2,417,050 | May 16, 2012, 05:01 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | May 10, 2012 | Sale | $2.75 | 600 | 1,650 | 2,465,832 | May 14, 2012, 04:33 PM | |
| ETRM | EnteroMedics Inc | Whitebox Multi-Strategy Partners LP | 10% Owner | May 11, 2012 | Sale | $2.76 | 10,370 | 28,621 | 2,455,462 | May 14, 2012, 04:33 PM | |
| ETRM | EnteroMedics Inc | Pandora Select Partners, L.P. | 10% Owner | Apr 27, 2012 | Sale | $2.80 | 25,000 | 70,000 | 2,466,432 | May 01, 2012, 04:55 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | Apr 16, 2012 | Sale | $2.35 | 14,339 | 33,697 | 2,502,532 | Apr 19, 2012, 01:00 PM | |
| ETRM | EnteroMedics Inc | WHITEBOX ADVISORS LLC | 10% Owner | Apr 17, 2012 | Sale | $2.36 | 11,100 | 26,196 | 2,491,432 | Apr 19, 2012, 01:00 PM | |
| ETRM | EnteroMedics Inc | DOUGLAS KEVIN | 10% Owner | Apr 16, 2012 | Buy | $2.22 | 6,815,112 | 15,149,994 | 2,376,872 | Apr 19, 2012, 06:16 AM | |
| ETRM | EnteroMedics Inc | DOUGLAS KEVIN | 10% Owner | Apr 16, 2012 | Buy | $2.22 | 2,726,046 | 6,060,000 | 1,234,341 | Apr 19, 2012, 06:16 AM | |
| ETRM | EnteroMedics Inc | DOUGLAS KEVIN | 10% Owner | Apr 16, 2012 | Buy | $2.22 | 4,089,072 | 9,090,007 | 2,406,512 | Apr 19, 2012, 06:16 AM | |
| ETRM | EnteroMedics Inc | Pandora Select Partners, L.P. | 10% Owner | Nov 09, 2011 | Sale | $1.90 | 200 | 380 | 2,576,271 | Nov 14, 2011, 02:40 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | Nov 10, 2011 | Sale | $1.90 | 400 | 760 | 2,575,871 | Nov 14, 2011, 02:40 PM | |
| ETRM | EnteroMedics Inc | KOHLER GARY S | See Remarks Below | Nov 07, 2011 | Sale | $1.90 | 4,100 | 7,790 | 2,576,571 | Nov 09, 2011, 03:11 PM | |
| ETRM | EnteroMedics Inc | KOHLER GARY S | See Remarks Below | Nov 08, 2011 | Sale | $1.90 | 100 | 190 | 2,576,471 | Nov 09, 2011, 03:11 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | Nov 03, 2011 | Sale | $1.90 | 300 | 570 | 2,582,671 | Nov 07, 2011, 03:30 PM | |
| ETRM | EnteroMedics Inc | WHITEBOX ADVISORS LLC | 10% Owner | Nov 04, 2011 | Sale | $1.90 | 1,900 | 3,610 | 2,580,671 | Nov 07, 2011, 03:30 PM | |
| ETRM | EnteroMedics Inc | Pandora Select Partners, L.P. | 10% Owner | Nov 01, 2011 | Sale | $1.91 | 200 | 382 | 2,583,071 | Nov 03, 2011, 04:11 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | Nov 02, 2011 | Sale | $1.92 | 200 | 384 | 2,582,871 | Nov 03, 2011, 04:11 PM | |
| ETRM | EnteroMedics Inc | KOHLER GARY S | See Remarks Below | Oct 31, 2011 | Sale | $1.90 | 600 | 1,140 | 2,583,271 | Nov 01, 2011, 03:29 PM | |
| ETRM | EnteroMedics Inc | Whitebox Multi-Strategy Partners LP | 10% Owner | Oct 28, 2011 | Sale | $1.90 | 1,500 | 2,850 | 2,583,871 | Nov 01, 2011, 03:29 PM | |
| ETRM | EnteroMedics Inc | HFR MASTER TRUSTS | 10% Owner | Oct 26, 2011 | Sale | $1.93 | 3,392 | 6,547 | 2,587,571 | Oct 28, 2011, 04:13 PM | |
| ETRM | EnteroMedics Inc | WHITEBOX ADVISORS LLC | 10% Owner | Oct 27, 2011 | Sale | $1.90 | 2,200 | 4,180 | 2,585,371 | Oct 28, 2011, 04:13 PM | |
| ETRM | EnteroMedics Inc | Pandora Select Partners, L.P. | 10% Owner | Oct 24, 2011 | Sale | $1.93 | 329 | 635 | 2,591,271 | Oct 26, 2011, 08:29 PM |
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