| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CDTI | CDTI ADVANCED MATERIALS, INC. | Beale Matthew | Chief Executive Officer | Jul 25, 2018 | Buy | $0.50 | 27,436 | 13,718 | 54,873 | Jul 27, 2018, 04:41 PM | |
| CDTI | CDTI ADVANCED MATERIALS, INC. | Kern Tracy A | CFO and Secretary | Jul 25, 2018 | Buy | $0.50 | 10,000 | 5,000 | 20,000 | Jul 27, 2018, 04:30 PM | |
| CDTI | CDTI ADVANCED MATERIALS, INC. | BELL LON E | Director | Jul 25, 2018 | Buy | $0.50 | 359,494 | 179,747 | 968,988 | Jul 27, 2018, 04:21 PM | |
| CDTI | CDTI ADVANCED MATERIALS, INC. | BELL LON E | Director | Jul 25, 2018 | Buy | $0.50 | 266,000 | 133,000 | 282,000 | Jul 27, 2018, 04:21 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Beale Matthew | Chief Executive Officer | Dec 16, 2016 | Buy | $2.00 | 12,500 | 25,000 | 27,437 | Jan 26, 2017, 02:01 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Beale Matthew | Chief Executive Officer | Dec 16, 2016 | Buy | $2.00 | 12,500 | 25,000 | 87,188 | Dec 20, 2016, 12:32 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | BELL LON E | Director | Dec 16, 2016 | Buy | $2.00 | 250,000 | 500,000 | 590,494 | Dec 20, 2016, 12:30 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Kern Tracy A | CFO and Secretary | Dec 16, 2016 | Buy | $2.00 | 10,000 | 20,000 | 10,000 | Dec 20, 2016, 11:29 AM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Former President & COO | Jan 12, 2016 | Buy | $0.71 | 11,473 | 8,192 | 50,000 | Jan 14, 2016, 05:54 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Lopez-Baldrich Pedro J. | Former GC, Corp Sec & VP Adm | Dec 21, 2015 | Sale | $1.01 | 6,207 | 6,246 | 33,515 | Dec 22, 2015, 07:10 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Beale Matthew | Chief Executive Officer | Dec 16, 2015 | Buy | $0.97 | 50,000 | 48,370 | 59,613 | Dec 18, 2015, 09:02 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Lopez-Baldrich Pedro J. | General Counsel | Sep 09, 2015 | Sale | $1.58 | 6,428 | 10,149 | 23,055 | Sep 09, 2015, 05:21 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Shea David Eric | Chief Financial Officer | Aug 10, 2015 | Sale | $1.45 | 4,616 | 6,697 | 16,530 | Aug 11, 2015, 05:04 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Lopez-Baldrich Pedro J. | General Counsel | Aug 10, 2015 | Sale | $1.46 | 1,818 | 2,645 | 12,817 | Aug 11, 2015, 04:42 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Chief Executive Officer | Aug 10, 2015 | Sale | $1.51 | 6,431 | 9,711 | 22,932 | Aug 11, 2015, 04:28 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technology Officer | Aug 10, 2015 | Sale | $1.51 | 8,048 | 12,152 | 40,723 | Aug 11, 2015, 04:07 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Lopez-Baldrich Pedro J. | General Counsel | Nov 11, 2014 | Sale | $2.47 | 6,642 | 16,406 | 10,025 | Nov 12, 2014, 05:15 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Chief Operating Officer | May 19, 2014 | Sale | $2.48 | 4,350 | 10,786 | 12,933 | May 19, 2014, 05:59 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Shea David Eric | VP Finance & Corp. Controller | May 19, 2014 | Sale | $2.48 | 2,940 | 7,290 | 9,453 | May 19, 2014, 05:44 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Mehta Nikhil Atul | Office of CEO and CFO | May 19, 2014 | Sale | $2.48 | 6,230 | 15,447 | 38,324 | May 19, 2014, 05:05 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technology Officer | May 19, 2014 | Sale | $2.48 | 5,515 | 13,674 | 28,204 | May 19, 2014, 04:45 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Schexnaydre Terri L. | Corporate Controller | Feb 20, 2014 | Option Exercise | $2.65 | 2,032 | 5,385 | 3,118 | Feb 21, 2014, 04:06 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | GRAY DEREK R | Director | Jun 28, 2013 | Option Exercise | $1.84 | 54,347 | 99,998 | 81,912 | Jul 01, 2013, 04:09 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Shea David Eric | Vice President, Finance | Jun 11, 2013 | Sale | $2.03 | 277 | 562 | 5,699 | Jun 11, 2013, 05:40 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Mehta Nikhil Atul | Chief Financial Officer | Jun 11, 2013 | Sale | $2.03 | 900 | 1,826 | 27,573 | Jun 11, 2013, 05:18 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technology Officer | Jun 11, 2013 | Sale | $2.03 | 810 | 1,643 | 18,685 | Jun 11, 2013, 04:53 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Chief Operations Officer | Jun 11, 2013 | Sale | $2.03 | 525 | 1,065 | 5,462 | Jun 11, 2013, 04:21 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Mehta Nikhil Atul | Chief Financial Officer | Mar 21, 2013 | Sale | $2.15 | 4,469 | 9,623 | 26,359 | Mar 22, 2013, 05:59 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technology Officer | Mar 21, 2013 | Sale | $2.15 | 3,373 | 7,263 | 17,715 | Mar 22, 2013, 05:47 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Shea David Eric | Corporate Controller | Mar 21, 2013 | Sale | $2.15 | 1,272 | 2,739 | 5,419 | Mar 22, 2013, 05:06 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Chief Operations Officer | Mar 21, 2013 | Sale | $2.15 | 2,363 | 5,088 | 4,597 | Mar 22, 2013, 04:51 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Breese Robert Craig | Chief Executive Officer | Mar 20, 2013 | Sale | $2.19 | 6,244 | 13,683 | 37,742 | Mar 22, 2013, 04:15 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Breese Robert Craig | Chief Executive Officer | Mar 20, 2013 | Sale | $2.19 | 6,244 | 13,683 | 10,246 | Mar 20, 2013, 07:20 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Park Mungo | Director | Sep 13, 2012 | Sale | $2.51 | 32,414 | 81,327 | 0 | Sep 14, 2012, 04:30 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jun 29, 2012 | Sale | $2.04 | 260,000 | 529,334 | 689,814 | Jul 03, 2012, 11:51 AM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jun 27, 2012 | Sale | $2.27 | 34,699 | 78,895 | 1,015,814 | Jun 29, 2012, 04:49 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jun 28, 2012 | Sale | $2.16 | 66,000 | 142,718 | 949,814 | Jun 29, 2012, 04:49 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technical Officer | Jun 11, 2012 | Sale | $2.19 | 884 | 1,933 | 14,552 | Jun 12, 2012, 05:32 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Chief Operations Officer | Jun 11, 2012 | Sale | $2.19 | 625 | 1,367 | 1,514 | Jun 12, 2012, 04:26 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Shea David Eric | Corporate Controller | Jun 11, 2012 | Sale | $2.19 | 262 | 573 | 4,077 | Jun 11, 2012, 07:32 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Mehta Nikhil Atul | Chief Financial Officer | Jun 11, 2012 | Sale | $2.19 | 1,046 | 2,287 | 21,750 | Jun 11, 2012, 06:31 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | May 31, 2012 | Sale | $2.75 | 53,900 | 148,374 | 1,051,313 | Jun 04, 2012, 04:43 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Breese Robert Craig | Chief Executive Officer | May 18, 2012 | Buy | $2.03 | 27,496 | 55,921 | 27,496 | May 21, 2012, 06:06 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | May 10, 2012 | Sale | $3.00 | 20,781 | 62,389 | 1,104,413 | May 14, 2012, 04:15 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Mar 12, 2012 | Sale | $4.77 | 140,500 | 669,911 | 1,245,194 | Mar 14, 2012, 02:40 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Nov 10, 2011 | Sale | $4.02 | 75,946 | 305,303 | 1,340,640 | Nov 14, 2011, 04:00 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 26, 2011 | Sale | $3.91 | 6,145 | 24,027 | 1,385,040 | Oct 28, 2011, 05:09 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 27, 2011 | Sale | $3.92 | 40,400 | 158,279 | 1,344,640 | Oct 28, 2011, 05:09 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 28, 2011 | Sale | $3.65 | 3,000 | 10,960 | 1,341,640 | Oct 28, 2011, 05:09 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 21, 2011 | Sale | $3.58 | 107,630 | 385,466 | 1,591,685 | Oct 25, 2011, 03:01 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 24, 2011 | Sale | $3.77 | 100,000 | 376,580 | 1,391,185 | Oct 25, 2011, 03:01 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 14, 2011 | Sale | $3.82 | 32,600 | 124,418 | 1,609,815 | Oct 18, 2011, 04:29 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 17, 2011 | Sale | $3.69 | 11,000 | 40,586 | 1,598,815 | Oct 18, 2011, 04:29 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 13, 2011 | Sale | $4.31 | 71,900 | 310,026 | 1,642,415 | Oct 18, 2011, 04:29 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Oct 11, 2011 | Sale | $3.86 | 99,000 | 382,011 | 1,714,315 | Oct 13, 2011, 04:39 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technical Officer | Sep 26, 2011 | Sale | $2.98 | 401 | 1,195 | 22,303 | Sep 28, 2011, 05:13 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technical Officer | Sep 27, 2011 | Sale | $2.92 | 8,647 | 25,282 | 13,656 | Sep 28, 2011, 05:13 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Mehta Nikhil Atul | Chief Financial Officer | Sep 19, 2011 | Sale | $3.67 | 6,363 | 23,373 | 20,683 | Sep 19, 2011, 05:20 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jul 19, 2011 | Sale | $7.79 | 128,565 | 1,001,136 | 1,836,880 | Jul 21, 2011, 04:56 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | RP Co-Investment Fund I GP, LLC | Member of 13(d) group | Jul 05, 2011 | Sale | $3.75 | 80,000 | 300,000 | 329,895 | Jul 15, 2011, 04:31 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jul 12, 2011 | Sale | $6.92 | 253,320 | 1,753,798 | 1,950,000 | Jul 14, 2011, 01:12 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jul 13, 2011 | Sale | $7.27 | 4,800 | 34,920 | 1,941,880 | Jul 14, 2011, 01:12 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jul 12, 2011 | Sale | $6.92 | 253,320 | 1,753,798 | 1,950,000 | Jul 14, 2011, 01:03 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | Jul 13, 2011 | Sale | $7.27 | 4,800 | 34,920 | 1,941,880 | Jul 14, 2011, 01:03 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Shea David Eric | Corporate Controller | Jun 20, 2011 | Sale | $5.80 | 678 | 3,934 | 6,270 | Jun 21, 2011, 08:09 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Shea David Eric | Corporate Controller | Jun 21, 2011 | Sale | $5.78 | 2,488 | 14,380 | 3,782 | Jun 21, 2011, 08:09 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technical Officer | Jun 20, 2011 | Sale | $5.80 | 2,046 | 11,871 | 30,209 | Jun 21, 2011, 08:06 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Golden Stephen John | Chief Technical Officer | Jun 21, 2011 | Sale | $5.78 | 7,505 | 43,377 | 22,704 | Jun 21, 2011, 08:06 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Chief Operations Officer | Jun 21, 2011 | Sale | $5.78 | 504 | 2,913 | 749 | Jun 21, 2011, 08:06 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Harris Christopher Jay | Chief Operations Officer | Jun 20, 2011 | Sale | $5.80 | 137 | 795 | 1,253 | Jun 21, 2011, 08:06 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Mehta Nikhil Atul | Chief Financial Officer | Jun 20, 2011 | Sale | $5.80 | 1,987 | 11,529 | 20,999 | Jun 21, 2011, 08:05 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Mehta Nikhil Atul | Chief Financial Officer | Jun 21, 2011 | Sale | $5.78 | 7,287 | 42,117 | 13,712 | Jun 21, 2011, 08:05 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Call Charles Frank | Chief Executive Officer | Jun 20, 2011 | Sale | $5.80 | 3,516 | 20,400 | 38,064 | Jun 21, 2011, 08:02 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Call Charles Frank | Chief Executive Officer | Jun 21, 2011 | Sale | $5.78 | 12,895 | 74,529 | 25,169 | Jun 21, 2011, 08:02 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Skelton Daniel K | Vice President | Jun 21, 2011 | Sale | $5.78 | 249 | 1,439 | 628 | Jun 21, 2011, 07:57 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Skelton Daniel K | Vice President | Jun 20, 2011 | Sale | $5.80 | 67 | 389 | 877 | Jun 21, 2011, 07:57 PM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Asmussen Michael L | Former CEO and President | Dec 01, 2010 | Sale | $18.50 | 3,888 | 71,945 | 0 | Dec 03, 2010, 09:57 AM | |
| CDTI | CLEAN DIESEL TECHNOLOGIES INC | Park Mungo | Director | Oct 15, 2010 | Option Exercise | $8.05 | 32,414 | 260,998 | 32,414 | Oct 19, 2010, 02:05 PM |
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