| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ASV | ASV HOLDINGS, INC. | How Melissa Kay | CFO and Secretary | Sep 11, 2019 | Option Exercise | $7.05 | 36,101 | 254,512 | 0 | Sep 11, 2019, 04:09 PM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | Sep 11, 2019 | Option Exercise | $7.05 | 100,344 | 707,425 | 0 | Sep 11, 2019, 04:09 PM | |
| ASV | ASV HOLDINGS, INC. | Rupar Justin Florian | VP of Sales and Marketing | Sep 11, 2019 | Option Exercise | $7.05 | 5,775 | 40,714 | 0 | Sep 11, 2019, 04:08 PM | |
| ASV | ASV HOLDINGS, INC. | Foster Thomas Dean | VP, Operations & Supply Chain | Sep 11, 2019 | Option Exercise | $7.05 | 4,842 | 34,136 | 0 | Sep 11, 2019, 04:08 PM | |
| ASV | ASV HOLDINGS, INC. | Rooney David Ross | Director | Sep 11, 2019 | Option Exercise | $7.05 | 12,023 | 84,762 | 0 | Sep 11, 2019, 04:02 PM | |
| ASV | ASV HOLDINGS, INC. | HENRY BRIAN J | Director | Sep 11, 2019 | Option Exercise | $7.05 | 12,023 | 84,762 | 0 | Sep 11, 2019, 04:02 PM | |
| ASV | ASV HOLDINGS, INC. | NOWICKI JOSEPH M | Director | Sep 11, 2019 | Option Exercise | $7.05 | 12,023 | 84,762 | 0 | Sep 11, 2019, 04:02 PM | |
| ASV | ASV HOLDINGS, INC. | Lisi Michael Angelo | Director | Sep 11, 2019 | Option Exercise | $7.05 | 12,005 | 84,635 | 0 | Sep 11, 2019, 04:02 PM | |
| ASV | ASV HOLDINGS, INC. | Lisi Michael Angelo | Director | May 09, 2019 | Sale | $2.12 | 18 | 38 | 12,005 | Jul 30, 2019, 04:31 PM | |
| ASV | ASV HOLDINGS, INC. | Rupar Justin Florian | VP of Sales and Marketing | Mar 11, 2019 | Option Exercise | $3.05 | 1,506 | 4,593 | 6,173 | Mar 13, 2019, 07:07 AM | |
| ASV | ASV HOLDINGS, INC. | Rooney David Ross | Director | Mar 11, 2019 | Option Exercise | $3.05 | 9,836 | 30,000 | 12,023 | Mar 13, 2019, 07:07 AM | |
| ASV | ASV HOLDINGS, INC. | NOWICKI JOSEPH M | Director | Mar 11, 2019 | Option Exercise | $3.05 | 9,836 | 30,000 | 12,023 | Mar 13, 2019, 07:07 AM | |
| ASV | ASV HOLDINGS, INC. | Lisi Michael Angelo | Director | Mar 11, 2019 | Option Exercise | $3.05 | 9,836 | 30,000 | 12,023 | Mar 13, 2019, 07:07 AM | |
| ASV | ASV HOLDINGS, INC. | HENRY BRIAN J | Director | Mar 11, 2019 | Option Exercise | $3.05 | 9,836 | 30,000 | 12,023 | Mar 13, 2019, 07:07 AM | |
| ASV | ASV HOLDINGS, INC. | How Melissa Kay | CFO and Secretary | Jan 04, 2019 | Option Exercise | $2.67 | 290 | 774 | 21,948 | Jan 08, 2019, 07:19 AM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | Jan 04, 2019 | Option Exercise | $2.67 | 1,752 | 4,678 | 69,856 | Jan 08, 2019, 07:19 AM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | Dec 14, 2018 | Option Exercise | $2.32 | 3,744 | 8,686 | 71,608 | Dec 17, 2018, 04:19 PM | |
| ASV | ASV HOLDINGS, INC. | How Melissa Kay | CFO and Secretary | Dec 14, 2018 | Option Exercise | $2.32 | 1,347 | 3,125 | 22,238 | Dec 17, 2018, 04:19 PM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | Jun 01, 2018 | Option Exercise | $6.56 | 2,729 | 17,902 | 75,352 | Jun 04, 2018, 11:36 AM | |
| ASV | ASV HOLDINGS, INC. | How Melissa Kay | CFO and Secretary | Jun 01, 2018 | Option Exercise | $6.56 | 924 | 6,061 | 23,585 | Jun 04, 2018, 11:36 AM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | May 14, 2018 | Buy | $7.25 | 850 | 6,163 | 78,081 | May 14, 2018, 08:33 PM | |
| ASV | ASV HOLDINGS, INC. | Manitex International, Inc. | 10% Owner | Feb 28, 2018 | Sale | $7.00 | 375,000 | 2,625,000 | 1,080,000 | Feb 28, 2018, 05:57 PM | |
| ASV | ASV HOLDINGS, INC. | Manitex International, Inc. | 10% Owner | Feb 26, 2018 | Sale | $7.00 | 300,000 | 2,100,000 | 1,780,000 | Feb 28, 2018, 05:57 PM | |
| ASV | ASV HOLDINGS, INC. | Manitex International, Inc. | 10% Owner | Feb 27, 2018 | Sale | $7.00 | 325,000 | 2,275,000 | 1,455,000 | Feb 28, 2018, 05:57 PM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | Jan 04, 2018 | Option Exercise | $8.80 | 1,839 | 16,183 | 77,231 | Jan 08, 2018, 04:14 PM | |
| ASV | ASV HOLDINGS, INC. | How Melissa Kay | CFO and Secretary | Jan 04, 2018 | Option Exercise | $8.80 | 311 | 2,737 | 24,509 | Jan 08, 2018, 04:11 PM | |
| ASV | ASV HOLDINGS, INC. | DiBiagio James Joseph | Chief Operating Officer | Jan 04, 2018 | Option Exercise | $8.80 | 719 | 6,327 | 36,489 | Jan 08, 2018, 04:08 PM | |
| ASV | ASV HOLDINGS, INC. | How Melissa Kay | CFO and Secretary | Jan 01, 2018 | Option Exercise | $10.15 | 252 | 2,558 | 24,820 | Jan 02, 2018, 06:03 PM | |
| ASV | ASV HOLDINGS, INC. | DiBiagio James Joseph | Chief Operating Officer | Jan 01, 2018 | Option Exercise | $10.15 | 582 | 5,907 | 37,208 | Jan 02, 2018, 06:00 PM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | Jan 01, 2018 | Option Exercise | $10.15 | 1,066 | 10,820 | 79,070 | Jan 02, 2018, 05:38 PM | |
| ASV | ASV HOLDINGS, INC. | Rooke Andrew M | Chief Executive Officer | Dec 14, 2017 | Option Exercise | $8.03 | 1,528 | 12,270 | 80,136 | Dec 18, 2017, 04:36 PM | |
| ASV | ASV HOLDINGS, INC. | DiBiagio James Joseph | Chief Operating Officer | Dec 14, 2017 | Option Exercise | $8.03 | 602 | 4,834 | 37,790 | Dec 18, 2017, 04:30 PM | |
| ASV | ASV HOLDINGS, INC. | How Melissa Kay | CFO and Secretary | Dec 14, 2017 | Option Exercise | $8.03 | 311 | 2,497 | 25,072 | Dec 18, 2017, 04:27 PM | |
| ASV | ASV HOLDINGS, INC. | Manitex International, Inc. | 10% Owner | May 17, 2017 | Sale | $6.51 | 2,000,000 | 13,020,000 | 2,080,000 | May 17, 2017, 04:05 PM |
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