| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | May 05, 2023 | Option Exercise | $1.36 | 368 | 500 | 4,140 | May 08, 2023, 04:29 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Apr 21, 2023 | Option Exercise | $1.30 | 383 | 500 | 3,772 | Apr 24, 2023, 04:29 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Apr 07, 2023 | Option Exercise | $1.22 | 410 | 500 | 3,389 | Apr 11, 2023, 04:36 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Mar 24, 2023 | Option Exercise | $1.39 | 360 | 500 | 2,979 | Mar 27, 2023, 04:33 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Mar 10, 2023 | Option Exercise | $1.94 | 258 | 501 | 2,619 | Mar 13, 2023, 04:41 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Feb 24, 2023 | Option Exercise | $2.74 | 182 | 499 | 2,361 | Feb 27, 2023, 05:01 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Feb 10, 2023 | Option Exercise | $0.22 | 2,222 | 500 | 43,573 | Feb 13, 2023, 04:54 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Jan 27, 2023 | Option Exercise | $0.19 | 2,584 | 500 | 41,351 | Jan 31, 2023, 08:19 AM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Jan 13, 2023 | Option Exercise | $0.19 | 2,688 | 500 | 38,767 | Jan 17, 2023, 08:03 AM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Dec 30, 2022 | Option Exercise | $0.15 | 3,390 | 500 | 36,079 | Jan 03, 2023, 07:57 AM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Dec 16, 2022 | Option Exercise | $0.12 | 4,223 | 500 | 32,689 | Dec 20, 2022, 08:36 AM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Dec 02, 2022 | Option Exercise | $0.20 | 2,512 | 500 | 28,466 | Dec 06, 2022, 04:15 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Nov 18, 2022 | Option Exercise | $0.19 | 2,578 | 500 | 25,954 | Nov 21, 2022, 04:22 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Nov 04, 2022 | Option Exercise | $0.20 | 2,561 | 500 | 23,376 | Nov 08, 2022, 07:44 AM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Oct 21, 2022 | Option Exercise | $0.18 | 2,747 | 500 | 20,815 | Oct 24, 2022, 04:45 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Oct 07, 2022 | Option Exercise | $0.24 | 2,076 | 500 | 18,068 | Oct 12, 2022, 08:18 AM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Sep 23, 2022 | Option Exercise | $0.24 | 2,075 | 500 | 15,992 | Sep 27, 2022, 04:25 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Sep 16, 2022 | Option Exercise | $0.41 | 548 | 224 | 13,917 | Sep 19, 2022, 04:24 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Sep 09, 2022 | Option Exercise | $0.46 | 1,079 | 500 | 12,215 | Sep 12, 2022, 05:45 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Aug 26, 2022 | Option Exercise | $0.47 | 1,056 | 500 | 11,136 | Aug 29, 2022, 04:29 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Aug 12, 2022 | Option Exercise | $0.52 | 961 | 500 | 10,080 | Aug 15, 2022, 06:49 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Jul 29, 2022 | Option Exercise | $0.51 | 986 | 500 | 9,119 | Aug 01, 2022, 04:24 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Jul 15, 2022 | Option Exercise | $0.59 | 843 | 500 | 8,133 | Jul 18, 2022, 04:19 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Jul 01, 2022 | Option Exercise | $0.43 | 1,154 | 500 | 7,290 | Jul 05, 2022, 04:14 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Jun 17, 2022 | Option Exercise | $0.49 | 1,025 | 500 | 6,136 | Jun 21, 2022, 04:22 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Jun 03, 2022 | Option Exercise | $0.49 | 1,013 | 500 | 5,111 | Jun 06, 2022, 04:15 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | May 20, 2022 | Option Exercise | $0.48 | 1,034 | 500 | 4,098 | May 23, 2022, 04:32 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | May 06, 2022 | Option Exercise | $0.48 | 1,031 | 500 | 3,064 | May 06, 2022, 05:05 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Apr 22, 2022 | Option Exercise | $0.61 | 815 | 500 | 2,033 | Apr 29, 2022, 04:28 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Apr 08, 2022 | Option Exercise | $0.75 | 665 | 500 | 1,218 | Apr 11, 2022, 06:33 PM | |
| ATNX | Athenex, Inc. | Cook Timothy DeVere | See Remarks | Mar 25, 2022 | Option Exercise | $0.90 | 553 | 500 | 553 | Mar 29, 2022, 05:14 PM |
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