| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Apr 01, 2024 | Option Exercise | $0.60 | 60,000 | 36,000 | 953,596 | Apr 03, 2024, 05:23 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Apr 01, 2024 | Sale | $26.31 | 60,000 | 1,578,672 | 893,596 | Apr 03, 2024, 05:23 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Mar 01, 2024 | Option Exercise | $0.60 | 30,000 | 18,000 | 923,596 | Mar 04, 2024, 06:13 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Mar 01, 2024 | Sale | $25.66 | 30,000 | 769,773 | 894,893 | Mar 04, 2024, 06:13 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Feb 20, 2024 | Sale | $25.28 | 16,423 | 415,214 | 832,395 | Feb 22, 2024, 04:25 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Feb 15, 2024 | Option Exercise | $0.60 | 30,000 | 18,000 | 878,818 | Feb 20, 2024, 04:06 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Feb 15, 2024 | Sale | $26.50 | 30,000 | 795,036 | 848,818 | Feb 20, 2024, 04:06 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Jan 02, 2024 | Option Exercise | $0.57 | 60,000 | 34,300 | 908,063 | Jan 04, 2024, 04:11 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Jan 02, 2024 | Sale | $39.41 | 60,000 | 2,364,613 | 873,293 | Jan 04, 2024, 04:11 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Dec 13, 2023 | Option Exercise | $0.43 | 10,000 | 4,300 | 858,063 | Dec 15, 2023, 04:12 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Dec 13, 2023 | Sale | $40.03 | 10,000 | 400,265 | 848,063 | Dec 15, 2023, 04:12 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Dec 06, 2023 | Option Exercise | $0.43 | 10,000 | 4,300 | 858,063 | Dec 08, 2023, 07:39 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Dec 06, 2023 | Sale | $35.04 | 10,000 | 350,411 | 848,063 | Dec 08, 2023, 07:39 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Dec 01, 2023 | Option Exercise | $0.43 | 40,000 | 17,200 | 888,063 | Dec 05, 2023, 06:26 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Dec 01, 2023 | Sale | $27.19 | 40,000 | 1,087,595 | 858,063 | Dec 05, 2023, 06:26 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Nov 21, 2023 | Sale | $23.99 | 19,513 | 468,082 | 848,063 | Nov 22, 2023, 04:23 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Nov 15, 2023 | Option Exercise | $0.43 | 15,000 | 6,450 | 882,576 | Nov 17, 2023, 04:11 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Nov 15, 2023 | Sale | $25.01 | 15,000 | 375,159 | 867,576 | Nov 17, 2023, 04:11 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Oct 10, 2023 | Option Exercise | $0.43 | 5,000 | 2,150 | 872,576 | Oct 12, 2023, 04:50 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Oct 10, 2023 | Sale | $30.05 | 5,000 | 150,266 | 867,576 | Oct 12, 2023, 04:50 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Oct 02, 2023 | Option Exercise | $0.43 | 15,000 | 6,450 | 882,576 | Oct 04, 2023, 04:45 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Oct 02, 2023 | Sale | $28.50 | 15,000 | 427,551 | 867,576 | Oct 04, 2023, 04:45 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Sep 06, 2023 | Option Exercise | $0.43 | 5,000 | 2,150 | 872,576 | Sep 07, 2023, 05:11 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Sep 06, 2023 | Sale | $35.02 | 5,000 | 175,100 | 867,576 | Sep 07, 2023, 05:11 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Sep 01, 2023 | Sale | $32.33 | 20,000 | 646,600 | 867,576 | Sep 05, 2023, 07:51 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Sep 01, 2023 | Option Exercise | $0.43 | 20,000 | 8,600 | 887,576 | Sep 05, 2023, 07:51 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Aug 22, 2023 | Sale | $32.63 | 18,003 | 587,395 | 869,591 | Aug 24, 2023, 06:58 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | May 23, 2023 | Sale | $26.91 | 13,340 | 359,013 | 884,488 | May 25, 2023, 04:41 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Feb 21, 2023 | Sale | $18.14 | 9,674 | 175,528 | 730,230 | Feb 23, 2023, 05:02 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | Chief Technology Offier | Dec 19, 2022 | Option Exercise | $0.43 | 50,876 | 21,877 | 739,859 | Dec 21, 2022, 04:12 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Mar 01, 2022 | Sale | $160.01 | 2,000 | 320,028 | 459,294 | Mar 03, 2022, 06:10 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Mar 01, 2022 | Option Exercise | $0.43 | 2,000 | 860 | 461,294 | Mar 03, 2022, 06:10 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Jan 04, 2022 | Option Exercise | $2.64 | 41,708 | 110,297 | 459,120 | Jan 06, 2022, 07:32 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Nov 15, 2021 | Option Exercise | $1.04 | 89,000 | 92,270 | 456,412 | Nov 17, 2021, 07:54 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Nov 15, 2021 | Sale | $244.94 | 39,000 | 9,552,761 | 455,560 | Nov 17, 2021, 07:54 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Nov 10, 2021 | Option Exercise | $1.35 | 25,000 | 33,750 | 367,412 | Nov 12, 2021, 04:06 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Nov 09, 2021 | Option Exercise | $1.35 | 25,000 | 33,750 | 342,412 | Nov 12, 2021, 04:06 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Oct 27, 2021 | Option Exercise | $1.35 | 20,000 | 27,000 | 317,412 | Oct 29, 2021, 06:20 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Oct 26, 2021 | Option Exercise | $1.35 | 20,000 | 27,000 | 297,412 | Oct 28, 2021, 04:53 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Oct 15, 2021 | Option Exercise | $0.29 | 155,000 | 45,275 | 432,412 | Oct 19, 2021, 06:25 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Oct 15, 2021 | Sale | $390.73 | 155,000 | 60,562,992 | 431,112 | Oct 19, 2021, 06:25 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Sep 15, 2021 | Option Exercise | $0.23 | 155,000 | 35,650 | 432,412 | Sep 17, 2021, 08:37 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Sep 15, 2021 | Sale | $270.40 | 155,000 | 41,911,909 | 428,106 | Sep 17, 2021, 08:37 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Aug 19, 2021 | Option Exercise | $1.35 | 20,000 | 27,000 | 277,412 | Aug 23, 2021, 07:47 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Aug 16, 2021 | Option Exercise | $0.17 | 155,000 | 26,300 | 410,412 | Aug 18, 2021, 08:18 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Aug 16, 2021 | Sale | $201.88 | 155,000 | 31,291,262 | 409,912 | Aug 18, 2021, 08:18 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Jul 14, 2021 | Option Exercise | $2.15 | 10,000 | 21,500 | 255,412 | Jul 15, 2021, 04:10 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Jul 13, 2021 | Option Exercise | $2.15 | 10,000 | 21,500 | 245,412 | Jul 14, 2021, 04:40 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Mar 05, 2021 | Option Exercise | $2.15 | 10,000 | 21,500 | 210,000 | Mar 09, 2021, 04:12 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Dec 18, 2020 | Sale | $18.60 | 213,124 | 3,964,106 | 200,000 | Dec 21, 2020, 05:36 PM | |
| UPST | Upstart Holdings, Inc. | Gu Paul | SVP, Product and Data Science | Dec 15, 2020 | Option Exercise | $0.15 | 213,124 | 31,969 | 413,124 | Dec 17, 2020, 05:02 PM |
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