| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 15, 2024 | Buy | $2.00 | 7,843 | 15,686 | 6,329,646 | Mar 18, 2024, 05:00 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 14, 2024 | Buy | $1.98 | 3,254 | 6,443 | 6,321,803 | Mar 18, 2024, 05:00 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 11, 2024 | Buy | $1.90 | 806 | 1,531 | 6,299,849 | Mar 13, 2024, 08:35 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 12, 2024 | Buy | $1.90 | 2,500 | 4,750 | 6,302,349 | Mar 13, 2024, 08:35 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 13, 2024 | Buy | $1.94 | 16,200 | 31,428 | 6,318,549 | Mar 13, 2024, 08:35 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 07, 2024 | Buy | $1.96 | 5,081 | 9,959 | 6,299,043 | Mar 07, 2024, 09:35 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 05, 2024 | Buy | $1.93 | 5,137 | 9,914 | 6,289,573 | Mar 07, 2024, 09:35 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 06, 2024 | Buy | $1.96 | 4,389 | 8,602 | 6,293,962 | Mar 07, 2024, 09:35 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Feb 27, 2024 | Buy | $1.92 | 120,000 | 230,400 | 6,280,346 | Feb 29, 2024, 08:36 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Feb 29, 2024 | Buy | $1.99 | 4,090 | 8,139 | 6,284,436 | Feb 29, 2024, 08:36 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Feb 20, 2024 | Buy | $1.98 | 6,307 | 12,488 | 6,157,357 | Feb 21, 2024, 08:50 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Feb 21, 2024 | Buy | $1.95 | 2,989 | 5,829 | 6,160,346 | Feb 21, 2024, 08:50 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Feb 16, 2024 | Buy | $1.92 | 4,237 | 8,135 | 6,151,050 | Feb 21, 2024, 08:50 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 28, 2023 | Buy | $2.02 | 69,815 | 141,253 | 6,146,813 | Nov 30, 2023, 09:08 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 21, 2023 | Buy | $1.90 | 100 | 190 | 6,038,207 | Nov 24, 2023, 06:27 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 22, 2023 | Buy | $2.01 | 36,233 | 72,828 | 6,074,440 | Nov 24, 2023, 06:27 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 24, 2023 | Buy | $2.05 | 2,558 | 5,244 | 6,076,998 | Nov 24, 2023, 06:27 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 02, 2023 | Buy | $2.10 | 3,005 | 6,310 | 6,026,266 | Jun 06, 2023, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 05, 2023 | Buy | $2.08 | 8,851 | 18,410 | 6,035,117 | Jun 06, 2023, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 06, 2023 | Buy | $2.10 | 2,970 | 6,237 | 6,038,087 | Jun 06, 2023, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 26, 2023 | Buy | $2.05 | 4,491 | 9,207 | 6,018,583 | May 31, 2023, 08:52 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 31, 2023 | Buy | $2.06 | 4,678 | 9,637 | 6,023,261 | May 31, 2023, 08:52 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 18, 2023 | Buy | $1.97 | 50,000 | 98,500 | 5,767,489 | May 22, 2023, 08:27 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 19, 2023 | Buy | $2.00 | 243,990 | 487,980 | 6,011,479 | May 22, 2023, 08:27 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 22, 2023 | Buy | $2.06 | 2,613 | 5,383 | 6,014,092 | May 22, 2023, 08:27 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 16, 2023 | Buy | $2.37 | 23,638 | 56,022 | 5,717,489 | Mar 20, 2023, 05:07 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 09, 2023 | Buy | $2.31 | 28,616 | 66,103 | 5,677,031 | Mar 13, 2023, 06:17 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Mar 10, 2023 | Buy | $2.24 | 16,820 | 37,677 | 5,693,851 | Mar 13, 2023, 06:17 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Feb 22, 2023 | Buy | $2.15 | 15,138 | 32,547 | 5,635,138 | Feb 24, 2023, 07:10 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Feb 24, 2023 | Buy | $2.14 | 13,277 | 28,413 | 5,648,415 | Feb 24, 2023, 07:10 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jan 06, 2023 | Sale | $2.17 | 921,800 | 2,000,306 | 5,620,000 | Jan 10, 2023, 09:26 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 29, 2022 | Buy | $1.95 | 1,370 | 2,672 | 5,310,407 | Dec 30, 2022, 07:36 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 30, 2022 | Buy | $2.01 | 309,593 | 622,282 | 5,620,000 | Dec 30, 2022, 07:36 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 28, 2022 | Buy | $1.95 | 75,538 | 147,299 | 5,309,037 | Dec 30, 2022, 07:36 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 22, 2022 | Buy | $1.99 | 3,440 | 6,846 | 5,227,445 | Dec 27, 2022, 06:19 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 23, 2022 | Buy | $1.99 | 1,600 | 3,184 | 5,229,045 | Dec 27, 2022, 06:19 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 27, 2022 | Buy | $2.00 | 4,454 | 8,908 | 5,233,499 | Dec 27, 2022, 06:19 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 12, 2022 | Buy | $1.87 | 1,743 | 3,259 | 5,224,005 | Dec 12, 2022, 08:11 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 08, 2022 | Buy | $1.90 | 1,208 | 2,295 | 5,221,438 | Dec 12, 2022, 08:11 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 09, 2022 | Buy | $1.90 | 824 | 1,566 | 5,222,262 | Dec 12, 2022, 08:11 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 05, 2022 | Buy | $1.90 | 1,300 | 2,470 | 5,215,913 | Dec 07, 2022, 06:25 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Dec 06, 2022 | Buy | $1.90 | 4,317 | 8,202 | 5,220,230 | Dec 07, 2022, 06:25 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 15, 2022 | Buy | $1.91 | 31,748 | 60,639 | 5,214,613 | Nov 17, 2022, 08:48 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 14, 2022 | Buy | $2.00 | 6,458 | 12,916 | 5,182,865 | Nov 14, 2022, 07:38 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 09, 2022 | Buy | $2.00 | 2,619 | 5,238 | 5,176,407 | Nov 14, 2022, 07:38 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 04, 2022 | Buy | $2.00 | 5,578 | 11,156 | 5,011,411 | Nov 08, 2022, 06:17 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 07, 2022 | Buy | $1.99 | 1,254 | 2,495 | 5,012,665 | Nov 08, 2022, 06:17 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Nov 08, 2022 | Buy | $2.00 | 161,123 | 322,246 | 5,173,788 | Nov 08, 2022, 06:17 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 28, 2022 | Buy | $2.00 | 4,469 | 8,938 | 5,005,833 | Oct 28, 2022, 06:59 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 26, 2022 | Buy | $1.99 | 3,168 | 6,304 | 4,997,400 | Oct 28, 2022, 06:59 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 27, 2022 | Buy | $1.99 | 3,964 | 7,888 | 5,001,364 | Oct 28, 2022, 06:59 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 21, 2022 | Buy | $2.00 | 5,323 | 10,646 | 4,994,232 | Oct 25, 2022, 07:13 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 14, 2022 | Buy | $2.00 | 5,277 | 10,554 | 4,967,415 | Oct 18, 2022, 06:43 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 18, 2022 | Buy | $2.00 | 21,494 | 42,988 | 4,988,909 | Oct 18, 2022, 06:43 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 11, 2022 | Buy | $2.00 | 6,002 | 12,004 | 4,953,966 | Oct 13, 2022, 08:15 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 12, 2022 | Buy | $2.00 | 1,579 | 3,158 | 4,955,545 | Oct 13, 2022, 08:15 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 13, 2022 | Buy | $2.00 | 6,593 | 13,186 | 4,962,138 | Oct 13, 2022, 08:15 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 07, 2022 | Buy | $2.00 | 1,223 | 2,446 | 4,944,617 | Oct 11, 2022, 09:39 AM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 10, 2022 | Buy | $2.00 | 3,347 | 6,694 | 4,947,964 | Oct 11, 2022, 09:39 AM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Oct 06, 2022 | Buy | $2.00 | 2,213 | 4,426 | 4,943,394 | Oct 11, 2022, 09:39 AM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 28, 2022 | Buy | $2.00 | 5,562 | 11,124 | 4,941,181 | Sep 30, 2022, 05:29 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 23, 2022 | Buy | $2.05 | 7,374 | 15,117 | 4,829,846 | Sep 27, 2022, 07:08 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 26, 2022 | Buy | $1.99 | 92,310 | 183,697 | 4,922,156 | Sep 27, 2022, 07:08 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 27, 2022 | Buy | $1.99 | 13,463 | 26,791 | 4,935,619 | Sep 27, 2022, 07:08 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 21, 2022 | Buy | $2.05 | 6,089 | 12,482 | 4,822,472 | Sep 22, 2022, 05:42 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 08, 2022 | Buy | $2.05 | 4,361 | 8,940 | 4,801,866 | Sep 12, 2022, 07:53 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 09, 2022 | Buy | $2.05 | 8,153 | 16,714 | 4,810,019 | Sep 12, 2022, 07:53 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 12, 2022 | Buy | $2.05 | 6,364 | 13,046 | 4,816,383 | Sep 12, 2022, 07:53 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 01, 2022 | Buy | $2.05 | 2,421 | 4,963 | 4,796,258 | Sep 06, 2022, 08:46 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Sep 06, 2022 | Buy | $2.05 | 1,247 | 2,556 | 4,797,505 | Sep 06, 2022, 08:46 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Aug 17, 2022 | Buy | $2.05 | 2,027 | 4,155 | 4,793,837 | Aug 19, 2022, 07:30 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Aug 12, 2022 | Buy | $2.00 | 41,119 | 82,238 | 4,749,782 | Aug 16, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Aug 15, 2022 | Buy | $2.02 | 26,150 | 52,823 | 4,775,932 | Aug 16, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Aug 16, 2022 | Buy | $2.02 | 15,878 | 32,074 | 4,791,810 | Aug 16, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Aug 10, 2022 | Buy | $2.04 | 4,144 | 8,454 | 4,708,663 | Aug 10, 2022, 08:49 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Aug 08, 2022 | Buy | $2.02 | 7,234 | 14,613 | 4,695,750 | Aug 10, 2022, 08:49 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Aug 09, 2022 | Buy | $2.05 | 8,769 | 17,976 | 4,704,519 | Aug 10, 2022, 08:49 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jul 22, 2022 | Buy | $1.98 | 26,244 | 51,921 | 4,688,106 | Jul 26, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jul 26, 2022 | Buy | $1.98 | 410 | 813 | 4,688,516 | Jul 26, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jul 20, 2022 | Buy | $1.98 | 3,661 | 7,263 | 4,661,882 | Jul 20, 2022, 07:59 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jul 18, 2022 | Buy | $2.00 | 3,290 | 6,575 | 4,658,221 | Jul 20, 2022, 07:59 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 14, 2022 | Buy | $2.42 | 75,000 | 181,500 | 4,628,547 | Jun 16, 2022, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 15, 2022 | Buy | $2.41 | 4,772 | 11,501 | 4,633,319 | Jun 16, 2022, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 16, 2022 | Buy | $2.48 | 21,612 | 53,598 | 4,654,931 | Jun 16, 2022, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 09, 2022 | Buy | $2.38 | 237,366 | 564,931 | 4,553,547 | Jun 13, 2022, 06:49 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 02, 2022 | Buy | $2.41 | 6,291 | 15,161 | 4,316,181 | Jun 02, 2022, 06:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 31, 2022 | Buy | $2.31 | 10,483 | 24,216 | 4,284,965 | Jun 02, 2022, 06:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | Jun 01, 2022 | Buy | $2.38 | 24,925 | 59,322 | 4,309,890 | Jun 02, 2022, 06:34 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 23, 2022 | Buy | $2.19 | 50,000 | 109,500 | 4,274,482 | May 25, 2022, 07:02 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 18, 2022 | Buy | $2.04 | 5,000 | 10,200 | 4,184,482 | May 20, 2022, 05:30 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 19, 2022 | Buy | $2.15 | 40,000 | 86,000 | 4,224,482 | May 20, 2022, 05:30 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 12, 2022 | Buy | $1.97 | 21,000 | 41,370 | 4,146,482 | May 16, 2022, 07:48 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 13, 2022 | Buy | $2.05 | 25,000 | 51,250 | 4,171,482 | May 16, 2022, 07:48 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 16, 2022 | Buy | $2.11 | 8,000 | 16,880 | 4,179,482 | May 16, 2022, 07:48 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 09, 2022 | Buy | $1.61 | 80,000 | 128,800 | 4,107,982 | May 10, 2022, 08:58 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 10, 2022 | Buy | $1.84 | 17,500 | 32,200 | 4,125,839 | May 10, 2022, 08:58 PM | |
| GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 04, 2022 | Buy | $1.81 | 1,369,984 | 2,479,671 | 4,027,982 | May 06, 2022, 05:54 PM | |
| GEC | Great Elm Capital Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 29, 2020 | Buy | $2.35 | 5,000 | 11,739 | 2,329,312 | Jun 01, 2020, 09:31 PM | |
| GEC | Great Elm Capital Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | May 22, 2020 | Buy | $1.96 | 4,425 | 8,670 | 2,324,312 | May 26, 2020, 09:10 PM |
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