| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CAT | CATERPILLAR INC | Ainsworth William P | Group President | Oct 30, 2020 | Sale | $154.78 | 12,000 | 1,857,360 | 64,501 | Oct 30, 2020, 06:29 PM | |
| CAT | CATERPILLAR INC | Ainsworth William P | Group President | Aug 05, 2020 | Option Exercise | $109.23 | 209,083 | 22,837,316 | 175,523 | Aug 06, 2020, 06:40 PM | |
| CAT | CATERPILLAR INC | Ainsworth William P | Group President | May 01, 2020 | Option Exercise | $112.58 | 53 | 5,967 | 59,874 | May 04, 2020, 03:45 PM | |
| CAT | CATERPILLAR INC | Ainsworth William P | Group President | Feb 11, 2020 | Option Exercise | $136.15 | 4,372 | 595,248 | 59,927 | Feb 13, 2020, 02:00 PM | |
| CAT | CATERPILLAR INC | Ainsworth William P | Group President | May 01, 2019 | Option Exercise | $138.79 | 34 | 4,719 | 51,766 | May 03, 2019, 12:45 PM |
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