| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Nov 02, 2020 | Option Exercise | $156.81 | 26,270 | 4,119,267 | 29,312 | Nov 04, 2020, 03:27 PM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Oct 30, 2020 | Sale | $154.18 | 20,492 | 3,159,425 | 19,731 | Nov 02, 2020, 07:11 PM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Oct 29, 2020 | Option Exercise | $144.68 | 36,026 | 5,212,062 | 54,682 | Oct 30, 2020, 06:28 PM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Aug 04, 2020 | Option Exercise | $111.81 | 28,267 | 3,160,490 | 49,659 | Aug 05, 2020, 07:02 PM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Feb 11, 2020 | Option Exercise | $136.45 | 2,514 | 343,035 | 34,382 | Feb 13, 2020, 02:00 PM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Jul 29, 2019 | Option Exercise | $112.95 | 28,143 | 3,178,623 | 41,660 | Jul 30, 2019, 02:40 PM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | May 22, 2019 | Option Exercise | $96.24 | 91,356 | 8,791,722 | 36,419 | May 23, 2019, 11:58 AM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Feb 12, 2019 | Option Exercise | $131.78 | 1,896 | 249,855 | 23,616 | Feb 14, 2019, 05:31 PM | |
| CAT | CATERPILLAR INC | Younessi Ramin | Group President | Jan 02, 2019 | Option Exercise | $125.44 | 758 | 95,084 | 19,440 | Jan 10, 2019, 05:43 PM |
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