| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Jun 14, 2021 | Option Exercise | $102.30 | 25,042 | 2,561,797 | 36,700 | Jun 16, 2021, 05:22 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Feb 25, 2021 | Option Exercise | $132.10 | 1,307 | 172,655 | 23,553 | Mar 01, 2021, 08:00 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Feb 26, 2021 | Sale | $130.23 | 907 | 118,119 | 25,594 | Mar 01, 2021, 08:00 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Feb 23, 2021 | Option Exercise | $135.41 | 4,691 | 635,208 | 29,521 | Feb 25, 2021, 05:53 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Feb 24, 2021 | Sale | $134.94 | 4,661 | 628,955 | 24,860 | Feb 25, 2021, 05:53 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Feb 25, 2020 | Option Exercise | $84.48 | 428 | 36,157 | 18,772 | Feb 27, 2020, 09:01 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Feb 23, 2020 | Option Exercise | $94.86 | 463 | 43,920 | 19,200 | Feb 25, 2020, 05:46 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Aug 21, 2019 | Option Exercise | $73.79 | 5,133 | 378,764 | 19,663 | Aug 23, 2019, 05:23 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Feb 23, 2019 | Option Exercise | $77.04 | 466 | 35,901 | 20,702 | Feb 26, 2019, 09:47 PM | |
| LPLA | LPL Financial Holdings Inc. | Seese Scott | Managing Director | Aug 21, 2018 | Option Exercise | $66.38 | 5,133 | 340,729 | 21,168 | Aug 23, 2018, 05:27 PM |
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