| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RCAP | RCS Capital Corp | Wood Howell D | Director | Dec 18, 2015 | Option Exercise | $11.21 | 3,791 | 42,497 | 29,302 | Dec 28, 2015, 05:03 PM | |
| RCAP | RCS Capital Corp | Wood Howell D | Director | Aug 18, 2015 | Option Exercise | $2.52 | 15,873 | 40,000 | 33,093 | Aug 28, 2015, 09:30 PM | |
| RCAP | RCS Capital Corp | Wood Howell D | Director | Jan 14, 2015 | Option Exercise | $11.21 | 3,791 | 42,497 | 17,220 | Jan 20, 2015, 05:09 PM | |
| RCAP | RCS Capital Corp | Wood Howell D | Director | Oct 14, 2014 | Buy | $19.13 | 1,000 | 19,130 | 13,429 | Oct 16, 2014, 09:58 PM | |
| RCAP | RCS Capital Corp | Wood Howell D | Director | Jun 09, 2014 | Option Exercise | $22.09 | 11,429 | 252,510 | 12,429 | Jun 11, 2014, 02:48 PM |
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