| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Nov 01, 2019 | Sale | $19.52 | 21,096 | 411,818 | 10,100 | Nov 05, 2019, 08:03 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Oct 01, 2019 | Sale | $15.78 | 20,000 | 315,571 | 10,000 | Oct 03, 2019, 06:30 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Sep 03, 2019 | Sale | $17.28 | 20,000 | 345,627 | 10,000 | Sep 05, 2019, 08:49 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Aug 01, 2019 | Sale | $16.41 | 20,000 | 328,200 | 10,000 | Aug 02, 2019, 05:25 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Jul 03, 2019 | Sale | $19.04 | 80,401 | 1,530,877 | 40,000 | Jul 05, 2019, 04:56 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Mar 28, 2019 | Sale | $18.37 | 105,850 | 1,944,459 | 52,925 | Mar 29, 2019, 05:27 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Mar 15, 2019 | Option Exercise | $12.91 | 3,650 | 47,122 | 1,825 | Mar 19, 2019, 04:10 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Mar 18, 2019 | Option Exercise | $13.01 | 29,362 | 382,146 | 14,681 | Mar 19, 2019, 04:10 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Mar 13, 2019 | Sale | $12.91 | 23,972 | 309,359 | 11,986 | Mar 15, 2019, 04:41 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Mar 14, 2019 | Option Exercise | $12.91 | 3,016 | 38,937 | 1,508 | Mar 15, 2019, 04:41 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Jan 02, 2019 | Sale | $23.59 | 684 | 16,136 | 0 | Jan 04, 2019, 05:43 PM | |
| TCDA | Tricida, Inc. | Lockey Claire | Chief Dev. Officer and Sr. VP | Dec 26, 2018 | Option Exercise | $12.93 | 20,000 | 258,600 | 10,000 | Dec 28, 2018, 04:20 PM | |
| RLYP | Relypsa Inc | Lockey Claire | See Remarks | Aug 17, 2015 | Sale | $24.69 | 522 | 12,888 | 10,478 | Aug 19, 2015, 07:39 PM | |
| RLYP | Relypsa Inc | Lockey Claire | See Remarks | Mar 04, 2015 | Sale | $22.28 | 20,000 | 445,685 | 15,500 | Mar 06, 2015, 07:19 PM | |
| RLYP | Relypsa Inc | Lockey Claire | See Remarks | Jan 21, 2015 | Option Exercise | $19.83 | 10,000 | 198,250 | 10,500 | Jan 23, 2015, 09:43 PM | |
| RLYP | Relypsa Inc | Lockey Claire | See Remarks | Dec 09, 2014 | Option Exercise | $17.33 | 16,000 | 277,200 | 13,500 | Dec 10, 2014, 08:29 PM | |
| RLYP | Relypsa Inc | Lockey Claire | See Remarks | Aug 08, 2014 | Sale | $15.58 | 20,000 | 311,500 | 10,000 | Aug 12, 2014, 07:16 PM |
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