| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | Managing Director | Mar 06, 2017 | Option Exercise | $39.30 | 518 | 20,357 | 39,613 | Mar 08, 2017, 08:07 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | Managing Director | Feb 24, 2017 | Option Exercise | $39.13 | 142 | 5,556 | 40,745 | Feb 28, 2017, 08:16 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | Managing Director | Feb 25, 2017 | Option Exercise | $39.13 | 614 | 24,026 | 40,131 | Feb 28, 2017, 08:16 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | MD, Legal & Gov't Relations | Aug 05, 2016 | Option Exercise | $26.72 | 1,320 | 35,270 | 40,887 | Aug 09, 2016, 05:18 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | MD, Legal & Gov't Relations | Mar 06, 2016 | Option Exercise | $21.44 | 357 | 7,654 | 42,207 | Mar 08, 2016, 06:31 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | MD, Legal & Gov't Relations | Feb 24, 2016 | Option Exercise | $19.35 | 142 | 2,748 | 33,963 | Feb 26, 2016, 07:41 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | MD, Legal & Gov't Relations | Aug 05, 2015 | Option Exercise | $43.66 | 19,218 | 839,058 | 34,105 | Aug 07, 2015, 04:35 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | MD, Legal & Gov't Relations | Feb 24, 2015 | Option Exercise | $45.58 | 142 | 6,472 | 50,030 | Feb 26, 2015, 08:08 PM | |
| LPLA | LPL Financial Holdings Inc. | Bergers David P. | MD, Legal & Gov't Relations | Aug 05, 2014 | Option Exercise | $46.51 | 516 | 23,999 | 44,797 | Aug 07, 2014, 05:23 PM |
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