| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SANW | S&W Seed Co | Harvey Mark James | Chairman of the Board | Dec 22, 2017 | Option Exercise | $3.50 | 8,570 | 29,995 | 20,505 | Dec 26, 2017, 05:05 PM | |
| SANW | S&W Seed Co | Harvey Mark James | Chairman of the Board | Feb 29, 2016 | Option Exercise | $4.15 | 24,096 | 99,998 | 212,096 | Mar 02, 2016, 07:46 PM | |
| SANW | S&W Seed Co | Harvey Mark James | Director | May 21, 2014 | Sale | $6.49 | 7,716 | 50,114 | 1,000 | May 22, 2014, 09:47 PM | |
| SANW | S&W Seed Co | Harvey Mark James | Director | May 20, 2014 | Sale | $6.45 | 20,500 | 132,259 | 28,816 | May 22, 2014, 09:47 PM |
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