| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Former Officer | Feb 14, 2020 | Option Exercise | $3.50 | 473,207 | 1,656,225 | 0 | Feb 14, 2020, 03:20 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Former Officer | Feb 12, 2020 | Sale | $25.11 | 2,000 | 50,220 | 0 | Feb 14, 2020, 03:20 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Jan 07, 2020 | Option Exercise | $0.90 | 50,000 | 45,000 | 473,207 | Jan 09, 2020, 07:46 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Jun 28, 2019 | Option Exercise | $3.26 | 1,342 | 4,373 | 420,153 | Jul 02, 2019, 07:27 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Mar 29, 2019 | Option Exercise | $2.69 | 163 | 438 | 418,811 | Apr 02, 2019, 07:59 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Dec 31, 2018 | Option Exercise | $2.21 | 1,101 | 2,437 | 358,648 | Jan 03, 2019, 07:51 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Oct 15, 2018 | Buy | $2.55 | 4,000 | 10,190 | 357,547 | Oct 16, 2018, 09:21 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Sep 28, 2018 | Option Exercise | $2.57 | 1,535 | 3,937 | 353,547 | Oct 02, 2018, 07:53 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Jun 29, 2018 | Option Exercise | $3.23 | 755 | 2,439 | 352,012 | Jul 03, 2018, 07:38 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | May 22, 2018 | Option Exercise | $2.30 | 15,000 | 34,500 | 351,257 | May 23, 2018, 07:36 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Mar 29, 2018 | Option Exercise | $3.11 | 241 | 749 | 336,257 | Apr 02, 2018, 05:23 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Sep 29, 2017 | Option Exercise | $2.74 | 457 | 1,250 | 286,016 | Oct 03, 2017, 07:53 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Jun 30, 2017 | Option Exercise | $2.32 | 1,941 | 4,499 | 285,559 | Jul 05, 2017, 07:48 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | giovanniello joseph | Senior Vice President | Mar 31, 2017 | Option Exercise | $2.36 | 7,640 | 18,000 | 283,618 | Apr 04, 2017, 07:40 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Sep 30, 2016 | Option Exercise | $2.19 | 569 | 1,249 | 235,978 | Oct 04, 2016, 07:35 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Jun 30, 2016 | Buy | $2.24 | 2,008 | 4,502 | 235,409 | Jul 05, 2016, 07:15 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Mar 31, 2016 | Buy | $2.38 | 7,578 | 17,998 | 233,401 | Apr 04, 2016, 07:38 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Dec 31, 2015 | Buy | $2.62 | 428 | 1,122 | 185,823 | Jan 05, 2016, 07:56 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Sep 30, 2015 | Buy | $2.00 | 3,554 | 7,124 | 185,395 | Oct 02, 2015, 07:41 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Sep 18, 2015 | Buy | $2.39 | 1,000 | 2,390 | 181,841 | Sep 22, 2015, 08:00 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Jun 30, 2015 | Buy | $3.33 | 828 | 2,753 | 180,841 | Jul 02, 2015, 07:59 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Apr 14, 2015 | Buy | $3.73 | 2,000 | 7,467 | 180,013 | Apr 15, 2015, 08:00 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Mar 31, 2015 | Buy | $3.67 | 3,477 | 12,750 | 178,013 | Apr 02, 2015, 07:59 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Jan 29, 2015 | Option Exercise | $0.58 | 30,000 | 17,400 | 174,536 | Jan 30, 2015, 04:24 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Dec 31, 2014 | Buy | $3.87 | 1,666 | 6,449 | 104,536 | Jan 05, 2015, 08:00 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Sep 30, 2014 | Buy | $4.03 | 1,117 | 4,499 | 102,870 | Oct 02, 2014, 07:29 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Jun 30, 2014 | Buy | $2.99 | 835 | 2,497 | 101,753 | Jul 02, 2014, 07:17 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Mar 31, 2014 | Buy | $2.87 | 4,009 | 11,502 | 100,918 | Apr 02, 2014, 06:59 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Jan 31, 2014 | Option Exercise | $1.01 | 30,000 | 30,300 | 96,909 | Feb 03, 2014, 08:47 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Dec 31, 2013 | Buy | $2.97 | 840 | 2,498 | 66,909 | Jan 03, 2014, 06:26 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Sep 30, 2013 | Buy | $1.72 | 2,617 | 4,501 | 66,069 | Oct 02, 2013, 08:49 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Jun 28, 2013 | Buy | $1.57 | 1,595 | 2,504 | 63,452 | Jul 02, 2013, 09:17 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | May 24, 2013 | Buy | $25.00 | 2,000 | 50,000 | 2,000 | May 29, 2013, 06:29 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | giovanniello joseph | Senior Vice President | Mar 28, 2013 | Option Exercise | $1.58 | 1,506 | 2,379 | 61,857 | Apr 01, 2013, 05:09 PM |
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