| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CIFC | CIFC LLC | Vaccaro Stephen J | Co-Pres & CIO | Nov 21, 2016 | Option Exercise | $11.36 | 214,882 | 2,441,059 | 442,882 | Nov 23, 2016, 06:23 PM | |
| CIFC | CIFC LLC | Vaccaro Stephen J | Co-Pres & CIO | Sep 30, 2016 | Option Exercise | $11.17 | 3,094 | 34,560 | 454,882 | Oct 04, 2016, 05:19 PM | |
| CIFC | CIFC LLC | Vaccaro Stephen J | Co-Pres & CIO | Mar 31, 2016 | Option Exercise | $7.10 | 14,497 | 102,929 | 199,976 | Apr 04, 2016, 05:05 PM | |
| CIFC | CIFC Corp. | Vaccaro Stephen J | Co-Pres & CIO | Jan 20, 2015 | Option Exercise | $8.88 | 29,777 | 264,420 | 78,223 | Jan 22, 2015, 04:22 PM | |
| DFR | CIFC Corp. | Vaccaro Stephen J | Chief Investment Officer | Nov 28, 2012 | Option Exercise | $6.75 | 46,000 | 310,330 | 46,000 | Nov 29, 2012, 06:49 PM |
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