| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCPC | TCP Capital Corp. | Jaquez-Fissori Todd | Managing Director | May 13, 2014 | Buy | $15.81 | 1,200 | 18,972 | 1,200 | May 14, 2014, 04:56 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Apr 17, 2013 | Option Exercise | $14.02 | 115 | 1,612 | 94,483 | Apr 21, 2014, 02:25 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Apr 14, 2013 | Option Exercise | $13.83 | 30,000 | 414,900 | 94,598 | Apr 15, 2014, 04:23 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Apr 10, 2013 | Option Exercise | $13.79 | 20,000 | 275,800 | 64,598 | Apr 14, 2014, 03:04 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Apr 11, 2013 | Option Exercise | $13.94 | 191 | 2,663 | 44,598 | Apr 10, 2014, 05:34 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Mar 30, 2013 | Option Exercise | $14.47 | 77 | 1,114 | 44,789 | Mar 31, 2014, 04:15 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Mar 17, 2013 | Option Exercise | $14.84 | 115 | 1,707 | 44,866 | Mar 18, 2014, 01:23 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Mar 12, 2013 | Sale | $15.36 | 22,229 | 341,437 | 44,981 | Mar 13, 2014, 04:09 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Mar 09, 2013 | Option Exercise | $14.66 | 192 | 2,815 | 67,210 | Mar 10, 2014, 01:38 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Mar 04, 2013 | Option Exercise | $15.57 | 3,526 | 54,900 | 67,402 | Mar 06, 2014, 06:02 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Feb 28, 2013 | Option Exercise | $15.74 | 92 | 1,448 | 70,928 | Mar 03, 2014, 01:55 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Feb 17, 2013 | Option Exercise | $16.39 | 137 | 2,245 | 71,020 | Feb 18, 2014, 04:12 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Mar 04, 2013 | Option Exercise | $12.72 | 23,094 | 293,756 | 71,157 | Mar 06, 2013, 04:59 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Dec 09, 2012 | Option Exercise | $10.14 | 2,290 | 23,231 | 49,687 | Dec 10, 2012, 04:23 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Nov 09, 2012 | Option Exercise | $9.95 | 4,639 | 46,155 | 50,829 | Nov 13, 2012, 04:39 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Sep 17, 2012 | Sale | $11.50 | 500 | 5,750 | 48,492 | Sep 18, 2012, 11:42 AM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Sep 10, 2012 | Option Exercise | $10.55 | 2,195 | 23,164 | 50,021 | Sep 12, 2012, 01:54 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Aug 14, 2012 | Option Exercise | $10.55 | 4,358 | 45,983 | 50,379 | Aug 15, 2012, 01:48 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Aug 08, 2012 | Sale | $11.13 | 500 | 5,565 | 48,045 | Aug 09, 2012, 10:49 AM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Senior Managing Director | Jul 17, 2012 | Option Exercise | $11.28 | 15,000 | 169,200 | 48,545 | Jul 18, 2012, 02:01 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Tech & Clean Tech Group Head | Jun 11, 2012 | Option Exercise | $10.29 | 2,233 | 22,977 | 34,612 | Jun 12, 2012, 03:46 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Tech & Clean Tech Group Head | May 22, 2012 | Sale | $10.30 | 2,500 | 25,750 | 33,446 | May 23, 2012, 01:08 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Tech & Clean Tech Group Head | May 11, 2012 | Option Exercise | $10.44 | 6,606 | 68,952 | 39,052 | May 15, 2012, 02:32 PM | |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL INC | Jaquez-Fissori Todd | Tech & Clean Tech Group Head | Mar 01, 2012 | Option Exercise | $7.31 | 18,116 | 132,473 | 19,334 | Mar 05, 2012, 01:12 PM |
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