| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CIFC | CIFC LLC | DFR Holdings, LLC | Director | Nov 21, 2016 | Option Exercise | $11.46 | 18,822,175 | 215,702,126 | 0 | Nov 23, 2016, 02:32 PM | |
| CIFC | CIFC Corp. | DFR Holdings, LLC | 10% Owner | Jul 12, 2014 | Option Exercise | $6.07 | 4,132,231 | 25,082,643 | 18,790,817 | Jul 16, 2014, 04:46 PM | |
| CIFC | CIFC Corp. | DFR Holdings, LLC | 10% Owner | Dec 31, 2013 | Buy | $9.00 | 1,000,000 | 9,000,000 | 14,658,586 | Jan 02, 2014, 09:20 AM | |
| CIFC | CIFC Corp. | DFR Holdings, LLC | 10% Owner | Dec 18, 2013 | Buy | $9.00 | 9,090,909 | 81,818,181 | 13,658,586 | Dec 19, 2013, 05:14 PM |
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