| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | May 18, 2017 | Option Exercise | $5.13 | 8,842 | 45,359 | 33,786 | May 22, 2017, 04:27 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Apr 25, 2017 | Option Exercise | $4.74 | 247 | 1,171 | 42,628 | Apr 27, 2017, 04:18 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Jan 25, 2017 | Option Exercise | $3.87 | 272 | 1,053 | 42,870 | Jan 27, 2017, 05:03 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Jan 09, 2017 | Option Exercise | $3.54 | 2,482 | 8,786 | 43,142 | Jan 11, 2017, 05:48 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Oct 25, 2016 | Option Exercise | $4.12 | 164 | 676 | 26,331 | Nov 10, 2016, 04:06 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Jul 25, 2016 | Option Exercise | $5.40 | 164 | 886 | 26,495 | Aug 12, 2016, 06:14 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Apr 25, 2016 | Option Exercise | $0.68 | 1,632 | 1,110 | 261,823 | May 02, 2016, 09:49 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Jan 25, 2016 | Option Exercise | $0.63 | 7,534 | 4,746 | 263,455 | Jan 27, 2016, 09:40 PM | |
| CLBS | Caladrius Biosciences, Inc. | Preti Robert A | See Remarks | Jun 30, 2015 | Option Exercise | $1.59 | 1,578 | 2,508 | 192,584 | Jul 02, 2015, 09:05 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Dec 31, 2014 | Option Exercise | $3.20 | 613 | 1,964 | 190,434 | Jan 02, 2015, 09:05 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Jun 30, 2014 | Option Exercise | $5.54 | 279 | 1,546 | 183,454 | Jul 01, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Dec 31, 2013 | Option Exercise | $4.84 | 361 | 1,749 | 183,175 | Jan 03, 2014, 09:03 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Dec 31, 2012 | Option Exercise | $0.60 | 5,998 | 3,599 | 1,831,077 | Jan 03, 2013, 08:00 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Sep 28, 2012 | Option Exercise | $0.69 | 5,370 | 3,705 | 1,825,079 | Oct 01, 2012, 09:01 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Jun 29, 2012 | Option Exercise | $0.49 | 7,652 | 3,749 | 1,819,709 | Jul 03, 2012, 06:56 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Mar 29, 2012 | Option Exercise | $0.51 | 4,903 | 2,501 | 1,812,147 | Apr 02, 2012, 04:18 PM | |
| NBS | NeoStem, Inc. | Preti Robert A | See Remarks | Oct 17, 2011 | Option Exercise | $1.47 | 15,364 | 22,524 | 1,807,244 | Oct 27, 2011, 09:10 AM |
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