| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | 10% Owner | Sep 29, 2021 | Sale | $2.40 | 1,844,259 | 4,426,222 | 345,433 | Oct 01, 2021, 03:48 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Mar 17, 2017 | Buy | $2.40 | 15,000 | 36,000 | 2,199,692 | Mar 20, 2017, 10:58 AM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Mar 03, 2016 | Buy | $1.50 | 429 | 644 | 2,184,692 | Mar 03, 2016, 06:35 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Feb 25, 2016 | Buy | $1.50 | 9,351 | 14,027 | 2,179,763 | Mar 03, 2016, 06:35 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Feb 26, 2016 | Buy | $1.50 | 4,400 | 6,600 | 2,184,163 | Mar 03, 2016, 06:35 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Mar 02, 2016 | Buy | $1.50 | 100 | 150 | 2,184,263 | Mar 03, 2016, 06:35 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Jan 20, 2016 | Buy | $1.54 | 33,400 | 51,350 | 2,170,235 | Jan 22, 2016, 12:26 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Jan 21, 2016 | Buy | $1.50 | 177 | 266 | 2,170,412 | Jan 22, 2016, 12:26 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 20, 2015 | Buy | $1.50 | 42,284 | 63,426 | 2,136,835 | Dec 22, 2015, 01:11 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 18, 2015 | Buy | $1.50 | 25,000 | 37,500 | 2,090,913 | Dec 22, 2015, 01:06 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 20, 2015 | Buy | $1.45 | 3,638 | 5,275 | 2,094,551 | Dec 22, 2015, 01:06 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 25, 2015 | Buy | $1.50 | 42,284 | 63,426 | 2,619,662 | Nov 30, 2015, 04:33 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 18, 2015 | Buy | $1.50 | 25,000 | 37,500 | 2,573,740 | Nov 20, 2015, 08:05 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 20, 2015 | Buy | $1.45 | 3,638 | 5,275 | 2,577,378 | Nov 20, 2015, 08:05 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Jul 31, 2013 | Buy | $2.40 | 859,803 | 2,063,527 | 2,880,167 | Aug 02, 2013, 05:31 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Jul 31, 2013 | Buy | $2.40 | 145,833 | 349,999 | 3,026,000 | Aug 02, 2013, 05:31 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Jul 22, 2013 | Buy | $1.89 | 1,574 | 2,978 | 2,018,872 | Jul 26, 2013, 05:07 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Jul 23, 2013 | Buy | $1.89 | 1,492 | 2,826 | 2,020,364 | Jul 26, 2013, 05:07 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Dec 20, 2012 | Buy | $2.65 | 986,842 | 2,610,690 | 2,017,298 | Dec 21, 2012, 12:12 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Dec 15, 2010 | Buy | $2.25 | 100 | 225 | 1,009,770 | Dec 16, 2010, 08:09 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 15, 2010 | Buy | $2.23 | 2,600 | 5,798 | 824,631 | Nov 24, 2010, 08:07 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 17, 2010 | Buy | $2.16 | 8,644 | 18,671 | 833,275 | Nov 24, 2010, 08:07 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 19, 2010 | Buy | $2.12 | 9,025 | 19,133 | 842,300 | Nov 24, 2010, 08:07 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | des Pallieres Bertrand | Director | Nov 22, 2010 | Buy | $2.09 | 40,000 | 83,600 | 882,300 | Nov 24, 2010, 08:07 PM |
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