| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EQS | EQUUS TOTAL RETURN, INC. | Hardy John A. | CEO | Jul 16, 2020 | Buy | $1.17 | 3,228,024 | 3,776,788 | 3,728,024 | Jul 17, 2020, 06:32 PM | |
| EQS | EQUUS TOTAL RETURN, INC. | Hardy John A. | Chief Executive Officer | Mar 17, 2017 | Buy | $2.40 | 500,000 | 1,200,000 | 500,000 | Mar 17, 2017, 04:37 PM |
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