| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OCX | Oncocyte Corp | Arno Andrew | Director | Apr 11, 2024 | Buy | $2.95 | 33,898 | 99,999 | 69,054 | Apr 15, 2024, 06:02 AM | |
| XXII | 22nd Century Group, Inc. | Arno Andrew | Director | Jan 05, 2024 | Buy | $0.17 | 100,000 | 17,490 | 100,000 | Jan 08, 2024, 08:04 PM | |
| OCX | Oncocyte Corp | Arno Andrew | Director | Apr 03, 2023 | Option Exercise | $0.35 | 141,084 | 50,000 | 673,133 | Apr 05, 2023, 09:29 PM | |
| OCX | Oncocyte Corp | Arno Andrew | Director | Apr 03, 2023 | Option Exercise | $0.35 | 282,168 | 100,000 | 156,084 | Apr 05, 2023, 09:29 PM | |
| OCX | Oncocyte Corp | Arno Andrew | Director | Dec 23, 2022 | Buy | $0.35 | 250,000 | 87,875 | 532,049 | Dec 28, 2022, 04:05 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 17, 2022 | Buy | $2.35 | 25,000 | 58,755 | 287,605 | Aug 22, 2022, 05:52 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 22, 2022 | Buy | $2.18 | 2,500 | 5,448 | 290,105 | Aug 22, 2022, 05:52 PM | |
| OCX | Oncocyte Corp | Arno Andrew | Director | Aug 17, 2022 | Buy | $0.90 | 15,000 | 13,500 | 15,000 | Aug 19, 2022, 08:00 AM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 17, 2022 | Buy | $2.35 | 5,000 | 11,757 | 15,000 | Aug 18, 2022, 06:42 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 17, 2022 | Buy | $2.35 | 5,000 | 11,757 | 15,000 | Aug 18, 2022, 06:42 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 17, 2022 | Buy | $2.35 | 5,000 | 11,757 | 15,000 | Aug 18, 2022, 06:42 PM | |
| OCX | Oncocyte Corp | Arno Andrew | Director | Aug 15, 2022 | Buy | $0.93 | 34,477 | 32,064 | 166,526 | Aug 17, 2022, 08:15 PM | |
| OCX | Oncocyte Corp | Arno Andrew | Director | Aug 16, 2022 | Buy | $0.97 | 115,523 | 112,057 | 282,049 | Aug 17, 2022, 08:15 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 10, 2020 | Option Exercise | $3.94 | 10,000 | 39,450 | 10,000 | Aug 12, 2020, 05:59 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 10, 2020 | Option Exercise | $3.95 | 10,000 | 39,460 | 212,610 | Aug 12, 2020, 05:59 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 10, 2020 | Option Exercise | $3.94 | 2,500 | 9,858 | 10,000 | Aug 12, 2020, 05:59 PM | |
| SMSI | SMITH MICRO SOFTWARE, INC. | Arno Andrew | Director | Aug 10, 2020 | Option Exercise | $3.93 | 2,500 | 9,830 | 10,000 | Aug 12, 2020, 05:59 PM | |
| OCX | OncoCyte Corp | Arno Andrew | Director | Sep 17, 2019 | Buy | $2.16 | 50,000 | 108,130 | 102,447 | Sep 18, 2019, 04:59 PM | |
| SMSI | SMITH MICRO SOFTWARE INC | Arno Andrew | Director | May 18, 2018 | Option Exercise | $1.14 | 43,860 | 50,000 | 152,610 | May 21, 2018, 04:28 PM | |
| SMSI | SMITH MICRO SOFTWARE INC | Arno Andrew | Director | May 17, 2018 | Option Exercise | $1.10 | 50,000 | 55,000 | 83,750 | Jul 21, 2017, 05:30 PM | |
| SMSI | SMITH MICRO SOFTWARE INC | Arno Andrew | Director | May 17, 2018 | Option Exercise | $1.10 | 50,000 | 55,000 | 173,750 | May 18, 2017, 05:03 PM | |
| AST | Asterias Biotherapeutics, Inc. | Arno Andrew | Director | Jun 25, 2015 | Buy | $4.32 | 5,000 | 21,600 | 5,000 | Jun 26, 2015, 08:30 AM | |
| SMSI | SMITH MICRO SOFTWARE INC | Arno Andrew | Director | Aug 24, 2011 | Buy | $1.75 | 16,199 | 28,345 | 60,000 | Aug 25, 2011, 07:02 PM | |
| SMSI | SMITH MICRO SOFTWARE INC | Arno Andrew | Director | Aug 25, 2011 | Buy | $1.75 | 33,801 | 59,152 | 60,000 | Aug 25, 2011, 07:02 PM |
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