| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ASTY | Asterias Biotherapeutics, Inc. | Scarsdale Equities LLC | Former 10% Owner | Sep 29, 2014 | Buy | $5.73 | 10,000 | 57,260 | 836,000 | Oct 06, 2014, 04:04 PM | |
| ASTY | Asterias Biotherapeutics, Inc. | Scarsdale Equities LLC | Former 10% Owner | Oct 01, 2014 | Buy | $5.97 | 50,000 | 298,355 | 886,000 | Oct 06, 2014, 04:04 PM | |
| ASTY | Asterias Biotherapeutics, Inc. | Scarsdale Equities LLC | 10% Owner | Sep 24, 2014 | Buy | $5.35 | 10,000 | 53,536 | 826,000 | Sep 25, 2014, 03:37 PM | |
| ASTY | Asterias Biotherapeutics, Inc. | Scarsdale Equities LLC | 10% Owner | Sep 23, 2014 | Buy | $4.58 | 15,000 | 68,660 | 816,000 | Sep 25, 2014, 03:37 PM | |
| ASTY | Asterias Biotherapeutics, Inc. | Scarsdale Equities LLC | 10% Owner | Sep 04, 2014 | Buy | $4.00 | 70,000 | 279,797 | 776,000 | Sep 08, 2014, 01:42 PM | |
| ASTY | Asterias Biotherapeutics, Inc. | Scarsdale Equities LLC | 10% Owner | Sep 05, 2014 | Buy | $5.48 | 30,000 | 164,346 | 806,000 | Sep 08, 2014, 01:42 PM |
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