| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Financial Holdings Inc. | Moore Robert J. | President | Feb 24, 2015 | Option Exercise | $45.58 | 1,080 | 49,226 | 56,668 | Feb 26, 2015, 08:37 PM | |
| LPLA | LPL Financial Holdings Inc. | Moore Robert J. | President & COO | Feb 12, 2014 | Sale | $52.00 | 30,000 | 1,560,000 | 10,000 | Feb 14, 2014, 06:24 PM | |
| LPLA | LPL Financial Holdings Inc. | Moore Robert J. | President & COO | Feb 14, 2014 | Option Exercise | $34.32 | 229,992 | 7,894,407 | 139,999 | Feb 14, 2014, 06:24 PM | |
| LPLA | LPL Financial Holdings Inc. | Moore Robert J. | President & COO | Aug 08, 2012 | Buy | $28.42 | 20,000 | 568,400 | 40,000 | Aug 10, 2012, 11:04 AM | |
| LPLA | LPL Investment Holdings Inc. | Moore Robert J. | Chief Financial Officer | Apr 10, 2012 | Option Exercise | $24.50 | 20,000 | 490,012 | 20,000 | Apr 12, 2012, 12:56 PM |
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