| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Apr 21, 2021 | Sale | $11.60 | 328,620 | 3,812,386 | 3,177,574 | Apr 23, 2021, 04:30 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Mar 29, 2021 | Sale | $13.67 | 36,829 | 503,570 | 3,506,194 | Mar 31, 2021, 04:06 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Mar 26, 2021 | Sale | $13.69 | 35,171 | 481,642 | 3,543,023 | Mar 31, 2021, 06:01 AM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Mar 25, 2021 | Sale | $13.12 | 28,546 | 374,569 | 3,578,194 | Mar 29, 2021, 04:01 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Mar 24, 2021 | Sale | $13.70 | 52,690 | 721,616 | 3,606,740 | Mar 26, 2021, 07:12 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Mar 23, 2021 | Sale | $13.91 | 40,000 | 556,476 | 3,659,430 | Mar 25, 2021, 06:13 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Mar 22, 2021 | Sale | $14.54 | 40,534 | 589,263 | 3,699,430 | Mar 24, 2021, 06:16 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Mar 19, 2021 | Sale | $14.60 | 166,230 | 2,427,739 | 3,739,964 | Mar 23, 2021, 04:31 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Oct 02, 2020 | Sale | $10.00 | 300 | 3,000 | 3,906,194 | Oct 06, 2020, 04:01 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Sep 15, 2020 | Sale | $12.61 | 41,597 | 524,477 | 3,915,755 | Sep 17, 2020, 04:02 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Jun 29, 2020 | Sale | $11.78 | 3,280 | 38,628 | 3,960,574 | Jul 24, 2020, 05:07 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Jun 29, 2020 | Sale | $11.78 | 3,280 | 38,628 | 3,960,574 | Jul 22, 2020, 04:03 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Jul 20, 2020 | Sale | $11.94 | 12,483 | 149,102 | 3,948,091 | Jul 22, 2020, 04:03 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Jun 29, 2020 | Sale | $11.78 | 3,280 | 38,628 | 3,960,574 | Jul 01, 2020, 04:16 PM | |
| HOOK | HOOKIPA Pharma Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Apr 23, 2019 | Buy | $14.00 | 357,142 | 4,999,988 | 3,963,854 | Apr 25, 2019, 04:15 PM | |
| OMTH | Omthera Pharmaceuticals, Inc. | SOFINNOVA CAPITAL VI FCPR | 10% Owner | Apr 16, 2013 | Option Exercise | $7.12 | 1,414,665 | 10,068,882 | 7,159,317 | Apr 18, 2013, 10:23 AM |
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