| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | May 11, 2015 | Sale | $0.27 | 50,000 | 13,500 | 13,139,215 | May 13, 2015, 05:40 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Dec 30, 2014 | Sale | $0.35 | 1,200 | 420 | 13,205,065 | Mar 12, 2015, 06:20 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Jan 09, 2015 | Sale | $0.35 | 15,850 | 5,547 | 13,189,215 | Mar 12, 2015, 06:20 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Nov 11, 2014 | Option Exercise | $1.18 | 1,270,000 | 1,498,600 | 13,206,265 | Mar 12, 2015, 06:20 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Jan 20, 2015 | Sale | $0.35 | 5,500 | 1,925 | 12,181,395 | Jan 22, 2015, 06:53 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Jan 13, 2015 | Sale | $0.35 | 14,000 | 4,900 | 12,340,362 | Jan 15, 2015, 04:52 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Jan 14, 2015 | Sale | $0.35 | 153,467 | 53,713 | 12,186,895 | Jan 15, 2015, 04:52 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Dec 31, 2014 | Sale | $0.35 | 100 | 35 | 12,571,745 | Jan 02, 2015, 09:24 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Dec 29, 2014 | Sale | $0.35 | 100 | 35 | 12,871,745 | Dec 31, 2014, 03:51 PM | |
| NUOT | Nuo Therapeutics, Inc. | Clark B. Jefferson | 10% Owner | Dec 30, 2014 | Sale | $0.35 | 299,900 | 104,965 | 12,571,845 | Dec 31, 2014, 03:51 PM | |
| NUOT | Nuo Therapeutics, Inc | Clark B. Jefferson | 10% Owner | Nov 28, 2014 | Sale | $0.35 | 2,850 | 997 | 12,979,295 | Dec 23, 2014, 05:23 PM | |
| NUOT | Nuo Therapeutics, Inc | Clark B. Jefferson | 10% Owner | Dec 19, 2014 | Sale | $0.35 | 97,150 | 34,002 | 12,882,145 | Dec 23, 2014, 05:23 PM | |
| NUOT | Nuo Therapeutics, Inc | Clark B. Jefferson | 10% Owner | Dec 22, 2014 | Sale | $0.37 | 10,300 | 3,811 | 12,871,845 | Dec 23, 2014, 05:23 PM | |
| RGDO | Regado Biosciences Inc | Clark B. Jefferson | Director | Feb 20, 2014 | Option Exercise | $3.08 | 15,374 | 47,395 | 1,130,133 | Mar 03, 2014, 06:22 PM | |
| RGDO | Regado Biosciences Inc | Clark B. Jefferson | Director | Aug 27, 2013 | Buy | $4.00 | 359,310 | 1,437,240 | 1,114,759 | Aug 29, 2013, 04:34 PM | |
| CMXI | CYTOMEDIX INC | Clark B. Jefferson | 10% Owner | Feb 22, 2013 | Buy | $0.55 | 281,819 | 155,000 | 429,404 | Feb 26, 2013, 05:21 PM |
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