| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FSAM | Fifth Street Asset Management Inc. | Berman Bernard D | President and CCO | Oct 26, 2017 | Option Exercise | $4.00 | 26,098 | 104,392 | 1,446,564 | Nov 02, 2017, 04:20 PM | |
| FSAM | Fifth Street Asset Management Inc. | Berman Bernard D | President and CCO | Oct 26, 2017 | Option Exercise | $4.00 | 36,180 | 144,720 | 1,402,071 | Nov 02, 2017, 04:19 PM | |
| FSAM | Fifth Street Asset Management Inc. | Berman Bernard D | President and CCO | Oct 26, 2017 | Option Exercise | $4.00 | 30,263 | 121,052 | 1,436,625 | Oct 30, 2017, 04:56 PM | |
| FSAM | Fifth Street Asset Management Inc. | Berman Bernard D | President and CCO | Oct 17, 2017 | Option Exercise | $3.95 | 41,954 | 165,718 | 1,396,297 | Oct 19, 2017, 05:44 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Chief Executive Officer | Sep 29, 2017 | Sale | $8.80 | 7,473 | 65,762 | 92,027 | Oct 03, 2017, 09:18 AM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Chief Executive Officer | Sep 29, 2017 | Sale | $5.43 | 20,000 | 108,600 | 35,968 | Oct 03, 2017, 09:10 AM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Mar 17, 2017 | Buy | $4.55 | 5,000 | 22,750 | 55,968 | Mar 17, 2017, 04:35 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Mar 09, 2017 | Buy | $8.70 | 2,500 | 21,750 | 97,000 | Mar 13, 2017, 05:21 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Mar 10, 2017 | Buy | $8.84 | 2,500 | 22,095 | 99,500 | Mar 13, 2017, 05:21 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Mar 03, 2017 | Buy | $8.96 | 1,000 | 8,956 | 94,500 | Mar 06, 2017, 05:07 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Mar 06, 2017 | Buy | $4.35 | 5,000 | 21,749 | 50,968 | Mar 06, 2017, 05:05 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Mar 03, 2017 | Buy | $4.38 | 10,000 | 43,847 | 45,968 | Mar 06, 2017, 05:05 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Feb 10, 2017 | Buy | $4.60 | 10,000 | 46,038 | 35,968 | Feb 13, 2017, 05:41 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 10, 2017 | Buy | $8.88 | 10,000 | 88,794 | 93,500 | Feb 13, 2017, 05:39 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 24, 2016 | Buy | $7.31 | 14,000 | 102,340 | 71,000 | Feb 26, 2016, 05:14 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 25, 2016 | Buy | $7.36 | 12,500 | 91,988 | 83,500 | Feb 26, 2016, 05:14 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 09, 2016 | Buy | $7.37 | 10,000 | 73,680 | 57,000 | Feb 10, 2016, 06:13 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 08, 2016 | Buy | $7.47 | 10,000 | 74,700 | 47,000 | Feb 10, 2016, 06:13 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 04, 2016 | Buy | $7.67 | 10,000 | 76,740 | 27,000 | Feb 05, 2016, 05:10 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 05, 2016 | Buy | $7.68 | 10,000 | 76,830 | 37,000 | Feb 05, 2016, 05:10 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Aug 12, 2015 | Buy | $9.01 | 512,000 | 4,613,061 | 17,000 | Aug 12, 2015, 03:17 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | May 20, 2015 | Buy | $10.00 | 2,000 | 20,000 | 15,000 | May 20, 2015, 04:37 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 10, 2015 | Buy | $10.75 | 1,000 | 10,750 | 13,000 | Feb 11, 2015, 05:46 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Feb 10, 2015 | Buy | $6.99 | 2,000 | 13,980 | 25,968 | Feb 11, 2015, 05:45 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Dec 11, 2014 | Buy | $8.19 | 2,000 | 16,376 | 23,968 | Dec 15, 2014, 05:00 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Dec 11, 2014 | Buy | $10.06 | 5,000 | 50,310 | 10,000 | Dec 15, 2014, 04:58 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Dec 12, 2014 | Buy | $9.75 | 2,000 | 19,500 | 12,000 | Dec 15, 2014, 04:58 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Sep 16, 2014 | Buy | $11.61 | 2,000 | 23,220 | 2,000 | Sep 18, 2014, 06:46 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | Director | Feb 26, 2014 | Buy | $13.97 | 2,000 | 27,940 | 5,000 | Feb 27, 2014, 09:29 AM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | President & Secretary | Dec 03, 2013 | Buy | $9.39 | 1,000 | 9,390 | 21,968 | Dec 05, 2013, 10:38 AM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | President | Dec 03, 2013 | Buy | $13.55 | 1,000 | 13,547 | 3,000 | Dec 05, 2013, 10:37 AM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | President | Aug 08, 2013 | Buy | $13.55 | 1,000 | 13,549 | 2,000 | Aug 12, 2013, 03:01 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Berman Bernard D | President | Jul 15, 2013 | Buy | $14.38 | 1,000 | 14,379 | 1,000 | Jul 16, 2013, 06:18 PM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President & Secretary | Jun 20, 2013 | Buy | $9.95 | 1,000 | 9,949 | 20,968 | Jun 20, 2013, 06:50 PM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President & Secretary | May 23, 2013 | Buy | $10.47 | 1,000 | 10,469 | 19,968 | May 24, 2013, 11:06 AM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President, CCO & Secretary | Dec 28, 2012 | Buy | $10.18 | 1,000 | 10,180 | 18,968 | Jan 02, 2013, 10:21 AM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President, CCO & Secretary | May 23, 2012 | Buy | $9.10 | 1,000 | 9,100 | 17,968 | May 24, 2012, 05:19 PM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President, CCO & Secretary | Mar 06, 2012 | Buy | $9.63 | 1,000 | 9,630 | 16,968 | Mar 08, 2012, 09:23 AM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President, CCO & Secretary | Dec 06, 2011 | Buy | $9.99 | 1,000 | 9,990 | 15,968 | Dec 07, 2011, 08:39 AM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President, CCO & Secretary | Aug 08, 2011 | Buy | $8.82 | 1,000 | 8,820 | 14,968 | Aug 09, 2011, 03:04 PM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President, CCO & Secretary | May 16, 2011 | Buy | $12.32 | 500 | 6,160 | 13,968 | May 17, 2011, 09:18 AM | |
| FSC | Fifth Street Finance Corp | Berman Bernard D | President, CCO & Secretary | Aug 11, 2010 | Buy | $10.21 | 1,000 | 10,209 | 13,468 | Aug 13, 2010, 10:06 AM |
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