| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | President, Nat'l Sales | May 07, 2012 | Option Exercise | $13.09 | 950,657 | 12,442,625 | 1,076,388 | May 08, 2012, 08:07 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | Mar 06, 2012 | Option Exercise | $1.49 | 64,700 | 96,403 | 429,142 | Mar 08, 2012, 02:49 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | Mar 05, 2012 | Option Exercise | $1.35 | 530 | 716 | 364,442 | Mar 06, 2012, 12:02 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | Mar 02, 2012 | Sale | $17.75 | 70,196 | 1,246,330 | 399,010 | Mar 05, 2012, 06:21 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | Feb 22, 2012 | Option Exercise | $32.60 | 38,346 | 1,250,080 | 363,912 | Feb 24, 2012, 04:15 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | Feb 10, 2012 | Option Exercise | $1.35 | 28,650 | 38,678 | 307,109 | Feb 14, 2012, 11:56 AM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | Feb 09, 2012 | Sale | $16.81 | 70,196 | 1,179,995 | 313,557 | Feb 13, 2012, 03:14 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | May 23, 2011 | Option Exercise | $1.35 | 95,150 | 128,453 | 313,633 | May 25, 2011, 10:08 AM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | May 18, 2011 | Option Exercise | $17.96 | 104,958 | 1,885,046 | 270,962 | May 19, 2011, 04:20 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | May 19, 2011 | Option Exercise | $18.14 | 40,310 | 731,223 | 238,638 | May 19, 2011, 04:20 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | Pres., Nat'l Sales & Mktg. | Dec 20, 2010 | Option Exercise | $33.71 | 60,000 | 2,022,600 | 243,683 | Dec 27, 2010, 05:22 PM | |
| LPLA | LPL Investment Holdings Inc. | Dwyer William E III | MD & Pres., Nat'l Sales&Mktg | Nov 17, 2010 | Option Exercise | $11.86 | 879,997 | 10,437,600 | 615,940 | Nov 19, 2010, 07:27 PM |
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