| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Feb 22, 2012 | Option Exercise | $32.60 | 284,008 | 9,258,660 | 616,926 | Feb 24, 2012, 04:27 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 18, 2012 | Sale | $34.00 | 4,700 | 159,800 | 282,716 | Jan 19, 2012, 12:12 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 19, 2012 | Sale | $34.01 | 9,700 | 329,897 | 273,016 | Jan 19, 2012, 12:12 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 12, 2012 | Sale | $33.01 | 14,900 | 491,849 | 287,416 | Jan 13, 2012, 01:33 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 11, 2012 | Sale | $33.00 | 100 | 3,300 | 302,316 | Jan 13, 2012, 01:33 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 10, 2012 | Sale | $32.02 | 15,000 | 480,300 | 302,416 | Jan 11, 2012, 12:26 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 09, 2012 | Sale | $31.01 | 37,900 | 1,175,279 | 317,416 | Jan 10, 2012, 03:24 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 05, 2012 | Sale | $30.61 | 32,100 | 982,581 | 401,816 | Jan 06, 2012, 05:48 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 06, 2012 | Sale | $30.90 | 46,500 | 1,436,850 | 355,316 | Jan 06, 2012, 05:48 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 04, 2012 | Sale | $30.24 | 24,600 | 743,904 | 433,916 | Jan 05, 2012, 12:13 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Jan 03, 2012 | Sale | $30.68 | 28,900 | 886,652 | 458,516 | Jan 04, 2012, 06:07 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | May 02, 2011 | Sale | $34.85 | 214,400 | 7,471,840 | 487,416 | May 10, 2011, 03:22 PM | |
| LPLA | LPL Investment Holdings Inc. | Stearns Esther M | President & COO | Nov 17, 2010 | Option Exercise | $12.96 | 3,306,204 | 42,840,389 | 2,004,260 | Nov 19, 2010, 07:34 PM |
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