| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SAR | SARATOGA INVESTMENT CORP. | Steenkamp Henri J | CFO, CCO, Treasurer, Secretary | May 13, 2020 | Buy | $13.00 | 797 | 10,361 | 11,845 | May 14, 2020, 01:38 PM | |
| SAR | SARATOGA INVESTMENT CORP. | Steenkamp Henri J | CFO, CCO, Treasurer, Secretary | May 14, 2020 | Buy | $12.90 | 1,203 | 15,519 | 13,048 | May 14, 2020, 01:38 PM | |
| SAR | SARATOGA INVESTMENT CORP. | Steenkamp Henri J | CFO, CCO, Treasurer& Secretary | Jan 15, 2019 | Buy | $22.00 | 1,208 | 26,576 | 9,026 | Jan 15, 2019, 06:34 PM | |
| SAR | SARATOGA INVESTMENT CORP. | Steenkamp Henri J | Chief Financial Officer | Oct 17, 2014 | Buy | $15.01 | 791 | 11,874 | 791 | Oct 21, 2014, 04:13 PM | |
| SAR | SARATOGA INVESTMENT CORP. | Steenkamp Henri J | Chief Financial Officer | Oct 20, 2014 | Buy | $15.49 | 609 | 9,433 | 1,400 | Oct 21, 2014, 04:13 PM | |
| MFGLQ | MF Global Holdings Ltd. | Steenkamp Henri J | Chief Financial Officer | Dec 17, 2012 | Sale | $0.04 | 52,946 | 2,128 | 100 | Dec 19, 2012, 06:08 PM | |
| MF | MF Global Holdings Ltd. | Steenkamp Henri J | Chief Financial Officer | Jun 10, 2011 | Option Exercise | $7.24 | 2,039 | 14,762 | 38,372 | Jun 14, 2011, 09:26 PM | |
| MF | MF Global Holdings Ltd. | Steenkamp Henri J | Chief Financial Officer | Nov 11, 2010 | Option Exercise | $7.98 | 211 | 1,684 | 11,755 | Jun 01, 2011, 09:52 PM | |
| MF | MF Global Holdings Ltd. | Steenkamp Henri J | Chief Financial Officer | May 27, 2011 | Option Exercise | $7.62 | 13,074 | 99,624 | 34,780 | Jun 01, 2011, 09:52 PM | |
| MF | MF Global Holdings Ltd. | Steenkamp Henri J | Chief Accounting Officer | Jul 19, 2010 | Option Exercise | $6.22 | 2,817 | 17,522 | 9,343 | Jul 21, 2010, 08:56 PM |
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