| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMAM | Ambrx Biopharma, Inc. | O'Connor Daniel J. | President and CEO | Oct 27, 2023 | Sale | $9.82 | 50,012 | 491,118 | 342,845 | Oct 31, 2023, 05:00 PM | |
| SEEL | SEELOS THERAPEUTICS, INC. | O'Connor Daniel J. | Director | Jun 01, 2022 | Buy | $0.61 | 16,000 | 9,789 | 16,000 | Jun 02, 2022, 04:29 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Feb 01, 2021 | Sale | $7.71 | 3,413 | 26,314 | 99,269 | Feb 02, 2021, 08:00 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Nov 02, 2020 | Sale | $3.79 | 3,280 | 12,431 | 102,682 | Nov 03, 2020, 08:04 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Jul 31, 2020 | Sale | $4.20 | 3,133 | 13,159 | 105,962 | Aug 04, 2020, 09:21 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | May 29, 2020 | Option Exercise | $2.23 | 44,471 | 99,170 | 109,095 | Jun 03, 2020, 09:05 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Apr 30, 2020 | Sale | $1.79 | 3,075 | 5,504 | 62,986 | May 04, 2020, 06:07 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Jan 31, 2020 | Sale | $1.96 | 2,654 | 5,202 | 66,061 | Feb 03, 2020, 08:00 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Oct 31, 2019 | Sale | $2.16 | 2,128 | 4,596 | 68,715 | Nov 01, 2019, 08:00 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Jul 31, 2019 | Option Exercise | $2.23 | 2,156 | 4,808 | 70,843 | Aug 02, 2019, 06:00 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Apr 30, 2019 | Option Exercise | $0.56 | 21,357 | 12,067 | 729,992 | May 02, 2019, 04:15 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO and President | Jan 31, 2019 | Option Exercise | $0.88 | 25,318 | 22,280 | 751,349 | Feb 01, 2019, 09:00 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO & President | Nov 07, 2018 | Buy | $0.91 | 10,000 | 9,100 | 26,667 | Nov 07, 2018, 12:08 PM | |
| ONCS | ONCOSEC MEDICAL Inc | O'Connor Daniel J. | CEO | Feb 05, 2018 | Buy | $1.50 | 16,667 | 25,001 | 16,667 | Feb 06, 2018, 09:15 AM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jun 30, 2017 | Option Exercise | $6.49 | 742 | 4,816 | 618,352 | Jul 03, 2017, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | May 31, 2017 | Option Exercise | $8.07 | 421 | 3,397 | 440,508 | Jun 01, 2017, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Apr 28, 2017 | Option Exercise | $8.56 | 349 | 2,987 | 297,091 | May 01, 2017, 05:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Mar 31, 2017 | Option Exercise | $8.17 | 365 | 2,982 | 296,742 | Apr 03, 2017, 04:36 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Feb 28, 2017 | Option Exercise | $8.79 | 594 | 5,221 | 296,481 | Mar 01, 2017, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jan 31, 2017 | Option Exercise | $8.96 | 563 | 5,044 | 296,088 | Feb 02, 2017, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Dec 30, 2016 | Option Exercise | $7.16 | 984 | 7,045 | 295,814 | Jan 03, 2017, 05:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Nov 30, 2016 | Option Exercise | $8.31 | 544 | 4,521 | 295,111 | Dec 01, 2016, 04:33 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Oct 31, 2016 | Option Exercise | $8.09 | 698 | 5,647 | 303,127 | Nov 02, 2016, 04:40 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Nov 02, 2016 | Sale | $8.32 | 8,240 | 68,557 | 294,656 | Nov 02, 2016, 04:40 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Sep 30, 2016 | Option Exercise | $10.69 | 404 | 4,319 | 302,710 | Oct 04, 2016, 06:21 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Aug 31, 2016 | Option Exercise | $11.53 | 374 | 4,312 | 302,402 | Sep 01, 2016, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jul 29, 2016 | Option Exercise | $8.34 | 1,695 | 14,136 | 310,903 | Aug 01, 2016, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jun 30, 2016 | Option Exercise | $8.09 | 2,303 | 18,631 | 310,321 | Jul 01, 2016, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | May 31, 2016 | Option Exercise | $9.26 | 1,288 | 11,927 | 308,837 | Jun 01, 2016, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Apr 29, 2016 | Option Exercise | $7.74 | 1,828 | 14,149 | 316,661 | May 02, 2016, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | May 02, 2016 | Sale | $7.51 | 8,237 | 61,860 | 307,817 | May 02, 2016, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Mar 31, 2016 | Option Exercise | $9.03 | 1,321 | 11,929 | 315,715 | Apr 01, 2016, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Feb 29, 2016 | Option Exercise | $5.46 | 2,185 | 11,930 | 315,124 | Mar 01, 2016, 05:00 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jan 29, 2016 | Sale | $6.87 | 10,806 | 74,226 | 322,900 | Feb 01, 2016, 06:01 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Dec 31, 2015 | Option Exercise | $10.06 | 1,357 | 13,651 | 333,249 | Jan 04, 2016, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Nov 30, 2015 | Option Exercise | $12.07 | 723 | 8,727 | 332,323 | Dec 01, 2015, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Oct 30, 2015 | Sale | $12.14 | 9,312 | 113,040 | 340,404 | Nov 03, 2015, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Sep 30, 2015 | Option Exercise | $10.23 | 854 | 8,736 | 339,922 | Oct 01, 2015, 04:34 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Aug 31, 2015 | Option Exercise | $14.80 | 589 | 8,717 | 339,336 | Sep 02, 2015, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jul 31, 2015 | Sale | $15.57 | 9,414 | 146,529 | 347,630 | Aug 04, 2015, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jun 30, 2015 | Option Exercise | $20.33 | 357 | 7,258 | 346,998 | Jul 01, 2015, 04:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | May 29, 2015 | Option Exercise | $25.16 | 282 | 7,095 | 358,048 | Jun 02, 2015, 04:34 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Apr 30, 2015 | Option Exercise | $16.81 | 413 | 6,943 | 357,766 | May 01, 2015, 04:32 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Mar 31, 2015 | Option Exercise | $14.44 | 461 | 6,657 | 357,353 | Apr 01, 2015, 06:08 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Feb 27, 2015 | Option Exercise | $9.00 | 740 | 6,660 | 356,892 | Mar 02, 2015, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jan 30, 2015 | Option Exercise | $9.85 | 994 | 9,791 | 356,152 | Feb 04, 2015, 09:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Dec 31, 2014 | Option Exercise | $8.01 | 780 | 6,248 | 303,919 | Jan 02, 2015, 04:32 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Nov 28, 2014 | Option Exercise | $3.12 | 2,003 | 6,249 | 303,139 | Dec 01, 2014, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Oct 31, 2014 | Option Exercise | $3.18 | 1,967 | 6,255 | 301,136 | Nov 03, 2014, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Sep 30, 2014 | Option Exercise | $3.36 | 2,257 | 7,584 | 299,566 | Oct 01, 2014, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Aug 29, 2014 | Option Exercise | $3.88 | 1,953 | 7,578 | 298,049 | Sep 02, 2014, 05:01 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Aug 01, 2014 | Option Exercise | $3.62 | 12,000 | 43,393 | 297,312 | Aug 01, 2014, 05:00 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jul 17, 2014 | Option Exercise | $4.03 | 16,468 | 66,366 | 301,837 | Jul 18, 2014, 05:03 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jul 01, 2014 | Option Exercise | $3.15 | 1,198 | 3,774 | 318,305 | Jul 01, 2014, 04:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | May 01, 2014 | Option Exercise | $2.72 | 2,374 | 6,457 | 315,535 | May 02, 2014, 03:35 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Mar 31, 2014 | Buy | $3.00 | 3,333 | 9,999 | 311,016 | Apr 02, 2014, 06:09 AM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jan 31, 2014 | Option Exercise | $4.49 | 552 | 2,478 | 314,349 | Feb 04, 2014, 07:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jan 07, 2014 | Option Exercise | $4.03 | 18,160 | 73,185 | 312,814 | Jan 09, 2014, 09:59 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jan 07, 2014 | Option Exercise | $4.03 | 4,073 | 16,414 | 80,974 | Jan 09, 2014, 07:59 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Dec 31, 2013 | Option Exercise | $3.70 | 7,485 | 27,695 | 74,223 | Jan 03, 2014, 08:00 AM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Aug 31, 2013 | Option Exercise | $3.10 | 597 | 1,851 | 45,840 | Nov 12, 2013, 06:44 AM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Sep 30, 2013 | Option Exercise | $5.63 | 666 | 3,746 | 49,099 | Nov 12, 2013, 06:44 AM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Oct 31, 2013 | Option Exercise | $4.43 | 4,138 | 18,331 | 66,738 | Nov 12, 2013, 06:41 AM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Aug 31, 2013 | Option Exercise | $3.10 | 4,704 | 14,582 | 45,243 | Oct 29, 2013, 07:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Sep 30, 2013 | Option Exercise | $5.62 | 2,593 | 14,573 | 47,836 | Oct 29, 2013, 07:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Oct 24, 2013 | Buy | $4.00 | 13,500 | 54,000 | 61,336 | Oct 29, 2013, 07:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jul 31, 2013 | Option Exercise | $4.24 | 3,439 | 14,581 | 40,539 | Oct 29, 2013, 07:31 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Apr 30, 2013 | Option Exercise | $10.12 | 1,440 | 14,573 | 10,711 | Oct 29, 2013, 07:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | May 20, 2013 | Option Exercise | $3.16 | 21,091 | 66,648 | 31,802 | Oct 29, 2013, 07:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | May 31, 2013 | Option Exercise | $6.12 | 2,381 | 14,572 | 34,183 | Oct 29, 2013, 07:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jan 31, 2013 | Option Exercise | $7.12 | 2,061 | 14,674 | 6,941 | Oct 29, 2013, 07:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Jun 30, 2013 | Option Exercise | $5.00 | 2,917 | 14,585 | 37,100 | Oct 29, 2013, 07:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Feb 28, 2013 | Option Exercise | $13.37 | 1,090 | 14,573 | 8,031 | Oct 29, 2013, 07:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Mar 31, 2013 | Option Exercise | $11.75 | 1,240 | 14,570 | 9,271 | Oct 29, 2013, 07:29 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | Chief Executive Officer | Oct 24, 2013 | Buy | $4.00 | 13,500 | 54,000 | 61,256 | Oct 28, 2013, 09:30 PM | |
| ADXS | Advaxis, Inc. | O'Connor Daniel | SVP, Legal & Business Dev Off | May 20, 2013 | Option Exercise | $0.03 | 2,636,401 | 66,701 | 3,719,734 | Jul 10, 2013, 08:35 PM |
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