| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 10, 2019 | Buy | $0.69 | 5,202 | 3,598 | 3,908,167 | Dec 12, 2019, 04:25 PM | |
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 11, 2019 | Buy | $0.69 | 40 | 28 | 3,908,207 | Dec 12, 2019, 04:25 PM | |
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 12, 2019 | Buy | $0.70 | 1,000 | 700 | 3,909,207 | Dec 12, 2019, 04:25 PM | |
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 09, 2019 | Buy | $0.70 | 4,500 | 3,150 | 3,902,965 | Dec 09, 2019, 04:51 PM | |
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 05, 2019 | Buy | $0.70 | 5,160 | 3,612 | 3,898,425 | Dec 09, 2019, 04:51 PM | |
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 06, 2019 | Buy | $0.70 | 40 | 28 | 3,898,465 | Dec 09, 2019, 04:51 PM | |
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Nov 22, 2019 | Buy | $0.75 | 89,845 | 67,033 | 3,893,265 | Nov 26, 2019, 05:24 PM | |
| NVLNF | NOVELION THERAPEUTICS INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Oct 11, 2019 | Buy | $0.65 | 100,000 | 64,900 | 3,803,420 | Oct 16, 2019, 05:33 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 27, 2018 | Sale | $3.00 | 250,000 | 750,000 | 2,185,426 | Dec 31, 2018, 07:44 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 26, 2018 | Sale | $3.00 | 500,000 | 1,500,000 | 2,435,426 | Dec 28, 2018, 08:55 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Nov 19, 2018 | Buy | $3.40 | 54,200 | 184,280 | 2,932,196 | Nov 21, 2018, 05:32 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Nov 21, 2018 | Buy | $3.61 | 3,230 | 11,644 | 2,935,426 | Nov 21, 2018, 05:32 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Nov 02, 2018 | Buy | $5.00 | 300,000 | 1,500,000 | 2,877,996 | Nov 06, 2018, 04:22 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Jan 02, 2018 | Buy | $5.73 | 11,343 | 64,960 | 2,571,657 | Jan 03, 2018, 05:33 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Jan 03, 2018 | Buy | $5.78 | 6,339 | 36,656 | 2,577,996 | Jan 03, 2018, 05:33 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 29, 2017 | Buy | $5.56 | 5,163 | 28,717 | 2,560,314 | Jan 03, 2018, 05:33 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 26, 2017 | Buy | $5.00 | 5,287 | 26,435 | 2,555,151 | Dec 28, 2017, 05:03 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 20, 2017 | Buy | $4.50 | 45,434 | 204,312 | 2,410,141 | Dec 22, 2017, 05:26 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 21, 2017 | Buy | $4.94 | 98,324 | 485,947 | 2,508,465 | Dec 22, 2017, 05:26 PM | |
| APEN | Apollo Endosurgery, Inc. | STONEPINE CAPITAL, L.P. | 10% Owner | Dec 22, 2017 | Buy | $5.00 | 41,399 | 206,863 | 2,549,864 | Dec 22, 2017, 05:26 PM | |
| VIVE | VIVEVE MEDICAL, INC. | STONEPINE CAPITAL, L.P. | Director | Mar 17, 2017 | Buy | $4.00 | 1,250,000 | 5,000,000 | 3,849,711 | Mar 21, 2017, 05:22 PM | |
| QLTI | QLT INC/BC | STONEPINE CAPITAL, L.P. | 10% Owner | Sep 13, 2016 | Buy | $1.54 | 61,704 | 95,166 | 5,706,704 | Sep 15, 2016, 07:48 PM | |
| QLTI | QLT INC/BC | STONEPINE CAPITAL, L.P. | 10% Owner | Sep 14, 2016 | Buy | $1.55 | 56,864 | 88,270 | 5,763,568 | Sep 15, 2016, 07:48 PM | |
| QLTI | QLT INC/BC | STONEPINE CAPITAL, L.P. | 10% Owner | Sep 15, 2016 | Buy | $1.55 | 14,928 | 23,138 | 5,778,496 | Sep 15, 2016, 07:48 PM | |
| VIVE | VIVEVE MEDICAL, INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Jun 17, 2016 | Buy | $5.00 | 300,000 | 1,500,000 | 2,599,711 | Jun 21, 2016, 05:52 PM | |
| VIVMF | VIVEVE MEDICAL, INC. | STONEPINE CAPITAL, L.P. | 10% Owner | Nov 24, 2015 | Buy | $0.70 | 2,857,142 | 1,999,999 | 18,397,682 | Nov 25, 2015, 03:35 PM |
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