| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NBS | NeoStem, Inc. | RimAsia Capital Partners, L.P. | Director | Dec 09, 2014 | Sale | $3.53 | 13,940 | 49,204 | 2,210,988 | Jan 02, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | RimAsia Capital Partners, L.P. | 10% Owner | Dec 08, 2014 | Sale | $3.75 | 16,060 | 60,225 | 2,224,928 | Dec 09, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | RimAsia Capital Partners, L.P. | 10% Owner | Dec 03, 2014 | Sale | $4.03 | 5,912 | 23,818 | 2,240,988 | Dec 04, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | RimAsia Capital Partners, L.P. | 10% Owner | Dec 02, 2014 | Sale | $4.00 | 6,088 | 24,352 | 2,246,900 | Dec 04, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | RimAsia Capital Partners, L.P. | 10% Owner | Dec 06, 2013 | Sale | $6.35 | 434 | 2,756 | 2,253,084 | Dec 10, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | RimAsia Capital Partners, L.P. | 10% Owner | Dec 09, 2013 | Sale | $6.37 | 12,096 | 77,052 | 2,240,988 | Dec 10, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | RimAsia Capital Partners, L.P. | 10% Owner | Nov 26, 2013 | Sale | $6.26 | 10,000 | 62,620 | 2,253,518 | Nov 29, 2013, 09:01 PM |
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