| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DVLY | DEER VALLEY CORP | Vicis Capital, LLC | Former 10% Beneficial Owners | Oct 06, 2014 | Sale | $0.29 | 12,310,458 | 3,599,578 | 0 | Oct 08, 2014, 09:36 AM | |
| AMBT | AMBIENT CORP /NY | Vicis Capital, LLC | 10% Owner | Aug 09, 2013 | Sale | $1.40 | 1,600,000 | 2,240,000 | 10,497,083 | Aug 13, 2013, 04:04 PM | |
| AMBT | AMBIENT CORP /NY | Vicis Capital, LLC | 10% Owner | Jul 31, 2013 | Sale | $1.50 | 1,600,000 | 2,400,000 | 11,697,083 | Aug 02, 2013, 04:02 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Apr 17, 2013 | Sale | $5000.00 | 4 | 20,000 | 95 | Apr 18, 2013, 01:54 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Apr 16, 2013 | Sale | $1.00 | 285,047 | 285,646 | 8,942,805 | Apr 18, 2013, 06:04 AM | |
| BNLB | BOND LABORATORIES, INC. | Vicis Capital, LLC | 10% Owner | Dec 28, 2012 | Sale | $0.01 | 25,213,558 | 300,041 | 0 | Feb 13, 2013, 11:30 AM | |
| AMBT | AMBIENT CORP /NY | Vicis Capital, LLC | 10% Owner | Jul 18, 2012 | Sale | $5.12 | 133,000 | 680,960 | 13,297,083 | Jul 20, 2012, 01:50 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jul 13, 2012 | Sale | $2.15 | 14,625 | 31,444 | 9,329,351 | Jul 13, 2012, 07:04 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jul 10, 2012 | Sale | $2.05 | 48,037 | 98,524 | 9,366,964 | Jul 12, 2012, 05:20 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jul 11, 2012 | Sale | $2.15 | 14,719 | 31,646 | 9,352,245 | Jul 12, 2012, 05:20 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jul 12, 2012 | Sale | $2.15 | 8,269 | 17,778 | 9,343,976 | Jul 12, 2012, 05:20 PM | |
| AMBT | AMBIENT CORP /NY | Vicis Capital, LLC | 10% Owner | Jul 10, 2012 | Sale | $5.01 | 111,000 | 556,288 | 13,430,083 | Jul 12, 2012, 04:47 PM | |
| AMBT | AMBIENT CORP /NY | Vicis Capital, LLC | 10% Owner | Jun 27, 2012 | Sale | $4.50 | 175,000 | 787,763 | 13,541,083 | Jun 29, 2012, 02:53 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 26, 2012 | Sale | $2.40 | 6,963 | 16,711 | 9,415,001 | Jun 28, 2012, 06:18 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 20, 2012 | Sale | $2.30 | 31,000 | 71,300 | 9,431,464 | Jun 22, 2012, 05:32 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 22, 2012 | Sale | $2.30 | 19,000 | 43,700 | 9,421,964 | Jun 22, 2012, 05:32 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 13, 2012 | Sale | $2.20 | 1,191 | 2,620 | 9,466,607 | Jun 15, 2012, 05:19 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 14, 2012 | Sale | $2.20 | 19,643 | 43,215 | 9,446,964 | Jun 15, 2012, 05:19 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 08, 2012 | Sale | $2.20 | 638 | 1,404 | 9,471,326 | Jun 12, 2012, 05:29 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 11, 2012 | Sale | $2.20 | 3,428 | 7,542 | 9,467,898 | Jun 12, 2012, 05:29 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 12, 2012 | Sale | $2.20 | 100 | 220 | 9,467,798 | Jun 12, 2012, 05:29 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | Jun 06, 2012 | Sale | $2.06 | 113,294 | 233,216 | 9,471,964 | Jun 08, 2012, 04:07 PM | |
| AMBT | AMBIENT CORP /NY | Vicis Capital, LLC | 10% Owner | May 23, 2012 | Sale | $4.50 | 166,000 | 747,000 | 13,716,083 | May 25, 2012, 12:32 PM | |
| GLOW | GLOWPOINT, INC. | Vicis Capital, LLC | 10% Owner | May 16, 2012 | Sale | $2.40 | 800 | 1,920 | 9,585,258 | May 21, 2012, 06:06 AM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 21, 2011 | Sale | $0.33 | 126,516 | 41,232 | 22,890,196 | Jan 24, 2011, 10:22 AM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 20, 2011 | Sale | $0.33 | 33,100 | 10,807 | 23,016,712 | Jan 21, 2011, 05:02 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 23, 2010 | Sale | $0.31 | 125,648 | 38,800 | 28,044,537 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 18, 2011 | Sale | $0.34 | 219,356 | 75,173 | 23,089,752 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 10, 2011 | Sale | $0.33 | 428,400 | 142,743 | 24,812,432 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 15, 2010 | Sale | $0.33 | 51,000 | 16,830 | 28,553,760 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 03, 2011 | Sale | $0.31 | 179,250 | 56,105 | 27,623,232 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 27, 2010 | Sale | $0.29 | 197,640 | 57,968 | 27,846,897 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 19, 2011 | Sale | $0.33 | 39,940 | 13,272 | 23,049,812 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 11, 2011 | Sale | $0.34 | 201,704 | 67,914 | 24,610,728 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 17, 2010 | Sale | $0.30 | 30,000 | 9,111 | 28,523,760 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 04, 2011 | Sale | $0.31 | 342,000 | 104,549 | 27,281,232 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 28, 2010 | Sale | $0.30 | 12,715 | 3,795 | 27,834,182 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 20, 2010 | Sale | $0.30 | 91,000 | 27,691 | 28,432,760 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 12, 2011 | Sale | $0.34 | 601,550 | 204,046 | 24,009,178 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 05, 2011 | Sale | $0.31 | 139,400 | 43,075 | 27,141,832 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 29, 2010 | Sale | $0.29 | 10,000 | 2,950 | 27,824,182 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 21, 2010 | Sale | $0.30 | 75,400 | 22,620 | 28,357,360 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 13, 2011 | Sale | $0.34 | 204,400 | 70,191 | 23,804,778 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 06, 2011 | Sale | $0.31 | 311,900 | 97,063 | 26,829,932 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 30, 2010 | Sale | $0.31 | 2,000 | 610 | 27,822,182 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 22, 2010 | Sale | $0.31 | 187,175 | 57,481 | 28,170,185 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 14, 2011 | Sale | $0.34 | 495,670 | 169,780 | 23,357,608 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 07, 2011 | Sale | $0.33 | 1,589,100 | 522,496 | 25,240,832 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 31, 2010 | Sale | $0.30 | 19,700 | 5,951 | 27,802,482 | Jan 21, 2011, 05:00 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 04, 2011 | Sale | $0.31 | 342,000 | 104,549 | 27,281,232 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 28, 2010 | Sale | $0.30 | 12,715 | 3,795 | 27,834,182 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 20, 2010 | Sale | $0.30 | 91,000 | 27,691 | 28,432,760 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 12, 2011 | Sale | $0.34 | 601,550 | 204,046 | 24,009,178 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 05, 2011 | Sale | $0.31 | 139,400 | 43,075 | 27,141,832 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 29, 2010 | Sale | $0.29 | 10,000 | 2,950 | 27,824,182 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 21, 2010 | Sale | $0.30 | 75,400 | 22,620 | 28,357,360 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 13, 2011 | Sale | $0.34 | 204,400 | 70,191 | 23,804,778 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 06, 2011 | Sale | $0.31 | 311,900 | 97,063 | 26,829,932 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 30, 2010 | Sale | $0.31 | 2,000 | 610 | 27,822,182 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 22, 2010 | Sale | $0.31 | 187,175 | 57,481 | 28,170,185 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 14, 2011 | Sale | $0.34 | 495,670 | 169,780 | 23,357,608 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 07, 2011 | Sale | $0.33 | 1,589,100 | 522,496 | 25,240,832 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 31, 2010 | Sale | $0.30 | 19,700 | 5,951 | 27,802,482 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 23, 2010 | Sale | $0.31 | 125,648 | 38,800 | 28,044,537 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 18, 2011 | Sale | $0.34 | 219,356 | 75,173 | 23,089,752 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 15, 2010 | Sale | $0.33 | 51,000 | 16,830 | 28,553,760 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 10, 2011 | Sale | $0.33 | 428,400 | 142,743 | 24,812,432 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 03, 2011 | Sale | $0.31 | 179,250 | 56,105 | 27,623,232 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 27, 2010 | Sale | $0.29 | 197,640 | 57,968 | 27,846,897 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 19, 2011 | Sale | $0.33 | 39,940 | 13,272 | 23,049,812 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Dec 17, 2010 | Sale | $0.30 | 30,000 | 9,111 | 28,523,760 | Jan 20, 2011, 07:11 PM | |
| KAD | ARCADIA RESOURCES, INC | Vicis Capital, LLC | 10% Owner | Jan 11, 2011 | Sale | $0.34 | 201,704 | 67,914 | 24,610,728 | Jan 20, 2011, 07:11 PM | |
| GLOI | GlobalOptions Group, Inc. | Vicis Capital, LLC | 10% Owner | Oct 27, 2010 | Sale | $2.36 | 3,299,749 | 7,787,407 | 0 | Jan 20, 2011, 03:51 PM |
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