| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LSTA | LISATA THERAPEUTICS, INC. | Mazzo David J | Chief Executive Officer | Jan 11, 2024 | Option Exercise | $2.99 | 1,026 | 3,068 | 174,766 | Jan 12, 2024, 04:02 PM | |
| LSTA | LISATA THERAPEUTICS, INC. | Mazzo David J | Chief Executive Officer | Jan 10, 2024 | Option Exercise | $3.00 | 3,470 | 10,410 | 175,792 | Jan 11, 2024, 04:10 PM | |
| LSTA | LISATA THERAPEUTICS, INC. | Mazzo David J | Chief Executive Officer | Jan 09, 2024 | Option Exercise | $3.08 | 20,046 | 61,742 | 187,105 | Jan 11, 2024, 04:10 PM | |
| LSTA | LISATA THERAPEUTICS, INC. | Mazzo David J | Chief Executive Officer | Jan 13, 2023 | Option Exercise | $3.65 | 397 | 1,449 | 96,543 | Jan 17, 2023, 05:05 PM | |
| LSTA | LISATA THERAPEUTICS, INC. | Mazzo David J | Chief Executive Officer | Jan 11, 2023 | Option Exercise | $3.20 | 1,030 | 3,296 | 96,940 | Jan 12, 2023, 04:02 PM | |
| LSTA | LISATA THERAPEUTICS, INC. | Mazzo David J | Chief Executive Officer | Jan 09, 2023 | Option Exercise | $3.00 | 7,845 | 23,535 | 101,440 | Jan 11, 2023, 04:07 PM | |
| LSTA | LISATA THERAPEUTICS, INC. | Mazzo David J | Chief Executive Officer | Jan 10, 2023 | Option Exercise | $3.19 | 3,470 | 11,087 | 97,970 | Jan 11, 2023, 04:07 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Sep 01, 2022 | Option Exercise | $0.50 | 219,742 | 109,871 | 809,186 | Sep 02, 2022, 04:03 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 13, 2022 | Option Exercise | $0.81 | 6,471 | 5,218 | 637,676 | Jan 18, 2022, 04:06 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 14, 2022 | Option Exercise | $0.82 | 6,611 | 5,424 | 631,065 | Jan 18, 2022, 04:06 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 10, 2022 | Option Exercise | $0.92 | 56,410 | 51,728 | 660,887 | Jan 12, 2022, 04:21 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 11, 2022 | Option Exercise | $0.87 | 16,740 | 14,482 | 644,147 | Jan 12, 2022, 04:21 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 14, 2021 | Option Exercise | $1.56 | 5,936 | 9,260 | 299,505 | Jan 15, 2021, 04:02 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 13, 2021 | Option Exercise | $1.55 | 28,212 | 43,729 | 311,866 | Jan 15, 2021, 04:02 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 08, 2021 | Option Exercise | $1.60 | 4,726 | 7,562 | 192,274 | Jan 12, 2021, 06:12 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 11, 2021 | Option Exercise | $1.59 | 16,621 | 26,427 | 294,653 | Jan 12, 2021, 06:12 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 13, 2020 | Option Exercise | $3.28 | 6,246 | 20,487 | 192,764 | Jan 15, 2020, 04:05 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 14, 2020 | Option Exercise | $3.38 | 6,382 | 21,571 | 186,382 | Jan 15, 2020, 04:05 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 08, 2020 | Option Exercise | $2.83 | 4,522 | 12,797 | 153,010 | Jan 09, 2020, 04:04 PM | |
| EYPT | EyePoint Pharmaceuticals, Inc. | Mazzo David J | Director | Oct 09, 2019 | Option Exercise | $1.95 | 33,333 | 64,999 | 200,083 | Oct 11, 2019, 06:13 PM | |
| EYPT | EyePoint Pharmaceuticals, Inc. | Mazzo David J | Director | Mar 29, 2019 | Option Exercise | $1.77 | 20,000 | 35,400 | 158,000 | Apr 01, 2019, 08:21 AM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jan 08, 2019 | Option Exercise | $4.64 | 4,478 | 20,778 | 110,706 | Jan 10, 2019, 12:39 PM | |
| CLBS | CALADRIUS BIOSCIENCES, INC. | Mazzo David J | Chief Executive Officer | Jun 20, 2018 | Option Exercise | $8.64 | 49,391 | 426,738 | 125,544 | Jun 21, 2018, 04:22 PM | |
| EYPT | EyePoint Pharmaceuticals, Inc. | Mazzo David J | Director | Apr 20, 2018 | Option Exercise | $1.13 | 120,000 | 135,600 | 120,500 | Apr 24, 2018, 04:00 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | May 18, 2017 | Option Exercise | $5.13 | 17,778 | 91,201 | 56,551 | May 22, 2017, 04:30 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Apr 25, 2017 | Option Exercise | $4.74 | 690 | 3,271 | 74,329 | Apr 27, 2017, 04:19 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Jan 25, 2017 | Option Exercise | $3.87 | 761 | 2,945 | 75,019 | Jan 27, 2017, 05:06 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Jan 09, 2017 | Option Exercise | $3.54 | 4,758 | 16,843 | 75,780 | Jan 11, 2017, 05:50 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Oct 25, 2016 | Option Exercise | $4.12 | 457 | 1,883 | 47,238 | Nov 10, 2016, 04:06 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Jul 25, 2016 | Option Exercise | $5.40 | 457 | 2,468 | 47,695 | Aug 12, 2016, 06:16 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Apr 25, 2016 | Option Exercise | $0.68 | 4,545 | 3,091 | 458,839 | May 02, 2016, 09:48 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Jan 25, 2016 | Option Exercise | $0.63 | 21,094 | 13,289 | 463,384 | Jan 27, 2016, 09:39 PM | |
| CLBS | Caladrius Biosciences, Inc. | Mazzo David J | Chief Executive Officer | Aug 17, 2015 | Buy | $1.40 | 20,000 | 27,922 | 259,543 | Aug 18, 2015, 06:00 PM | |
| NBS | NeoStem, Inc. | Mazzo David J | Chief Executive Officer | Jan 16, 2015 | Option Exercise | $3.48 | 130,535 | 454,262 | 159,543 | Jan 21, 2015, 09:02 PM |
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