| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NI | NISOURCE INC. | Yates Lloyd M | Director and President & CEO | Jan 25, 2024 | Option Exercise | $25.56 | 62,598 | 1,600,005 | 194,018 | Jan 26, 2024, 05:03 PM | |
| NI | NISOURCE INC. | Yates Lloyd M | Director and President & CEO | Aug 23, 2023 | Buy | $26.44 | 40,000 | 1,057,600 | 131,242 | Aug 25, 2023, 04:05 PM | |
| NI | NISOURCE INC. | Yates Lloyd M | Director and President & CEO | Jan 26, 2023 | Option Exercise | $27.54 | 36,311 | 1,000,005 | 90,855 | Jan 27, 2023, 04:30 PM | |
| NI | NISOURCE INC. | Yates Lloyd M | Director | Jan 28, 2022 | Option Exercise | $29.27 | 30,747 | 899,965 | 54,106 | Feb 01, 2022, 06:41 PM | |
| NI | NISOURCE INC. | Yates Lloyd M | Director | May 25, 2021 | Option Exercise | $25.33 | 5,922 | 150,004 | 23,131 | May 26, 2021, 09:32 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Nov 16, 2020 | Sale | $115.17 | 6,658 | 766,782 | 24,001 | Nov 17, 2020, 04:18 PM | |
| NI | NISOURCE INC. | Yates Lloyd M | Director | May 19, 2020 | Option Exercise | $23.05 | 5,965 | 137,493 | 16,945 | May 21, 2020, 11:32 AM | |
| AWK | American Water Works Company, Inc. | Yates Lloyd M | Director | May 13, 2020 | Buy | $115.95 | 2,000 | 231,900 | 6,100 | May 15, 2020, 04:33 PM | |
| NI | NISOURCE INC. | Yates Lloyd M | Director | Mar 09, 2020 | Option Exercise | $27.69 | 980 | 27,136 | 10,980 | Mar 11, 2020, 12:28 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Aug 26, 2019 | Sale | $90.81 | 20,000 | 1,816,268 | 41,154 | Aug 28, 2019, 04:19 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2019 | Option Exercise | $95.40 | 1,834 | 174,973 | 30,659 | Jun 04, 2019, 04:07 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | May 23, 2019 | Sale | $88.20 | 5,117 | 451,316 | 57,331 | May 28, 2019, 04:27 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 28, 2019 | Option Exercise | $89.66 | 940 | 84,280 | 57,346 | Mar 04, 2019, 04:31 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 26, 2019 | Sale | $88.51 | 3,500 | 309,778 | 54,195 | Feb 28, 2019, 04:53 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 27, 2019 | Option Exercise | $89.28 | 6,091 | 543,804 | 58,286 | Feb 28, 2019, 04:53 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 22, 2019 | Option Exercise | $89.91 | 865 | 77,772 | 61,064 | Feb 26, 2019, 05:12 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 24, 2019 | Option Exercise | $89.91 | 5,369 | 482,727 | 60,169 | Feb 26, 2019, 05:12 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 13, 2019 | Option Exercise | $89.59 | 19,427 | 1,740,465 | 66,770 | Feb 15, 2019, 11:13 AM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2018 | Option Exercise | $80.45 | 2,175 | 174,979 | 28,825 | Jun 05, 2018, 04:18 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 28, 2018 | Option Exercise | $75.61 | 10,053 | 760,064 | 55,930 | Mar 02, 2018, 04:19 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 24, 2018 | Option Exercise | $77.22 | 600 | 46,332 | 50,165 | Feb 27, 2018, 04:38 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 25, 2018 | Option Exercise | $77.22 | 542 | 41,853 | 49,623 | Feb 27, 2018, 04:38 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 22, 2018 | Option Exercise | $75.54 | 580 | 43,813 | 50,765 | Feb 26, 2018, 04:27 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 14, 2018 | Option Exercise | $75.48 | 8,747 | 660,224 | 53,357 | Feb 16, 2018, 04:32 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Nov 13, 2017 | Sale | $89.95 | 5,000 | 449,769 | 51,322 | Nov 14, 2017, 04:26 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2017 | Option Exercise | $77.46 | 2,065 | 159,955 | 26,650 | Jun 02, 2017, 04:38 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | May 12, 2017 | Option Exercise | $83.26 | 4,821 | 401,416 | 51,622 | May 15, 2017, 05:01 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 25, 2017 | Option Exercise | $81.96 | 1,121 | 91,877 | 61,968 | Feb 28, 2017, 05:30 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 27, 2017 | Sale | $82.01 | 5,000 | 410,070 | 56,443 | Feb 28, 2017, 05:30 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 24, 2017 | Option Exercise | $81.96 | 656 | 53,766 | 62,564 | Feb 28, 2017, 05:30 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPCust&DelivOps;PresCarolinas | Feb 22, 2017 | Option Exercise | $79.87 | 5,804 | 463,565 | 63,220 | Feb 24, 2017, 04:32 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2016 | Option Exercise | $65.96 | 2,425 | 159,953 | 24,585 | Jun 03, 2016, 04:26 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPMkt Solutions;PresCarolinas | Feb 25, 2016 | Option Exercise | $76.44 | 1,673 | 127,884 | 58,546 | Feb 29, 2016, 08:23 AM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPMkt Solutions;PresCarolinas | Feb 24, 2016 | Option Exercise | $74.95 | 25,643 | 1,921,943 | 61,486 | Feb 26, 2016, 04:20 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPMkt Solutions;PresCarolinas | Feb 23, 2016 | Sale | $74.65 | 2,000 | 149,308 | 38,240 | Feb 24, 2016, 04:18 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2015 | Option Exercise | $58.56 | 2,390 | 139,958 | 22,160 | Jun 02, 2015, 04:43 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | May 27, 2015 | Buy | $58.92 | 3,000 | 176,758 | 19,770 | May 28, 2015, 04:24 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVPMkt Solutions;PresCarolinas | May 19, 2015 | Sale | $76.11 | 5,892 | 448,428 | 40,240 | May 20, 2015, 03:05 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVP, Market Solutions | Mar 16, 2015 | Option Exercise | $75.71 | 459 | 34,751 | 46,132 | Mar 18, 2015, 04:07 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVP, Market Solutions | Feb 25, 2015 | Option Exercise | $79.01 | 11,944 | 943,695 | 48,983 | Feb 27, 2015, 07:19 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVP, Market Solutions | Nov 07, 2014 | Sale | $82.00 | 4,000 | 327,988 | 39,460 | Nov 12, 2014, 04:03 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVP, Market Solutions | Aug 26, 2014 | Sale | $72.64 | 4,300 | 312,361 | 46,160 | Aug 27, 2014, 04:08 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | EVP, Market Solutions | Aug 01, 2014 | Sale | $72.24 | 300 | 21,672 | 50,460 | Aug 04, 2014, 04:14 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Jul 01, 2014 | Sale | $74.20 | 300 | 22,260 | 50,760 | Jul 02, 2014, 04:09 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2014 | Option Exercise | $50.14 | 2,792 | 139,991 | 16,770 | Jun 03, 2014, 04:35 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Jun 02, 2014 | Sale | $70.95 | 300 | 21,285 | 51,060 | Jun 03, 2014, 04:05 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | May 01, 2014 | Sale | $74.60 | 2,700 | 201,420 | 51,360 | May 05, 2014, 05:31 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Apr 01, 2014 | Sale | $71.39 | 300 | 21,417 | 51,660 | Apr 02, 2014, 04:06 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Mar 14, 2014 | Option Exercise | $70.70 | 3,156 | 223,129 | 51,892 | Mar 18, 2014, 04:05 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Mar 03, 2014 | Sale | $70.53 | 300 | 21,159 | 55,048 | Mar 04, 2014, 04:08 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Feb 25, 2014 | Option Exercise | $71.03 | 21,277 | 1,511,305 | 55,884 | Feb 27, 2014, 07:07 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Feb 03, 2014 | Sale | $70.68 | 300 | 21,204 | 43,095 | Feb 05, 2014, 04:08 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Jan 02, 2014 | Sale | $69.23 | 300 | 20,769 | 43,395 | Jan 03, 2014, 04:09 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Dec 02, 2013 | Sale | $70.13 | 300 | 21,039 | 43,695 | Dec 04, 2013, 04:05 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Nov 01, 2013 | Sale | $71.96 | 300 | 21,588 | 43,995 | Nov 05, 2013, 04:06 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Oct 01, 2013 | Sale | $67.50 | 300 | 20,250 | 44,295 | Oct 02, 2013, 04:04 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Sep 03, 2013 | Sale | $65.94 | 300 | 19,782 | 44,595 | Sep 05, 2013, 04:08 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Aug 09, 2013 | Sale | $71.22 | 8,689 | 618,831 | 44,895 | Aug 13, 2013, 04:18 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2013 | Option Exercise | $40.37 | 2,972 | 119,980 | 13,978 | Jun 04, 2013, 05:14 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | May 14, 2013 | Sale | $72.44 | 7,000 | 507,105 | 60,324 | May 15, 2013, 04:46 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Mar 22, 2013 | Buy | $37.32 | 4,000 | 149,276 | 11,006 | Mar 26, 2013, 05:12 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Mar 16, 2013 | Option Exercise | $69.95 | 2,104 | 147,175 | 60,524 | Mar 19, 2013, 04:34 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Reg Utilities | Feb 25, 2013 | Option Exercise | $69.11 | 16,128 | 1,114,606 | 62,628 | Feb 27, 2013, 08:27 PM | |
| DUK | Duke Energy CORP | Yates Lloyd M | Executive VP, Customer Ops | Aug 30, 2012 | Sale | $64.91 | 5,000 | 324,558 | 52,916 | Sep 04, 2012, 04:33 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2012 | Option Exercise | $31.92 | 3,759 | 119,987 | 7,006 | Jun 05, 2012, 05:50 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 22, 2012 | Option Exercise | $52.66 | 39 | 2,054 | 65,589 | Mar 26, 2012, 02:00 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 21, 2012 | Option Exercise | $52.97 | 671 | 35,544 | 65,539 | Mar 22, 2012, 02:29 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 20, 2012 | Option Exercise | $52.91 | 1,474 | 77,983 | 66,210 | Mar 22, 2012, 07:37 AM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 19, 2012 | Option Exercise | $53.52 | 1,199 | 64,167 | 67,684 | Mar 20, 2012, 03:57 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 07, 2012 | Sale | $53.13 | 5,100 | 270,969 | 65,106 | Mar 08, 2012, 04:25 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Feb 28, 2012 | Option Exercise | $53.68 | 2,477 | 132,958 | 69,206 | Feb 29, 2012, 03:51 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Feb 22, 2012 | Option Exercise | $33.80 | 7,617 | 257,455 | 71,683 | Feb 23, 2012, 03:55 PM | |
| MMC | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Jun 01, 2011 | Option Exercise | $30.80 | 3,247 | 100,008 | 3,247 | Jun 03, 2011, 06:13 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | May 10, 2011 | Sale | $47.69 | 6,188 | 295,083 | 67,562 | May 11, 2011, 11:46 AM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 21, 2011 | Option Exercise | $44.57 | 596 | 26,566 | 70,914 | Mar 23, 2011, 12:28 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 22, 2011 | Option Exercise | $44.82 | 660 | 29,583 | 70,254 | Mar 23, 2011, 12:28 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 17, 2011 | Option Exercise | $44.37 | 559 | 24,803 | 72,207 | Mar 21, 2011, 01:56 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 18, 2011 | Option Exercise | $44.29 | 697 | 30,870 | 71,510 | Mar 21, 2011, 01:56 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Mar 14, 2011 | Sale | $45.88 | 449 | 20,599 | 62,790 | Mar 16, 2011, 03:15 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Feb 24, 2011 | Option Exercise | $45.31 | 3,814 | 172,816 | 63,239 | Feb 28, 2011, 01:38 PM | |
| PGN | PROGRESS ENERGY INC | Yates Lloyd M | President & CEO of major sub. | Feb 22, 2011 | Option Exercise | $42.41 | 11,599 | 491,914 | 67,053 | Feb 23, 2011, 02:13 PM |
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