| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Jun 14, 2023 | Option Exercise | $2.66 | 514,194 | 1,367,756 | 2,056,776 | Jul 06, 2023, 03:21 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 27, 2022 | Buy | $4.03 | 1,773 | 7,143 | 1,542,582 | May 31, 2022, 02:38 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 24, 2022 | Buy | $3.99 | 4,206 | 16,786 | 1,539,977 | May 26, 2022, 10:42 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 25, 2022 | Buy | $4.00 | 832 | 3,328 | 1,540,809 | May 26, 2022, 10:42 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 20, 2022 | Buy | $3.99 | 4,374 | 17,465 | 1,535,022 | May 23, 2022, 05:51 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 23, 2022 | Buy | $4.00 | 749 | 2,995 | 1,535,771 | May 23, 2022, 05:51 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 18, 2022 | Buy | $4.09 | 10,027 | 40,960 | 1,530,648 | May 19, 2022, 08:38 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 16, 2022 | Buy | $4.03 | 13,801 | 55,590 | 1,516,220 | May 17, 2022, 07:24 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 17, 2022 | Buy | $4.08 | 4,401 | 17,943 | 1,520,621 | May 17, 2022, 07:24 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 12, 2022 | Buy | $3.89 | 27,292 | 106,248 | 1,493,137 | May 16, 2022, 08:52 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 13, 2022 | Buy | $3.98 | 9,282 | 36,915 | 1,502,419 | May 16, 2022, 08:52 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 10, 2022 | Buy | $4.00 | 9,119 | 36,467 | 1,461,589 | May 12, 2022, 11:32 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 11, 2022 | Buy | $3.98 | 4,256 | 16,947 | 1,465,845 | May 12, 2022, 11:32 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 09, 2022 | Buy | $3.98 | 17,247 | 68,574 | 1,452,470 | May 09, 2022, 08:04 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 06, 2022 | Buy | $4.09 | 12,707 | 51,934 | 1,435,223 | May 09, 2022, 08:04 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 04, 2022 | Buy | $4.08 | 13,446 | 54,819 | 1,419,767 | May 06, 2022, 09:20 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 05, 2022 | Buy | $4.09 | 2,749 | 11,254 | 1,422,516 | May 06, 2022, 09:20 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 02, 2022 | Buy | $4.00 | 21,635 | 86,540 | 1,393,486 | May 04, 2022, 09:02 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | May 03, 2022 | Buy | $4.05 | 12,835 | 51,930 | 1,406,321 | May 04, 2022, 09:02 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 23, 2022 | Buy | $4.09 | 8,653 | 35,388 | 1,367,084 | Mar 25, 2022, 09:19 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 24, 2022 | Buy | $4.10 | 4,767 | 19,532 | 1,371,851 | Mar 25, 2022, 09:19 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 18, 2022 | Buy | $4.05 | 9,624 | 39,015 | 1,356,688 | Mar 22, 2022, 05:33 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 21, 2022 | Buy | $4.09 | 100 | 409 | 1,356,788 | Mar 22, 2022, 05:33 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 22, 2022 | Buy | $4.10 | 1,643 | 6,731 | 1,358,431 | Mar 22, 2022, 05:33 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 17, 2022 | Buy | $4.01 | 2,606 | 10,451 | 1,347,065 | Mar 17, 2022, 06:54 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 16, 2022 | Buy | $3.99 | 9,727 | 38,775 | 1,344,459 | Mar 17, 2022, 06:54 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 11, 2022 | Buy | $3.96 | 6,600 | 26,167 | 1,327,982 | Mar 14, 2022, 06:19 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 14, 2022 | Buy | $3.96 | 6,750 | 26,759 | 1,334,732 | Mar 14, 2022, 06:19 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 09, 2022 | Buy | $3.99 | 5,744 | 22,915 | 1,312,257 | Mar 11, 2022, 09:19 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 10, 2022 | Buy | $3.93 | 9,125 | 35,844 | 1,321,382 | Mar 11, 2022, 09:19 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 21, 2021 | Buy | $3.87 | 10,337 | 39,999 | 1,298,680 | Dec 23, 2021, 11:28 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 22, 2021 | Buy | $3.97 | 7,835 | 31,117 | 1,306,515 | Dec 23, 2021, 11:28 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 17, 2021 | Buy | $3.92 | 5,316 | 20,840 | 1,275,664 | Dec 21, 2021, 03:48 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 20, 2021 | Buy | $3.82 | 12,679 | 48,472 | 1,288,343 | Dec 21, 2021, 03:48 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Sep 23, 2021 | Buy | $4.09 | 12,500 | 51,096 | 1,270,348 | Sep 24, 2021, 04:12 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Sep 22, 2021 | Buy | $4.08 | 700 | 2,856 | 1,257,848 | Sep 24, 2021, 04:12 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Sep 20, 2021 | Buy | $4.03 | 1,115 | 4,490 | 1,253,197 | Sep 22, 2021, 03:33 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Sep 21, 2021 | Buy | $4.07 | 3,951 | 16,076 | 1,257,148 | Sep 22, 2021, 03:33 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Aug 19, 2021 | Buy | $4.20 | 1,650 | 6,929 | 1,252,082 | Aug 23, 2021, 04:02 PM | |
| OXLC | Oxford Lane Capital Corp. | ROSENTHAL SAUL B | President | Mar 18, 2020 | Buy | $2.36 | 37,187 | 87,795 | 199,887 | Mar 18, 2020, 07:10 PM | |
| OXLC | Oxford Lane Capital Corp. | ROSENTHAL SAUL B | President | Mar 13, 2020 | Buy | $5.05 | 1,700 | 8,579 | 162,700 | Mar 16, 2020, 12:42 PM | |
| OXLC | Oxford Lane Capital Corp. | ROSENTHAL SAUL B | President | Mar 12, 2020 | Option Exercise | $11.24 | 45,011 | 506,014 | 161,000 | Mar 16, 2020, 12:42 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 02, 2019 | Buy | $5.28 | 10,400 | 54,913 | 1,225,088 | Dec 04, 2019, 06:47 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 03, 2019 | Buy | $5.26 | 21,645 | 113,937 | 1,246,733 | Dec 04, 2019, 06:47 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 04, 2019 | Buy | $5.30 | 3,699 | 19,587 | 1,250,432 | Dec 04, 2019, 06:47 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Nov 29, 2019 | Buy | $5.23 | 7,797 | 40,798 | 1,214,688 | Dec 02, 2019, 07:08 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Nov 27, 2019 | Buy | $5.17 | 5,200 | 26,892 | 1,206,891 | Dec 02, 2019, 07:08 AM | |
| OXLC | Oxford Lane Capital Corp. | ROSENTHAL SAUL B | President | Nov 25, 2019 | Buy | $25.48 | 20,000 | 509,604 | 42,222 | Nov 26, 2019, 04:55 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 16, 2018 | Buy | $6.14 | 1,204 | 7,387 | 1,202,110 | Apr 18, 2018, 11:18 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 17, 2018 | Buy | $6.13 | 110 | 674 | 1,202,236 | Apr 18, 2018, 11:18 AM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 13, 2018 | Buy | $6.12 | 778 | 4,764 | 1,200,906 | Apr 13, 2018, 04:14 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 11, 2018 | Buy | $6.11 | 181 | 1,106 | 1,199,898 | Apr 13, 2018, 04:14 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 12, 2018 | Buy | $6.13 | 230 | 1,410 | 1,200,128 | Apr 13, 2018, 04:14 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 06, 2018 | Buy | $6.20 | 323 | 2,002 | 1,199,718 | Apr 10, 2018, 05:07 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 02, 2018 | Buy | $6.12 | 2,188 | 13,397 | 1,197,579 | Apr 04, 2018, 04:08 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Apr 03, 2018 | Buy | $6.19 | 1,817 | 11,243 | 1,199,395 | Apr 04, 2018, 04:08 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 29, 2018 | Buy | $6.14 | 3,309 | 20,318 | 1,195,391 | Mar 29, 2018, 04:12 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 28, 2018 | Buy | $6.03 | 3,930 | 23,707 | 1,192,083 | Mar 29, 2018, 04:12 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 23, 2018 | Buy | $6.21 | 1,966 | 12,204 | 1,178,999 | Mar 27, 2018, 04:17 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 26, 2018 | Buy | $6.15 | 4,100 | 25,208 | 1,183,099 | Mar 27, 2018, 04:17 PM | |
| OXSQ | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 27, 2018 | Buy | $5.99 | 5,054 | 30,279 | 1,188,153 | Mar 27, 2018, 04:17 PM | |
| TICC | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 20, 2018 | Buy | $6.13 | 3,723 | 22,832 | 1,171,447 | Mar 22, 2018, 04:56 PM | |
| TICC | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 21, 2018 | Buy | $6.08 | 2,569 | 15,625 | 1,174,016 | Mar 22, 2018, 04:56 PM | |
| TICC | Oxford Square Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 22, 2018 | Buy | $6.15 | 3,017 | 18,569 | 1,177,033 | Mar 22, 2018, 04:56 PM | |
| TICC | Oxford Street Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 15, 2018 | Buy | $6.08 | 5,262 | 32,008 | 1,155,489 | Mar 19, 2018, 04:14 PM | |
| TICC | Oxford Street Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 16, 2018 | Buy | $6.12 | 5,907 | 36,165 | 1,161,395 | Mar 19, 2018, 04:14 PM | |
| TICC | Oxford Street Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 19, 2018 | Buy | $6.05 | 6,329 | 38,283 | 1,167,724 | Mar 19, 2018, 04:14 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 12, 2018 | Buy | $6.36 | 4,234 | 26,937 | 1,139,399 | Mar 14, 2018, 04:10 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 13, 2018 | Buy | $6.25 | 5,360 | 33,482 | 1,144,758 | Mar 14, 2018, 04:10 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 14, 2018 | Buy | $6.24 | 5,469 | 34,100 | 1,150,227 | Mar 14, 2018, 04:10 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 08, 2018 | Buy | $6.31 | 3,282 | 20,698 | 1,130,827 | Mar 09, 2018, 04:20 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 09, 2018 | Buy | $6.38 | 4,338 | 27,663 | 1,135,165 | Mar 09, 2018, 04:20 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 07, 2018 | Buy | $6.27 | 2,855 | 17,902 | 1,127,546 | Mar 09, 2018, 04:20 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 02, 2018 | Buy | $6.07 | 4,402 | 26,709 | 1,117,075 | Mar 06, 2018, 04:13 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 05, 2018 | Buy | $6.20 | 4,039 | 25,032 | 1,121,113 | Mar 06, 2018, 04:13 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 06, 2018 | Buy | $6.26 | 3,578 | 22,382 | 1,124,691 | Mar 06, 2018, 04:13 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Mar 01, 2018 | Buy | $6.08 | 3,900 | 23,694 | 1,113,033 | Mar 01, 2018, 04:28 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 27, 2018 | Buy | $6.03 | 6,604 | 39,811 | 1,103,283 | Mar 01, 2018, 04:28 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 28, 2018 | Buy | $6.06 | 5,850 | 35,429 | 1,109,133 | Mar 01, 2018, 04:28 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 22, 2018 | Buy | $5.71 | 1,619 | 9,251 | 1,090,024 | Feb 26, 2018, 04:18 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 23, 2018 | Buy | $5.76 | 2,967 | 17,087 | 1,092,991 | Feb 26, 2018, 04:18 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 26, 2018 | Buy | $5.88 | 3,688 | 21,685 | 1,096,679 | Feb 26, 2018, 04:18 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 21, 2018 | Buy | $5.70 | 3,320 | 18,920 | 1,088,405 | Feb 21, 2018, 05:57 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 16, 2018 | Buy | $5.68 | 3,688 | 20,942 | 1,079,599 | Feb 21, 2018, 05:57 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 20, 2018 | Buy | $5.64 | 5,487 | 30,966 | 1,085,086 | Feb 21, 2018, 05:57 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 13, 2018 | Buy | $5.60 | 3,739 | 20,928 | 1,069,794 | Feb 15, 2018, 04:37 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 14, 2018 | Buy | $5.65 | 2,744 | 15,496 | 1,072,538 | Feb 15, 2018, 04:37 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 15, 2018 | Buy | $5.70 | 3,374 | 19,227 | 1,075,912 | Feb 15, 2018, 04:37 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 08, 2018 | Buy | $5.54 | 4,889 | 27,063 | 1,054,395 | Feb 12, 2018, 04:53 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 09, 2018 | Buy | $5.50 | 4,301 | 23,662 | 1,058,696 | Feb 12, 2018, 04:53 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Feb 12, 2018 | Buy | $5.51 | 7,360 | 40,542 | 1,066,055 | Feb 12, 2018, 04:53 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 20, 2017 | Buy | $5.83 | 8,086 | 47,152 | 1,042,751 | Dec 21, 2017, 04:40 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 21, 2017 | Buy | $5.84 | 6,737 | 39,338 | 1,049,488 | Dec 21, 2017, 04:40 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 15, 2017 | Buy | $5.84 | 8,498 | 49,664 | 1,002,904 | Dec 19, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 18, 2017 | Buy | $5.81 | 31,161 | 181,083 | 1,034,065 | Dec 19, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 19, 2017 | Buy | $5.75 | 601 | 3,454 | 1,034,665 | Dec 19, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 11, 2017 | Buy | $6.10 | 450 | 2,745 | 967,224 | Dec 13, 2017, 05:11 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 12, 2017 | Buy | $6.08 | 22,737 | 138,148 | 989,961 | Dec 13, 2017, 05:11 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Dec 13, 2017 | Buy | $5.94 | 4,445 | 26,422 | 994,406 | Dec 13, 2017, 05:11 PM | |
| TICC | TICC Capital Corp. | ROSENTHAL SAUL B | President and COO | Nov 21, 2017 | Buy | $6.09 | 1,050 | 6,393 | 966,754 | Nov 24, 2017, 03:44 PM |
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