| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NCT | NEWCASTLE INVESTMENT CORP | RIIS KENNETH M | CEO and President | Nov 11, 2015 | Sale | $4.64 | 37,556 | 174,200 | 156,263 | Nov 13, 2015, 05:34 PM | |
| NCT | NEWCASTLE INVESTMENT CORP | RIIS KENNETH M | CEO and President | Nov 06, 2015 | Option Exercise | $1.65 | 160,021 | 264,092 | 221,795 | Nov 10, 2015, 05:50 PM | |
| NCT | NEWCASTLE INVESTMENT CORP | RIIS KENNETH M | CEO and President | Aug 27, 2014 | Option Exercise | $6.95 | 387,223 | 2,691,010 | 341,666 | Aug 29, 2014, 04:05 PM | |
| NCT | NEWCASTLE INVESTMENT CORP | RIIS KENNETH M | CEO and President | Aug 28, 2014 | Sale | $13.32 | 24,942 | 332,227 | 179,501 | Aug 29, 2014, 04:05 PM | |
| NCT | NEWCASTLE INVESTMENT CORP | RIIS KENNETH M | CEO and President | Sep 22, 2011 | Buy | $4.55 | 150,000 | 682,500 | 275,000 | Sep 26, 2011, 07:17 PM |
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