| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Jul 01, 2016 | Option Exercise | $11.22 | 753,957 | 8,459,398 | 0 | Jul 05, 2016, 12:11 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Jul 01, 2016 | Option Exercise | $11.22 | 60,225 | 675,725 | 0 | Jul 05, 2016, 12:11 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Jul 01, 2016 | Option Exercise | $11.22 | 45,406 | 509,455 | 0 | Jul 05, 2016, 12:11 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Jul 01, 2016 | Option Exercise | $11.22 | 27,750 | 311,355 | 0 | Jul 05, 2016, 12:11 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Jun 18, 2015 | Option Exercise | $8.20 | 606,232 | 4,972,395 | 1,052,616 | Jun 19, 2015, 04:48 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | May 21, 2015 | Option Exercise | $7.04 | 5,637 | 39,684 | 745,043 | May 22, 2015, 02:05 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Jan 06, 2014 | Option Exercise | $5.20 | 233,472 | 1,214,304 | 699,152 | Jan 07, 2014, 03:36 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Nov 20, 2013 | Option Exercise | $5.14 | 174,714 | 897,407 | 503,866 | Nov 21, 2013, 08:00 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Nov 18, 2011 | Buy | $3.51 | 5,000 | 17,527 | 283,866 | Nov 21, 2011, 05:51 PM | |
| FCTY | 1st Century Bancshares, Inc. | ROTHENBERG ALAN I | CEO and Chairman of the Board | Nov 21, 2011 | Sale | $3.43 | 3,000 | 10,287 | 60,225 | Nov 21, 2011, 05:51 PM | |
| CPKI | CALIFORNIA PIZZA KITCHEN, INC. | ROTHENBERG ALAN I | Director | Jul 07, 2011 | Option Exercise | $18.50 | 7,185 | 132,923 | 1,284 | Jul 11, 2011, 04:36 PM |
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