| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CDZI | CADIZ INC | LC CAPITAL MASTER FUND LTD | Former 10% Owner | Mar 05, 2020 | Option Exercise | $6.75 | 2,504,434 | 16,904,930 | 3,263,926 | Mar 09, 2020, 06:28 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Mar 29, 2012 | Option Exercise | $3.20 | 2,323,715 | 7,435,888 | 0 | Apr 02, 2012, 07:25 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Mar 29, 2012 | Option Exercise | $3.20 | 2,323,715 | 7,435,888 | 0 | Apr 02, 2012, 07:25 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Mar 02, 2012 | Sale | $3.18 | 200,000 | 636,000 | 2,323,715 | Mar 02, 2012, 06:32 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Mar 02, 2012 | Sale | $3.18 | 331,000 | 1,052,580 | 2,323,715 | Mar 02, 2012, 06:32 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Mar 01, 2012 | Sale | $3.18 | 684,600 | 2,177,028 | 2,523,715 | Mar 01, 2012, 07:58 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Feb 29, 2012 | Sale | $3.18 | 1,200,000 | 3,816,000 | 3,208,315 | Mar 01, 2012, 07:58 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Dec 13, 2010 | Buy | $2.79 | 1,400 | 3,906 | 4,408,315 | Dec 15, 2010, 03:07 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Nov 24, 2010 | Buy | $2.85 | 1,291 | 3,679 | 4,406,615 | Nov 29, 2010, 07:17 PM | |
| ATSC | ATS CORP | LC CAPITAL MASTER FUND LTD | 10% Owner | Nov 26, 2010 | Buy | $2.90 | 300 | 870 | 4,406,915 | Nov 29, 2010, 07:17 PM |
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