| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | AUDET PAUL | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 22,331 | May 21, 2020, 07:43 PM | |
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | AUDET PAUL | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 15,155 | May 16, 2019, 08:03 PM | |
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | AUDET PAUL | Director | May 15, 2018 | Option Exercise | $26.90 | 6,320 | 170,008 | 9,345 | May 15, 2018, 05:40 PM | |
| BAF | BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST | AUDET PAUL | Director | Feb 15, 2012 | Buy | $16.05 | 6,500 | 104,310 | 6,500 | Feb 16, 2012, 04:09 PM |
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