| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Feb 15, 2024 | Buy | $1.52 | 442,298 | 672,072 | 442,298 | Feb 20, 2024, 04:51 PM | |
| IBRX | ImmunityBio, Inc. | SOON-SHIONG PATRICK | See remarks | Sep 11, 2023 | Option Exercise | $1.29 | 209,291,936 | 269,986,589 | 129,227,017 | Sep 13, 2023, 09:07 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Sep 01, 2023 | Buy | $6.49 | 7,360 | 47,791 | 946,275 | Sep 06, 2023, 09:12 PM | |
| NH | NantHealth, Inc. | SOON-SHIONG PATRICK | Chief Executive Officer | Aug 28, 2023 | Buy | $1.00 | 15,921,888 | 15,999,975 | 15,921,888 | Aug 30, 2023, 05:26 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 22, 2023 | Buy | $0.23 | 634,251 | 146,068 | 32,862,027 | Jun 26, 2023, 09:51 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 16, 2023 | Buy | $0.22 | 40,048 | 8,803 | 31,901,165 | Jun 21, 2023, 06:16 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 20, 2023 | Buy | $0.23 | 62,916 | 14,722 | 31,964,081 | Jun 21, 2023, 06:16 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 21, 2023 | Buy | $0.23 | 263,695 | 61,863 | 32,227,776 | Jun 21, 2023, 06:16 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 13, 2023 | Buy | $0.20 | 1,058,542 | 210,650 | 31,193,753 | Jun 15, 2023, 07:31 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 14, 2023 | Buy | $0.21 | 279,752 | 58,748 | 31,473,505 | Jun 15, 2023, 07:31 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 15, 2023 | Buy | $0.21 | 387,612 | 81,243 | 31,861,117 | Jun 15, 2023, 07:31 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 08, 2023 | Buy | $0.22 | 1,966,263 | 430,218 | 29,366,376 | Jun 09, 2023, 07:45 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 09, 2023 | Buy | $0.23 | 768,835 | 176,755 | 30,135,211 | Jun 09, 2023, 07:45 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 07, 2023 | Buy | $0.25 | 1,000,000 | 245,200 | 27,400,113 | Jun 09, 2023, 07:45 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 01, 2023 | Buy | $0.25 | 21,657 | 5,410 | 26,241,758 | Jun 05, 2023, 07:21 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 02, 2023 | Buy | $0.24 | 158,355 | 38,749 | 26,400,113 | Jun 05, 2023, 07:21 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Apr 13, 2023 | Buy | $0.25 | 7,077 | 1,769 | 26,220,101 | Apr 17, 2023, 05:18 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Apr 11, 2023 | Buy | $0.25 | 280,219 | 70,055 | 26,040,679 | Apr 12, 2023, 08:06 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Apr 12, 2023 | Buy | $0.25 | 172,345 | 43,017 | 26,213,024 | Apr 12, 2023, 08:06 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Apr 10, 2023 | Buy | $0.25 | 88,086 | 21,969 | 25,760,460 | Apr 12, 2023, 08:06 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Apr 05, 2023 | Buy | $0.24 | 385,024 | 94,177 | 25,031,347 | Apr 10, 2023, 09:21 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Apr 06, 2023 | Buy | $0.25 | 641,027 | 159,103 | 25,672,374 | Apr 10, 2023, 09:21 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Mar 23, 2023 | Buy | $0.21 | 426,374 | 89,539 | 1,438,037 | Mar 27, 2023, 06:55 PM | |
| HLGN | Heliogen, Inc. | SOON-SHIONG PATRICK | 10% Owner | Mar 24, 2023 | Buy | $0.24 | 907,677 | 216,663 | 2,345,714 | Mar 27, 2023, 06:55 PM | |
| IBRX | ImmunityBio, Inc. | SOON-SHIONG PATRICK | See remarks | Dec 12, 2022 | Option Exercise | $5.67 | 9,986,920 | 56,625,837 | 9,986,920 | Dec 14, 2022, 04:23 PM | |
| NH | NantHealth, Inc. | SOON-SHIONG PATRICK | Chief Executive Officer | Apr 13, 2021 | Buy | $2.96 | 1,689,189 | 5,000,000 | 1,689,189 | Apr 15, 2021, 06:04 PM | |
| NK | NantKwest, Inc. | SOON-SHIONG PATRICK | Chairman and CEO | Jun 29, 2020 | Buy | $12.12 | 3,710,000 | 44,965,200 | 23,750,750 | Jun 29, 2020, 07:36 PM | |
| NK | NantKwest, Inc. | SOON-SHIONG PATRICK | Chairman and CEO | Mar 21, 2019 | Option Exercise | $2.02 | 19,440,750 | 39,220,509 | 20,040,750 | Mar 21, 2019, 09:06 PM | |
| NK | NantKwest, Inc. | SOON-SHIONG PATRICK | Chairman and CEO | Jul 11, 2018 | Option Exercise | $1.62 | 9,257 | 15,000 | 40,565,814 | Jul 13, 2018, 07:26 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Mar 20, 2017 | Buy | $14.87 | 2,950,000 | 43,870,039 | 7,650,000 | Mar 21, 2017, 04:21 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Feb 16, 2017 | Buy | $13.92 | 6,920 | 96,326 | 1,086,402 | Feb 21, 2017, 06:44 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Feb 17, 2017 | Buy | $13.91 | 7,217 | 100,388 | 1,093,619 | Feb 21, 2017, 06:44 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Dec 08, 2016 | Buy | $13.49 | 200 | 2,698 | 1,079,482 | Dec 12, 2016, 06:23 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Dec 07, 2016 | Buy | $13.47 | 19,263 | 259,473 | 1,079,282 | Dec 08, 2016, 06:38 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Dec 06, 2016 | Buy | $13.37 | 27,351 | 365,683 | 1,060,019 | Dec 08, 2016, 06:38 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Dec 02, 2016 | Buy | $12.97 | 27,754 | 359,969 | 1,026,517 | Dec 06, 2016, 06:22 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Dec 05, 2016 | Buy | $13.16 | 6,151 | 80,947 | 1,032,668 | Dec 06, 2016, 06:22 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 29, 2016 | Buy | $12.92 | 35,643 | 460,508 | 969,384 | Dec 01, 2016, 08:44 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Dec 01, 2016 | Buy | $12.77 | 29,379 | 375,170 | 998,763 | Dec 01, 2016, 08:44 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 23, 2016 | Buy | $12.92 | 84,675 | 1,093,630 | 933,741 | Nov 28, 2016, 06:13 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 21, 2016 | Buy | $12.69 | 21,475 | 272,518 | 831,082 | Nov 23, 2016, 06:29 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 22, 2016 | Buy | $12.73 | 17,984 | 228,936 | 849,066 | Nov 23, 2016, 06:29 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 16, 2016 | Buy | $12.85 | 26,164 | 336,207 | 771,186 | Nov 18, 2016, 06:40 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 17, 2016 | Buy | $12.75 | 20,109 | 256,390 | 791,295 | Nov 18, 2016, 06:40 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 18, 2016 | Buy | $12.75 | 18,312 | 233,478 | 809,607 | Nov 18, 2016, 06:40 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 11, 2016 | Buy | $12.25 | 25,790 | 316,031 | 736,772 | Nov 15, 2016, 06:13 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 14, 2016 | Buy | $12.30 | 8,250 | 101,475 | 745,022 | Nov 15, 2016, 06:13 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 08, 2016 | Buy | $11.18 | 200,000 | 2,235,000 | 641,906 | Nov 10, 2016, 07:05 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 09, 2016 | Buy | $11.61 | 33,775 | 392,060 | 675,681 | Nov 10, 2016, 07:05 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 10, 2016 | Buy | $11.60 | 35,301 | 409,633 | 710,982 | Nov 10, 2016, 07:05 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 04, 2016 | Buy | $9.48 | 28,749 | 272,541 | 439,306 | Nov 08, 2016, 04:56 PM | |
| TRNC | tronc, Inc. | SOON-SHIONG PATRICK | Director | Nov 07, 2016 | Buy | $10.00 | 2,600 | 26,000 | 441,906 | Nov 08, 2016, 04:56 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 07, 2016 | Sale | $8.35 | 51,342 | 428,860 | 2,536,815 | Jul 25, 2016, 09:29 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 21, 2016 | Sale | $9.03 | 67,151 | 606,374 | 2,276,180 | Jul 25, 2016, 09:29 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 22, 2016 | Sale | $9.43 | 15,126 | 142,638 | 2,261,054 | Jul 25, 2016, 09:29 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 19, 2016 | Sale | $9.01 | 7,100 | 63,999 | 2,417,573 | Jul 21, 2016, 04:55 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 20, 2016 | Sale | $8.74 | 22,900 | 200,123 | 2,394,673 | Jul 21, 2016, 04:55 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 18, 2016 | Sale | $8.62 | 100,000 | 862,300 | 2,424,673 | Jul 20, 2016, 07:20 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 14, 2016 | Sale | $8.53 | 13,401 | 114,311 | 2,524,673 | Jul 18, 2016, 05:01 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 12, 2016 | Sale | $8.62 | 28,274 | 243,750 | 2,538,074 | Jul 14, 2016, 04:34 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 11, 2016 | Sale | $8.42 | 9,906 | 83,389 | 2,566,348 | Jul 12, 2016, 06:52 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 08, 2016 | Sale | $8.44 | 11,903 | 100,473 | 2,576,254 | Jul 12, 2016, 06:52 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 06, 2016 | Sale | $8.20 | 100,000 | 819,600 | 2,588,157 | Jul 08, 2016, 08:03 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jul 01, 2016 | Sale | $8.07 | 7,000 | 56,525 | 2,688,157 | Jul 06, 2016, 07:21 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 29, 2016 | Sale | $7.78 | 10,850 | 84,370 | 2,712,494 | Jul 01, 2016, 05:58 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 30, 2016 | Sale | $7.89 | 17,337 | 136,841 | 2,695,157 | Jul 01, 2016, 05:58 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 29, 2016 | Sale | $5.82 | 3,400 | 19,785 | 7,157,924 | Jul 01, 2016, 05:51 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 23, 2016 | Sale | $5.85 | 6,901 | 40,398 | 7,161,324 | Jun 24, 2016, 09:14 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 22, 2016 | Sale | $7.72 | 11,682 | 90,243 | 2,748,847 | Jun 24, 2016, 07:49 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 23, 2016 | Sale | $7.91 | 20,517 | 162,310 | 2,728,330 | Jun 24, 2016, 07:49 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 24, 2016 | Sale | $7.81 | 4,986 | 38,921 | 2,723,344 | Jun 24, 2016, 07:49 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 20, 2016 | Sale | $7.82 | 9,307 | 72,781 | 2,760,529 | Jun 22, 2016, 04:44 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 15, 2016 | Sale | $5.87 | 19,836 | 116,477 | 7,168,225 | Jun 17, 2016, 05:17 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 15, 2016 | Sale | $7.94 | 19,158 | 152,134 | 2,769,836 | Jun 17, 2016, 05:14 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 13, 2016 | Sale | $7.91 | 8,100 | 64,111 | 2,814,005 | Jun 15, 2016, 05:29 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 14, 2016 | Sale | $7.77 | 25,011 | 194,360 | 2,788,994 | Jun 15, 2016, 05:29 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 13, 2016 | Sale | $6.14 | 37,792 | 232,232 | 736,146 | Jun 15, 2016, 05:27 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Jun 14, 2016 | Sale | $6.11 | 15,972 | 97,653 | 720,174 | Jun 15, 2016, 05:27 PM | |
| TPUB | Tribune Publishing Co | SOON-SHIONG PATRICK | Director | Jun 13, 2016 | Buy | $12.72 | 500 | 6,358 | 410,557 | Jun 13, 2016, 07:22 PM | |
| TPUB | Tribune Publishing Co | SOON-SHIONG PATRICK | Director | Jun 09, 2016 | Buy | $12.97 | 2,900 | 37,601 | 410,057 | Jun 13, 2016, 07:22 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 09, 2016 | Sale | $7.87 | 50,309 | 395,982 | 2,860,402 | Jun 13, 2016, 05:02 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 10, 2016 | Sale | $7.84 | 38,297 | 300,402 | 2,822,105 | Jun 13, 2016, 05:02 PM | |
| NH | Nant Health, LLC | SOON-SHIONG PATRICK | Chief Executive Officer | Jun 07, 2016 | Buy | $14.00 | 357,143 | 5,000,002 | 67,214,114 | Jun 09, 2016, 05:35 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 07, 2016 | Sale | $7.68 | 30,399 | 233,495 | 2,930,655 | Jun 09, 2016, 04:59 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Jun 08, 2016 | Sale | $7.83 | 19,944 | 156,082 | 2,910,711 | Jun 09, 2016, 04:59 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Mar 04, 2016 | Sale | $6.34 | 14,700 | 93,198 | 859,238 | Mar 08, 2016, 08:47 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Mar 07, 2016 | Sale | $6.17 | 85,300 | 526,301 | 773,938 | Mar 08, 2016, 08:47 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Mar 03, 2016 | Sale | $7.45 | 1,000,000 | 7,450,000 | 2,961,054 | Mar 04, 2016, 07:04 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Dec 09, 2015 | Option Exercise | $7.93 | 39,764 | 315,293 | 873,938 | Dec 10, 2015, 09:00 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Dec 07, 2015 | Option Exercise | $7.89 | 100,000 | 789,090 | 820,174 | Dec 09, 2015, 04:56 PM | |
| SRNE | Sorrento Therapeutics, Inc. | SOON-SHIONG PATRICK | 10% Owner | Dec 08, 2015 | Option Exercise | $8.01 | 14,000 | 112,154 | 834,174 | Dec 09, 2015, 04:56 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Nov 23, 2015 | Sale | $8.00 | 118,209 | 946,157 | 3,961,054 | Nov 24, 2015, 05:17 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Nov 20, 2015 | Sale | $8.00 | 41,687 | 333,425 | 4,079,263 | Nov 24, 2015, 05:17 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Aug 28, 2015 | Sale | $9.39 | 53,763 | 504,835 | 4,134,082 | Sep 01, 2015, 04:51 PM | |
| JAKK | JAKKS PACIFIC INC | SOON-SHIONG PATRICK | 10% Owner | Aug 31, 2015 | Sale | $9.75 | 13,132 | 128,037 | 4,120,950 | Sep 01, 2015, 04:51 PM | |
| NK | NantKwest, Inc. | SOON-SHIONG PATRICK | Chairman and CEO | Aug 21, 2015 | Buy | $23.00 | 450,000 | 10,350,000 | 41,016,557 | Aug 25, 2015, 04:09 PM | |
| JAKK | JAKKS PACIFIC INC | SOON SHIONG PATRICK | 10% Owner | Jul 18, 2013 | Buy | $7.41 | 1,336,081 | 9,900,360 | 4,187,845 | Jul 22, 2013, 06:40 PM | |
| JAKK | JAKKS PACIFIC INC | SOON SHIONG PATRICK | 10% Owner | Feb 27, 2013 | Buy | $12.13 | 30,000 | 363,900 | 2,161,764 | Jul 15, 2013, 04:30 PM | |
| JAKK | JAKKS PACIFIC INC | SOON SHIONG PATRICK | 10% Owner | Oct 02, 2012 | Buy | $13.76 | 65,000 | 894,400 | 1,067,372 | Jul 15, 2013, 04:30 PM | |
| JAKK | JAKKS PACIFIC INC | SOON SHIONG PATRICK | 10% Owner | Feb 05, 2013 | Buy | $12.95 | 3,400 | 44,030 | 2,013,700 | Jul 15, 2013, 04:30 PM |
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