| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BIVI | BIOVIE INC. | BERMAN RICHARD J | Director | Aug 22, 2023 | Sale | $3.50 | 10,805 | 37,827 | 16,789 | Aug 24, 2023, 08:33 PM | |
| BIVI | BIOVIE INC. | BERMAN RICHARD J | Director | May 22, 2023 | Sale | $6.50 | 5,000 | 32,506 | 29,194 | Jun 15, 2023, 05:15 PM | |
| BIVI | BIOVIE INC. | BERMAN RICHARD J | Director | Jun 07, 2023 | Sale | $5.81 | 5,984 | 34,782 | 23,210 | Jun 15, 2023, 05:15 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | May 11, 2023 | Sale | $21.51 | 7,203 | 154,906 | 100,000 | May 12, 2023, 06:22 PM | |
| BIVI | BIOVIE INC. | BERMAN RICHARD J | Director | Mar 28, 2023 | Sale | $8.52 | 7,613 | 64,870 | 36,807 | Apr 06, 2023, 09:02 PM | |
| BIVI | BIOVIE INC. | BERMAN RICHARD J | Director | Mar 27, 2023 | Sale | $8.52 | 3,371 | 28,711 | 41,807 | Apr 06, 2023, 09:02 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Dec 01, 2022 | Sale | $19.63 | 7,250 | 142,316 | 0 | Dec 05, 2022, 06:07 AM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Aug 16, 2022 | Sale | $43.05 | 2,708 | 116,588 | 107,203 | Aug 16, 2022, 06:29 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Sep 13, 2021 | Option Exercise | $15.95 | 25,000 | 398,628 | 125,000 | Sep 15, 2021, 07:09 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Sep 15, 2021 | Sale | $64.00 | 25,000 | 1,599,875 | 121,297 | Sep 15, 2021, 07:09 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Apr 07, 2021 | Option Exercise | $13.09 | 27,789 | 363,742 | 100,000 | Apr 09, 2021, 07:23 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Mar 24, 2021 | Option Exercise | $7.51 | 51,129 | 383,986 | 72,211 | Mar 25, 2021, 04:47 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Feb 25, 2021 | Option Exercise | $4.74 | 21,082 | 100,002 | 21,082 | Mar 01, 2021, 08:00 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Nov 11, 2020 | Sale | $29.74 | 40,000 | 1,189,767 | 20,000 | Nov 13, 2020, 10:22 AM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Jul 29, 2020 | Option Exercise | $3.57 | 8,138 | 29,053 | 9,250 | Jul 31, 2020, 05:18 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | May 28, 2020 | Option Exercise | $6.00 | 1,112 | 6,672 | 1,112 | Jun 02, 2020, 08:26 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Nov 19, 2019 | Sale | $9.04 | 10,000 | 90,400 | 5,000 | Nov 21, 2019, 05:43 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Nov 13, 2019 | Sale | $9.03 | 10,000 | 90,320 | 5,000 | Nov 15, 2019, 06:00 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Nov 15, 2019 | Sale | $9.20 | 10,000 | 91,997 | 5,000 | Nov 15, 2019, 06:00 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Mar 15, 2019 | Option Exercise | $7.45 | 60,000 | 447,261 | 30,000 | Mar 18, 2019, 04:01 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Nov 15, 2018 | Option Exercise | $6.53 | 20,400 | 133,314 | 10,200 | Nov 16, 2018, 02:35 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Nov 14, 2018 | Option Exercise | $6.58 | 39,600 | 260,509 | 19,800 | Nov 16, 2018, 02:35 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Sep 06, 2018 | Option Exercise | $8.54 | 20,000 | 170,724 | 10,000 | Sep 07, 2018, 05:34 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Chief Executive Officer | Aug 15, 2018 | Sale | $7.94 | 40,000 | 317,638 | 20,000 | Aug 17, 2018, 06:06 AM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | May 25, 2018 | Sale | $11.91 | 2,000 | 23,825 | 6,138 | May 31, 2018, 03:40 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Aug 15, 2017 | Sale | $7.65 | 10,000 | 76,500 | 0 | Aug 22, 2017, 09:29 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Aug 14, 2017 | Sale | $7.80 | 11,396 | 88,889 | 10,000 | Aug 22, 2017, 09:29 PM | |
| ADXS | Advaxis, Inc. | BERMAN RICHARD J | Director | Aug 08, 2016 | Sale | $15.21 | 18,000 | 273,780 | 66,430 | Aug 10, 2016, 07:31 PM | |
| ADXS | Advaxis, Inc. | BERMAN RICHARD J | Director | Aug 09, 2016 | Sale | $15.67 | 15,761 | 246,975 | 50,669 | Aug 10, 2016, 07:31 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Dec 31, 2015 | Option Exercise | $2.03 | 8,210 | 16,666 | 21,396 | Jan 04, 2016, 07:39 PM | |
| ADXS | Advaxis, Inc. | BERMAN RICHARD J | Director | Dec 17, 2015 | Sale | $12.39 | 14,332 | 177,573 | 84,430 | Dec 21, 2015, 06:00 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Sep 30, 2015 | Option Exercise | $2.48 | 8,115 | 20,125 | 13,186 | Oct 02, 2015, 04:55 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Mar 31, 2015 | Option Exercise | $8.28 | 2,430 | 20,120 | 2,430 | Aug 11, 2015, 08:08 PM | |
| CYRX | Cryoport, Inc. | BERMAN RICHARD J | Director | Jun 30, 2015 | Option Exercise | $7.62 | 2,641 | 20,124 | 5,071 | Aug 11, 2015, 08:08 PM | |
| ADXS | Advaxis, Inc. | BERMAN RICHARD J | Director | May 09, 2014 | Sale | $2.63 | 14,530 | 38,247 | 7,530 | May 09, 2014, 03:17 PM | |
| NBS | NeoStem, Inc. | BERMAN RICHARD J | Director | Dec 12, 2013 | Sale | $5.99 | 12,218 | 73,125 | 0 | Dec 13, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | BERMAN RICHARD J | Director | Dec 03, 2013 | Option Exercise | $6.29 | 1,193 | 7,504 | 12,218 | Dec 05, 2013, 09:00 PM | |
| ADXS | Advaxis, Inc. | BERMAN RICHARD J | Director | Nov 20, 2012 | Sale | $0.04 | 300,000 | 10,950 | 527,632 | Jul 10, 2013, 08:40 PM | |
| ADXS | Advaxis, Inc. | BERMAN RICHARD J | Director | Nov 21, 2012 | Sale | $0.04 | 277,632 | 10,312 | 310,326 | Jul 10, 2013, 08:40 PM | |
| ADXS | Advaxis, Inc. | BERMAN RICHARD J | Director | Nov 23, 2012 | Sale | $0.04 | 100,000 | 3,500 | 0 | Jul 10, 2013, 08:40 PM | |
| NBS | NeoStem, Inc. | BERMAN RICHARD J | Director | Jul 01, 2013 | Option Exercise | $0.57 | 13,158 | 7,500 | 133,765 | Jul 03, 2013, 09:01 PM | |
| NBS | NeoStem, Inc. | BERMAN RICHARD J | Director | Dec 28, 2012 | Sale | $0.59 | 146,577 | 87,021 | 243,500 | Jan 18, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | BERMAN RICHARD J | Director | Dec 27, 2012 | Sale | $0.61 | 2,729 | 1,665 | 293,500 | Jan 18, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | BERMAN RICHARD J | Director | Sep 18, 2012 | Sale | $0.69 | 36,000 | 24,840 | 149,306 | Sep 18, 2012, 09:02 PM | |
| ESIC | EASYLINK SERVICES INTERNATIONAL CORP | BERMAN RICHARD J | Director | Jul 02, 2012 | Option Exercise | $7.25 | 77,006 | 558,294 | 0 | Jul 05, 2012, 09:56 PM | |
| ESIC | EASYLINK SERVICES INTERNATIONAL CORP | BERMAN RICHARD J | Director | Jul 02, 2012 | Option Exercise | $7.25 | 5,000 | 36,250 | 0 | Jul 05, 2012, 09:56 PM | |
| ESIC | EASYLINK SERVICES INTERNATIONAL CORP | BERMAN RICHARD J | Director | Jul 15, 2011 | Sale | $5.79 | 39,474 | 228,692 | 82,026 | Jul 19, 2011, 08:17 PM | |
| ESIC | EASYLINK SERVICES INTERNATIONAL CORP | BERMAN RICHARD J | Director | Jul 15, 2011 | Sale | $3.51 | 265,526 | 931,066 | 200,732 | Jul 19, 2011, 08:15 PM | |
| ESIC | EASYLINK SERVICES INTERNATIONAL CORP | BERMAN RICHARD J | Director | Jul 14, 2011 | Option Exercise | $3.60 | 10,000 | 35,957 | 53,232 | Jul 18, 2011, 07:05 PM | |
| NBS | NeoStem, Inc. | BERMAN RICHARD J | Director | Aug 18, 2010 | Sale | $1.50 | 80,000 | 120,000 | 0 | Aug 20, 2010, 09:47 PM |
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