| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NANX | NANOPHASE TECHNOLOGIES CORPORATION | SPURGEON CORP | 10% Owner | Sep 12, 2012 | Sale | $0.33 | 2,421,918 | 799,233 | 3,034,710 | Sep 14, 2012, 04:49 PM | |
| NANX | NANOPHASE TECHNOLOGIES CORPORATION | SPURGEON CORP | 10% Owner | Mar 14, 2012 | Sale | $0.38 | 1,152,002 | 437,761 | 2,721,918 | Mar 16, 2012, 04:26 PM | |
| ULBI | ULTRALIFE CORP | SPURGEON CORP | 10% Owner | May 20, 2011 | Sale | $4.50 | 4,000,000 | 18,000,000 | 518,616 | May 23, 2011, 04:59 PM | |
| NANX | NANOPHASE TECHNOLOGIES CORPORATION | SPURGEON CORP | 10% Owner | Dec 20, 2010 | Sale | $1.07 | 590,000 | 631,300 | 3,573,920 | Dec 22, 2010, 04:54 PM |
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