| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NPS | Northern Power Systems Corp. | SIMON JOHN | Director | Jun 14, 2017 | Option Exercise | $0.16 | 185,039 | 29,125 | 3,306,304 | Jun 16, 2017, 05:26 PM | |
| NPS | Northern Power Systems Corp. | SIMON JOHN | Director | Dec 08, 2016 | Buy | $0.25 | 168,462 | 42,116 | 3,091,265 | Dec 08, 2016, 05:54 PM | |
| NPS | Northern Power Systems Corp. | SIMON JOHN | Director | Dec 06, 2016 | Buy | $0.25 | 401,279 | 100,320 | 2,922,803 | Dec 08, 2016, 05:54 PM | |
| NPS | Northern Power Systems Corp. | SIMON JOHN | Director | Aug 21, 2015 | Buy | $0.44 | 972,000 | 429,721 | 1,219,300 | Aug 25, 2015, 06:22 PM | |
| NPS | Northern Power Systems Corp. | SIMON JOHN | Director | Aug 25, 2015 | Option Exercise | $0.44 | 81,691 | 35,944 | 81,691 | Aug 25, 2015, 06:22 PM | |
| NPS | Northern Power Systems Corp. | SIMON JOHN | Director | Jun 09, 2015 | Buy | $0.71 | 247,300 | 176,671 | 247,300 | Jun 10, 2015, 04:19 PM | |
| CRDC | CARDICA INC | SIMON JOHN | Director | Mar 20, 2013 | Option Exercise | $1.05 | 283,000 | 297,150 | 1,084,042 | Mar 22, 2013, 05:33 PM | |
| CRDC | CARDICA INC | SIMON JOHN | Director | Feb 13, 2012 | Buy | $1.65 | 150,000 | 247,500 | 801,042 | Feb 14, 2012, 08:34 PM |
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