| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Dec 11, 2014 | Buy | $3.73 | 5,000 | 18,631 | 154,000 | Dec 12, 2014, 09:01 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | May 21, 2014 | Buy | $2.68 | 5,000 | 13,416 | 149,000 | May 22, 2014, 07:17 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | May 09, 2014 | Buy | $2.71 | 5,000 | 13,565 | 144,000 | May 12, 2014, 07:11 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Apr 11, 2014 | Buy | $2.68 | 5,000 | 13,385 | 139,000 | Apr 14, 2014, 07:00 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Mar 14, 2014 | Buy | $2.99 | 5,000 | 14,962 | 134,000 | Mar 17, 2014, 06:38 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Jan 13, 2014 | Buy | $2.96 | 5,000 | 14,801 | 129,000 | Jan 14, 2014, 07:48 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Aug 15, 2013 | Buy | $1.67 | 20,000 | 33,400 | 124,000 | Aug 16, 2013, 08:41 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | May 24, 2013 | Buy | $25.00 | 2,000 | 50,000 | 2,000 | May 29, 2013, 06:36 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Apr 15, 2013 | Buy | $1.44 | 5,000 | 7,200 | 104,000 | Apr 16, 2013, 08:48 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Apr 04, 2013 | Buy | $1.60 | 5,000 | 8,000 | 99,000 | Apr 08, 2013, 09:02 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Mar 20, 2013 | Buy | $1.67 | 3,234 | 5,386 | 87,234 | Mar 22, 2013, 09:11 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Mar 21, 2013 | Buy | $1.70 | 6,766 | 11,481 | 94,000 | Mar 22, 2013, 09:11 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Nov 09, 2012 | Buy | $1.29 | 5,000 | 6,437 | 79,000 | Nov 13, 2012, 09:05 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Oct 10, 2012 | Buy | $1.25 | 10,000 | 12,500 | 74,000 | Oct 11, 2012, 08:55 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Aug 15, 2012 | Buy | $1.33 | 5,000 | 6,655 | 64,000 | Aug 16, 2012, 08:29 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | May 24, 2012 | Buy | $1.52 | 5,000 | 7,600 | 115,000 | May 25, 2012, 08:08 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | May 15, 2012 | Buy | $1.47 | 5,000 | 7,345 | 110,000 | May 16, 2012, 09:08 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Apr 13, 2012 | Buy | $1.64 | 4,000 | 6,560 | 59,000 | Apr 17, 2012, 09:14 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Apr 09, 2012 | Buy | $1.72 | 5,000 | 8,600 | 55,000 | Apr 10, 2012, 09:08 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Mar 23, 2012 | Buy | $1.86 | 5,000 | 9,300 | 2,701,586 | Mar 26, 2012, 09:16 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Jan 04, 2012 | Option Exercise | $1.29 | 340,164 | 440,000 | 2,811,650 | Jan 06, 2012, 07:47 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Nov 10, 2011 | Buy | $1.70 | 5,000 | 8,500 | 105,000 | Nov 14, 2011, 08:52 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Oct 06, 2011 | Buy | $1.49 | 5,000 | 7,472 | 100,000 | Oct 07, 2011, 08:50 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Sep 07, 2011 | Buy | $1.60 | 5,000 | 8,000 | 338,532 | Sep 08, 2011, 09:06 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Aug 25, 2011 | Buy | $1.60 | 5,000 | 8,002 | 333,532 | Aug 26, 2011, 07:40 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Aug 18, 2011 | Buy | $1.34 | 25,000 | 33,605 | 328,562 | Aug 19, 2011, 07:47 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | May 27, 2011 | Buy | $1.27 | 5,000 | 6,330 | 303,562 | May 31, 2011, 09:02 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | May 16, 2011 | Buy | $1.17 | 5,000 | 5,841 | 298,562 | May 17, 2011, 09:06 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Apr 01, 2011 | Buy | $1.17 | 5,000 | 5,850 | 2,313,846 | Apr 04, 2011, 08:19 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Mar 15, 2011 | Buy | $1.03 | 10,000 | 10,305 | 2,308,846 | Mar 16, 2011, 05:52 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Jan 07, 2011 | Buy | $1.20 | 5,000 | 6,021 | 2,298,846 | Jan 10, 2011, 09:06 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Nov 18, 2010 | Buy | $1.27 | 5,000 | 6,351 | 2,293,846 | Nov 19, 2010, 07:13 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Oct 07, 2010 | Buy | $1.13 | 2,500 | 2,825 | 2,288,846 | Oct 12, 2010, 07:48 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ROSENSTOCK RICHARD J | Director | Oct 01, 2010 | Buy | $1.00 | 50,000 | 50,000 | 293,562 | Oct 04, 2010, 07:41 AM |
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