| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RCAP | RCS Capital Corp | AUERBACH MARK | Director | Dec 18, 2015 | Option Exercise | $11.28 | 20,346 | 229,472 | 127,961 | Dec 28, 2015, 05:02 PM | |
| RCAP | RCS Capital Corp | AUERBACH MARK | Director | Aug 18, 2015 | Option Exercise | $2.52 | 99,206 | 249,999 | 132,385 | Aug 28, 2015, 09:31 PM | |
| RCAP | RCS Capital Corp | AUERBACH MARK | Director | Jan 13, 2015 | Option Exercise | $11.28 | 20,346 | 229,472 | 33,179 | Jan 20, 2015, 05:07 PM | |
| RCAP | RCS Capital Corp | AUERBACH MARK | Director | Jun 05, 2014 | Buy | $20.20 | 1,000 | 20,200 | 1,000 | Jun 09, 2014, 05:41 PM | |
| RCAP | RCS Capital Corp | AUERBACH MARK | Director | Jun 09, 2014 | Option Exercise | $22.35 | 11,833 | 264,525 | 12,833 | Jun 09, 2014, 05:41 PM | |
| OPTR | OPTIMER PHARMACEUTICALS INC | AUERBACH MARK | Director | Oct 24, 2013 | Option Exercise | $10.75 | 20,000 | 215,000 | 10,000 | Oct 28, 2013, 03:05 PM |
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