| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GBIM | GLOBEIMMUNE INC | CAVANAUGH JAMES H | Former 10% Owner | Feb 17, 2016 | Sale | $1.53 | 5,000 | 7,650 | 564,267 | Feb 19, 2016, 03:50 PM | |
| GBIM | GLOBEIMMUNE INC | CAVANAUGH JAMES H | Former 10% Owner | Feb 18, 2016 | Sale | $1.40 | 5,000 | 7,000 | 559,267 | Feb 19, 2016, 03:50 PM | |
| GBIM | GLOBEIMMUNE INC | CAVANAUGH JAMES H | Former 10% Owner | Feb 19, 2016 | Sale | $1.39 | 5,000 | 6,950 | 554,267 | Feb 19, 2016, 03:50 PM | |
| PTI | PROTEOSTASIS THERAPEUTICS, INC. | CAVANAUGH JAMES H | 10% Owner | Feb 17, 2016 | Buy | $8.00 | 375,000 | 3,000,000 | 2,149,295 | Feb 17, 2016, 06:45 PM | |
| GBIM | GLOBEIMMUNE INC | CAVANAUGH JAMES H | 10% Owner | Feb 16, 2016 | Sale | $1.51 | 5,000 | 7,550 | 569,267 | Feb 16, 2016, 04:40 PM | |
| GBIM | GLOBEIMMUNE INC | CAVANAUGH JAMES H | 10% Owner | Feb 11, 2016 | Sale | $1.72 | 5,000 | 8,600 | 579,267 | Feb 16, 2016, 04:40 PM | |
| GBIM | GLOBEIMMUNE INC | CAVANAUGH JAMES H | 10% Owner | Feb 12, 2016 | Sale | $1.59 | 5,000 | 7,950 | 574,267 | Feb 16, 2016, 04:40 PM | |
| GBIM | GLOBEIMMUNE INC | CAVANAUGH JAMES H | 10% Owner | Jul 08, 2014 | Buy | $10.00 | 190,000 | 1,900,000 | 584,267 | Jul 08, 2014, 05:48 PM | |
| TRVN | TREVENA INC | CAVANAUGH JAMES H | 10% Owner | Feb 05, 2014 | Buy | $7.00 | 297,058 | 2,079,406 | 2,446,251 | Feb 07, 2014, 12:02 PM | |
| TLOG | TETRALOGIC PHARMACEUTICALS CORP | CAVANAUGH JAMES H | 10% Owner | Dec 17, 2013 | Option Exercise | $7.00 | 988,333 | 6,913,946 | 2,586,466 | Dec 17, 2013, 06:59 PM | |
| VRNM | VERENIUM CORP | CAVANAUGH JAMES H | Director | Oct 31, 2013 | Option Exercise | $4.00 | 187,305 | 749,220 | 0 | Nov 04, 2013, 05:03 PM | |
| VRNM | VERENIUM CORP | CAVANAUGH JAMES H | Director | Sep 14, 2011 | Buy | $3.10 | 50,000 | 155,000 | 150,000 | Sep 15, 2011, 05:54 PM | |
| VRNM | VERENIUM CORP | CAVANAUGH JAMES H | Director | Sep 15, 2011 | Buy | $3.08 | 37,305 | 114,899 | 187,305 | Sep 15, 2011, 05:54 PM | |
| VRNM | VERENIUM CORP | CAVANAUGH JAMES H | Director | Aug 15, 2011 | Buy | $1.95 | 54,000 | 105,300 | 100,000 | Aug 16, 2011, 11:29 AM | |
| VRNM | VERENIUM CORP | CAVANAUGH JAMES H | Director | Aug 12, 2011 | Buy | $1.74 | 21,200 | 36,888 | 46,000 | Aug 15, 2011, 12:30 PM | |
| VRNM | VERENIUM CORP | CAVANAUGH JAMES H | Director | Mar 15, 2011 | Buy | $3.21 | 9,800 | 31,485 | 24,800 | Mar 16, 2011, 11:29 AM | |
| VRNM | VERENIUM CORP | CAVANAUGH JAMES H | Director | Mar 14, 2011 | Buy | $3.16 | 15,000 | 47,460 | 15,000 | Mar 16, 2011, 11:29 AM | |
| PIP | PHARMATHENE, INC | CAVANAUGH JAMES H | Director | Nov 03, 2010 | Option Exercise | $2.54 | 935,814 | 2,378,558 | 4,253,057 | Nov 05, 2010, 10:55 AM |
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